0000948520-18-000002.txt : 20180312
0000948520-18-000002.hdr.sgml : 20180312
20180312151838
ACCESSION NUMBER: 0000948520-18-000002
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Anita G
CENTRAL INDEX KEY: 0001434993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07939
FILM NUMBER: 18683177
MAIL ADDRESS:
STREET 1: 4838 JENKINS AVE
CITY: N CHARLESTON
STATE: SC
ZIP: 29405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/
CENTRAL INDEX KEY: 0000310056
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112160665
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 6319522288
MAIL ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-03-08
0
0000310056
VICON INDUSTRIES INC /NY/
VII
0001434993
Zucker Anita G
4838 JENKINS AVE
N CHARLESTON
SC
29405
0
0
1
0
Common Stock
2018-03-08
4
S
0
5546
0.4001
D
7445800
I
See footnote
Common Stock
2018-03-08
4
S
0
5000
0.4012
D
7440800
I
See footnote
Common Stock
2018-03-08
4
S
0
8573
0.3918
D
7432227
I
See footnote
Common Stock
2018-03-08
4
S
0
3500
0.4
D
7428727
I
See footnote
Common Stock
2018-03-09
4
S
0
8200
0.3954
D
7420527
I
See footnote
Common Stock
2018-03-09
4
S
0
41600
0.3912
D
7378927
I
See footnote
Common Stock
2018-03-09
4
S
0
34490
0.3916
D
7344437
I
See footnote
Common Stock
2018-03-09
4
S
0
9800
0.3951
D
7334637
I
See footnote
Warrants
0.4
2017-04-20
4
J
0
1500000
438000
A
2017-04-20
2020-04-20
Common Stock
1500000
1500000
I
By trust's susidiary
The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of the same number of shares of VII common stock at a price of $0.40 per share on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of profit realized in connection with the short-swing transactions, less transaction costs.
The shares are or were owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker as trustee and beneficiary of the trust.
The warrants were issued as additional consideration for NIL Funding Corporation's extending credit to VII. VII reported that the fair value of the warrants at issuance was $438,000.
s/ Anita G. Zucker
2018-03-12