0000948520-17-000011.txt : 20171219 0000948520-17-000011.hdr.sgml : 20171219 20171219154600 ACCESSION NUMBER: 0000948520-17-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171215 FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zucker Anita G CENTRAL INDEX KEY: 0001434993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 171263949 MAIL ADDRESS: STREET 1: 4838 JENKINS AVE CITY: N CHARLESTON STATE: SC ZIP: 29405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 6319522288 MAIL ADDRESS: STREET 1: 135 FELL COURT CITY: HAUPPAUGE STATE: NY ZIP: 11788 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-12-15 0 0000310056 VICON INDUSTRIES INC /NY/ VII 0001434993 Zucker Anita G 4838 JENKINS AVE N CHARLESTON SC 29405 0 0 1 0 Common Stock 2017-12-15 4 S 0 100000 0.4363 D 7785000 I See footnotes Common Stock 2017-12-15 4 S 0 60000 0.457 D 7725000 I See footnotes Common Stock 2017-12-15 4 S 0 25000 0.46 D 7700000 I See footnotes Common Stock 2017-12-15 4 S 0 32500 0.4179 D 7667500 I See footnotes Common Stock 2017-12-18 4 S 0 100000 0.4006 D 7567500 I See footnotes Common Stock 2017-12-18 4 S 0 40000 0.41 D 7527500 I See footnotes Common Stock 2017-12-18 4 S 0 27500 0.4156 D 7500000 I See footnotes Warrants 0.4 2017-04-20 2020-04-20 Common Stock 1500000 1500000 I By trust's subsidiary The reporting person's sale of VII common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act with the reporting person's purchase of 385,000 shares of VII common stock at a price of $0.40 on November 7, 2017. The reporting person plans to pay promptly to VII the full amount of the profit realized in connection with the short-swing transactions, less transaction costs. 385,000 shares sold were directly owned by the Article 6 Marital Trust, a ten percent owner of the issuer, and indirectly by Anita G. Zucker, as trusteeand beneficiary of the trust. 7,500,000 shares are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust and indirectly by Anita G. Zucker as as trustee and beneficiary of the trust. The warrants are owned directly by NIL Funding Corporation, a subsidiary of the Article 6 Marital Trust, and indirectly by Anita G. Zucker, as trustee and beneficiary of the trust. s/ Anita G. Zucker 2017-12-19