0000948520-17-000011.txt : 20171219
0000948520-17-000011.hdr.sgml : 20171219
20171219154600
ACCESSION NUMBER: 0000948520-17-000011
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zucker Anita G
CENTRAL INDEX KEY: 0001434993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07939
FILM NUMBER: 171263949
MAIL ADDRESS:
STREET 1: 4838 JENKINS AVE
CITY: N CHARLESTON
STATE: SC
ZIP: 29405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/
CENTRAL INDEX KEY: 0000310056
STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669]
IRS NUMBER: 112160665
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
BUSINESS PHONE: 6319522288
MAIL ADDRESS:
STREET 1: 135 FELL COURT
CITY: HAUPPAUGE
STATE: NY
ZIP: 11788
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-15
0
0000310056
VICON INDUSTRIES INC /NY/
VII
0001434993
Zucker Anita G
4838 JENKINS AVE
N CHARLESTON
SC
29405
0
0
1
0
Common Stock
2017-12-15
4
S
0
100000
0.4363
D
7785000
I
See footnotes
Common Stock
2017-12-15
4
S
0
60000
0.457
D
7725000
I
See footnotes
Common Stock
2017-12-15
4
S
0
25000
0.46
D
7700000
I
See footnotes
Common Stock
2017-12-15
4
S
0
32500
0.4179
D
7667500
I
See footnotes
Common Stock
2017-12-18
4
S
0
100000
0.4006
D
7567500
I
See footnotes
Common Stock
2017-12-18
4
S
0
40000
0.41
D
7527500
I
See footnotes
Common Stock
2017-12-18
4
S
0
27500
0.4156
D
7500000
I
See footnotes
Warrants
0.4
2017-04-20
2020-04-20
Common Stock
1500000
1500000
I
By trust's subsidiary
The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of 385,000 shares of VII common stock at a price of $0.40 on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of the profit realized in connection with the short-swing transactions, less transaction costs.
385,000 shares sold were directly owned by the Article 6 Marital Trust, a ten percent owner of the issuer, and indirectly by Anita G. Zucker, as trusteeand beneficiary of the trust.
7,500,000 shares are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust and indirectly by Anita G. Zucker as as trustee and beneficiary of the trust.
The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust.
s/ Anita G. Zucker
2017-12-19