-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E2u7GXEMe0EH6kRHc0lULT7EZyU8dAlqzD5gQNhg8OabEplXMa0cOZF/rinxXaL9 e0fh8Im3eK5RcK8LGsGW0g== 0000950135-96-001070.txt : 19960221 0000950135-96-001070.hdr.sgml : 19960221 ACCESSION NUMBER: 0000950135-96-001070 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960220 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-33880 FILM NUMBER: 96523031 BUSINESS ADDRESS: STREET 1: 525 BROAD HOLLOW RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5162932200 MAIL ADDRESS: STREET 1: 525 BROAD HOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERNATIONAL INDUSTRIES INC PROFIT SHARING PLAN CENTRAL INDEX KEY: 0001007677 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 915 HARTFORD TURNPIKE CITY: SHREWSBURY STATE: MA ZIP: 01545 MAIL ADDRESS: STREET 1: 915 HARTFORD TURNPIKE CITY: SHREWSBURY STATE: MA ZIP: 01545 SC 13D 1 VICON INDUSTRIES 1 -------------------------- OMB APPROVAL -------------------------- UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: October 31, 1997 WASHINGTON, D.C. 20549 Estimated average burden hours per response...14.90 SCHEDULE 13D -------------------------- UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* ------ Vicon Industries, Inc. ----------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value ----------------------------------------------------------------- (Title of Class of Securities) 0009258111 ---------------------------- (CUSIP Number) Mr. Chu Chun 915 Hartford Turnpike Trustee, International Industries, Inc. Shrewsbury, MA 01545 Profit Sharing Plan (508) 842-0300 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) 8/25/93 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box / /. Check the following box if a fee is being paid with this statement /X/. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1746(12-91) 2 SCHEDULE 13D - ---------------------------------- --------------------------------- CUSIP NO. 0009258111 PAGE 2 OF 4 PAGES ---------- ------ ------ - ---------------------------------- --------------------------------- ________________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON International Industries, Inc. Profit Sharing Plan FIN # 04-3136728 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a) / / (b) /X/ ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 SOURCE OF FUNDS* PF ________________________________________________________________________________ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / ________________________________________________________________________________ 6 CITIZENSHIP OR PLACE OF ORGANIZATION N/A ________________________________________________________________________________ 7 SOLE VOTING POWER 195,657 _________________________________________________________________ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY OWNED BY _________________________________________________________________ EACH 9 SOLE DISPOSITIVE POWER REPORTING 195,657 PERSON _________________________________________________________________ WITH 10 SHARED DISPOSITIVE POWER ________________________________________________________________________________ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 195,657 ________________________________________________________________________________ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES * / / ________________________________________________________________________________ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.1% ________________________________________________________________________________ 14 TYPE OF REPORTING PERSON * EP ________________________________________________________________________________ * SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 Page 3 of 4 ----------- Item 1. Security and Issuer. - --------------------------- Common Stock, $.01 par value Vicon Industries, Inc. 525 Broad Hollow Road Melville, NY 11747 Item 2. Identity and Background. - ------------------------------- (a) Name: International Industries, Inc. Profit Sharing Plan (b) Address: 915 Hartford Turnpike Shrewsbury, MA 01545 (c) The Reporting Person is an employee benefit plan. Item 3. Source and Amount of Funds or Other Consideration. - --------------------------------------------------------- On various dates through January 25, 1996, the Reporting Person acquired ownership of 195,657 shares of the Issuer's securities. The purchases were made either directly by the Reporting Person or by International Industries, Inc. Pension Plan or International IMEX, Inc. Profit Sharing Plan, which were merged into the Reporting Person on September 27, 1995 and May 17, 1995, respectively. All purchases were made with funds of the purchasing entity at prices ranging from $1.25 to $2.125. Item 4. Purpose of Transaction. - ------------------------------ The purpose of the acquisitions is investment. Item 5. Interest in Securities of the Issuer. - -------------------------------------------- (a) Aggregate number of shares which the Reporting Person beneficially owns: 195,657. Percentage of class: 7.1%. The sole trustee of the Reporting Person, Chu S. Chun, may be deemed to beneficially own 103,800 shares of the Issuer's securities in addition to the shares owned by the Reporting Person. (b) The Reporting Person, acting through its sole trustee, has the sole power to vote or direct the vote and dispose or direct the disposition of 195,657 shares of the Issuer's stock. The Reporting Person does not share the power to vote or direct the vote or dispose or direct the disposition of the 103,800 shares of the Issuer's securities which the sole trustee of the Reporting Person may be deemed to beneficially own, separate from the Reporting Person's shares. 4 Page 4 of 4 (c) Following are all transactions effected by the Reporting Person in the Issuer's securities in the last 60 days:
Date No. of Shares Price Per Share How Purchased - ---- ------------- --------------- ------------- 1/2/96 500 $1.1875 open market 1/2/96 1,300 $1.1875 open market 1/2/96 2,500 1.25 open market 1/2/96 1,500 1.25 open market 1/2/96 1,700 1.25 open market 1/25/96 9,000 1.375 private purchase
(d) N/A (e) N/A Item 6. Contracts, Arrangements, Understandings or Relationships - ---------------------------------------------------------------- With Respect to Securities of the Issuer. - ---------------------------------------- The Reporting Person has not entered into any contracts, arrangements, understandings or relationships with respect to any securities of the Issuer other than documents creating and governing the trustee position under the Plans which do not specifically relate to the securities of the Issuer. Item 7. Material to Be Filed as Exhibits. - ---------------------------------------- N/A SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. - ------------------------ International Industries, Inc. Date Profit Sharing Plan By: /s/ Chu S. Chun ---------------------------- Signature Chu S. Chun, Trustee ------------------------------- Name and Title -----END PRIVACY-ENHANCED MESSAGE-----