-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CaBv4slURvgs85rOw4BvGxwU5eEoGWUniblctdNtaUPkYPgzfIRHRpI3/ua0HKcm BH5iPuPA/z90FLXBUEc+ZA== 0001260323-07-000001.txt : 20070226 0001260323-07-000001.hdr.sgml : 20070226 20070226180315 ACCESSION NUMBER: 0001260323-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070223 FILED AS OF DATE: 20070226 DATE AS OF CHANGE: 20070226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DARBY KENNETH M CENTRAL INDEX KEY: 0001260323 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 07650523 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-02-23 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001260323 DARBY KENNETH M 89 ARKAY DR HAUPPAUGE NY 11788 1 1 0 0 CHAIRMAN/CEO COMMON STOCK 2007-02-23 4 F 0 35237 7.77 D 285502 D COMMON STOCK 2007-02-23 4 M 0 50000 2.8 A 335502 D COMMON STOCK 2007-02-23 4 M 0 33871 3.95 A 369373 D STOCK OPTION (RIGHT TO BUY) 2.8 2007-02-23 4 M 0 50000 0 D 2008-11-04 COMMON STOCK 50000 60000 D STOCK OPTION (RIGHT TO BUY) 3.95 2007-02-23 4 M 0 33871 0 D 2009-08-12 COMMON STOCK 33871 26129 D The options that were exercised became fully exercisable on 11/4/06. The options that were exercised became fully exercisable on 8/12/06. /s/ KENNETH M. DARBY 2007-02-26 -----END PRIVACY-ENHANCED MESSAGE-----