-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J93nYSjBQT9xA/M7ZB9/Q6qRDvVn1I23Ed1I0WOrDvJLvOyhc0VB02Wgg9sTxtJG qQTMpjqzAnFVLLGdVc0nHw== 0000310056-10-000020.txt : 20100818 0000310056-10-000020.hdr.sgml : 20100818 20100818101621 ACCESSION NUMBER: 0000310056-10-000020 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20100818 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20100818 DATE AS OF CHANGE: 20100818 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 101024715 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 8-K 1 f8k_081810.htm FORM 8-K f8k_081810.htm
 
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 16, 2010

VICON INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)

 
 
New York
1-7939
11-2160665
(State of Incorporation or Organization)
(Commission File Number)
(IRS Employer Identification No.)
     

89 Arkay Drive, Hauppauge, New York
11788
(Address of Principal Executive Offices)
(Zip Code)

(631) 952-2288
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
       [ ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
        
       [ ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
        
       [ ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
        
       [ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 
 
 

ITEM 8.01    OTHER EVENTS

On August 16, 2010, the Registrant issued a press release, a copy of which is attached hereto as Exhibit 99.1.


ITEM 9.01    FINANCIAL STATEMENTS AND EXHIBITS

     (d) Exhibits

         99.1  Registrant's Press Release dated August 16, 2010

 
 

 
 

 






SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 

 
Dated:  August 18, 2010
 
 
 
 VICON INDUSTRIES, INC.
 
 
By: /s/ John M. Badke
John M. Badke
Senior Vice President, Finance and
Chief Financial Officer
 
 
 
 
 
 
 
 

 
EXHIBIT INDEX


Exhibit                    Description

  99.1                     Registrant's press release dated August 16, 2010

 
 

 

EX-99.1 2 f8k_ex99-1.htm EXHIBIT 99.1 f8k_ex99-1.htm
 
 

 

EXHIBIT 99.1
                                                            FOR IMMEDIATE RELEASE
                                           FOR FURTHER INFORMATION:
Vicon Industries: Joan Wolf: 631/650-6201
                                                                       BlissPR: John Bliss: 212/840-1661


 VICON INDUSTRIES:  U.S. PATENT OFFICE BOARD OF PATENT APPEALS
 AND INTERFERENCES ISSUES DECISION


HAUPPAUGE, NY,  August 16, 2010 – Vicon Industries, Inc. (NYSE: AMEX-VII)
 
In May of 2003, Vicon, among others, was sued for patent infringement by Lectrolarm Custom Systems, Inc. (Lectrolarm).  In January of 2005, the Company petitioned the U.S. Patent and Trademark Office (USPTO) to reexamine Lectrolarm’s patent believing that the five claims asserted by Lectrolarm against Vicon were invalid.

On February 23, 2007, the USPTO Examiner issued a Final Rejection of the asserted claims in Lectrolarm’s patent, finding the claims invalid over the prior art cited by the Company.  Lectrolarm appealed the USPTO Examiner’s decision to the USPTO Board of Patent Appeals and Interferences (BPAI). In a decision dated August 16, 2010, the BPAI affirmed the USPTO Examiner’s finding of invalidity of two of the claims and reversed the USPTO Examiner’s finding of invalidity of the other three asserted claims.  The BPAI decision in part confirms the Company’s position on invalidity of the asserted claims. The Company also continues to have substantial non-infringement defenses. Ken Darby, CEO of Vicon, said the Company’s attorneys are continuing to study the BPAI’s decision.


Vicon Industries, Inc. designs, engineers, assembles, and markets a wide range of video and access control systems and system components used for security, surveillance, safety, communication and process control purposes by a broad group of end users worldwide.


This news release contains forward-looking statements that involve risks and uncertainties.  Statements that are not historical facts, including statements about the adequacy of reserves, estimated costs, Company intentions, probabilities, beliefs, prospects and strategies and its expectations about expansion into new markets, growth in existing markets, enhanced operating margins or growth in its business, are forward-looking statements that involve risks and uncertainties.  Actual results and events may differ significantly from those discussed in the forward-looking statements and the Company undertakes no obligation to publicly update or revise any forward-looking statements.












 
 

 

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