-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B7BPkeNZWG3npYQ399NFt3S4W8XZzmrMoN2PpojBnI8G2Ad8T3U7/G6xl97zcQb7 Vkh2OYZe0sa+MD2fckqayQ== 0001260325-10-000001.txt : 20101209 0001260325-10-000001.hdr.sgml : 20101209 20101209094915 ACCESSION NUMBER: 0001260325-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101208 FILED AS OF DATE: 20101209 DATE AS OF CHANGE: 20101209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADKE JOHN M CENTRAL INDEX KEY: 0001260325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 101241327 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-08 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260325 BADKE JOHN M 89 ARKAY DR HAUPPAUGE NY 11788 0 1 0 0 SENIOR VP FINANCE/CFO COMMON STOCK 2010-12-08 4 M 0 5000 3.17 A 46819 D COMMON STOCK 2010-12-08 4 F 0 3712 4.27 D 43107 D STOCK OPTION (RIGHT TO BUY) 3.17 2010-12-08 4 M 0 5000 0 D 2010-12-09 COMMON STOCK 5000 45000 D The options that were exercised became exercisable as follows: 30% on 12/9/05; an additional 30% on 12/9/06; and the remaining 40% on 12/9/07. /S/ JOHN M. BADKE 2010-12-09 -----END PRIVACY-ENHANCED MESSAGE-----