-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TgYUPhDW38UkkZC1pl0hwEdhQq3RQPjTkiZ90rlI9biTKEPnBX3iql04v7ZxR0Gu Jig6OKzx11Nx4Y57vk3qRg== 0001260325-06-000003.txt : 20061120 0001260325-06-000003.hdr.sgml : 20061120 20061120141849 ACCESSION NUMBER: 0001260325-06-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061025 FILED AS OF DATE: 20061120 DATE AS OF CHANGE: 20061120 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BADKE JOHN M CENTRAL INDEX KEY: 0001260325 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 061229343 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-10-25 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260325 BADKE JOHN M 89 ARKAY DR HAUPPAUGE NY 11788 0 1 0 0 SENIOR VP FINANCE/CFO COMMON STOCK 2006-11-14 4 F 0 10620 3.59 D 819 D COMMON STOCK 2006-11-14 4 M 0 12500 3.05 A 13319 D STOCK OPTION (RIGHT TO BUY) 3.59 2006-10-25 4 A 0 15000 0 A 2012-10-25 COMMON STOCK 15000 66000 D STOCK OPTION (RIGHT TO BUY) 3.05 2006-11-14 4 M 0 12500 0 D 2006-11-15 COMMON STOCK 12500 53500 D Exercisable as follows: 30% on 10/25/2008; an additional 30% on 10/25/2009; and the remaining 40% on 10/25/2010. The options that were exercised became exercisable as follows: 30% on 11/15/2001; an additional 30% on 11/15/2002; and the remaining 40% on 11/15/2003. /s/ JOHN M. BADKE 2006-11-20 -----END PRIVACY-ENHANCED MESSAGE-----