-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ECQ5sqOc1jcH01xOHwrWaivOaMciA0oA1dDHbrj7MFb1RHND6xNPrnDoySUobBGZ mR45T5jVZpqDaL/cK8we7A== 0000310056-09-000029.txt : 20091230 0000310056-09-000029.hdr.sgml : 20091230 20091230105640 ACCESSION NUMBER: 0000310056-09-000029 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20091230 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20091230 DATE AS OF CHANGE: 20091230 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VICON INDUSTRIES INC /NY/ CENTRAL INDEX KEY: 0000310056 STANDARD INDUSTRIAL CLASSIFICATION: COMMUNICATIONS EQUIPMENT, NEC [3669] IRS NUMBER: 112160665 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07939 FILM NUMBER: 091265249 BUSINESS ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 BUSINESS PHONE: 5169522288 MAIL ADDRESS: STREET 1: 89 ARKAY DR CITY: HAUPPAUGE STATE: NY ZIP: 11788 8-K 1 f8k_123009.htm FORM 8-K f8k_123009.htm
 
 

 


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 29, 2009

VICON INDUSTRIES, INC.
(Exact name of registrant as specified in its charter)

 
 
New York
1-7939
11-2160665
(State of Incorporation or
(Commission File Number)
(IRS Employer
Organization)
 
Identification No.)

89 Arkay Drive, Hauppauge, New York
11788
(Address of Principal Executive Offices)
(Zip Code)

(631) 952-2288
(Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
       [ ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
        
       [ ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
        
       [ ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
        
       [ ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 


ITEM 8.01    OTHER EVENTS

On December 29, 2009, the Registrant issued a press release announcing that it anticipates a significant decline in its December 31, 2009 quarter end sales and results as compared with the year ago period.  A copy of the press release is attached hereto as Exhibit 99.1.


ITEM 9.01    FINANCIAL STATEMENTS AND EXHIBITS

     (d) Exhibits

         The following exhibit is furnished as part of this report:

         99.1  Registrant's Press Release dated December 29, 2009

 
 

 
 

 






SIGNATURE

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated:  December 30, 2009



 
 

 
 
VICON INDUSTRIES, INC.
 
 
By: /s/ John M. Badke
John M. Badke
Senior Vice President, Finance and
Chief Financial Officer
 
 
 
 
 
 
 
EXHIBIT INDEX


Exhibit                    Description

  99.1                     Registrant's press release dated December 29, 2009

 
 

 

EX-99.1 2 f8k_ex99-1.htm EXHIBIT 99.1 f8k_ex99-1.htm
 
 

 

EXHIBIT 99.1
                                                                            FOR IMMEDIATE RELEASE
                                           FOR FURTHER INFORMATION:
                                                             Vicon Industries: Joan Wolf: 631/650-6201
                                                                          BlissPR: John Bliss: 212/840-1661

VICON ANTICIPATES DECLINE IN Q1 SALES AND EPS


HAUPPAUGE, NY, December 29, 2009 - Vicon Industries, Inc. (VII: NYSE-AMEX), a designer and producer of physical security information management systems, today announced that first fiscal quarter sales are expected to be off significantly from year ago levels.  Vicon Chairman and CEO Ken Darby, said sales for the December 31, 2009 first fiscal 2010 quarter are expected to be down 25-30% due to continuing weak market conditions. The Company also anticipates the lower sales to result in a net loss in the range of $600,000 to $800,000 (or $.13 to $.17 per share) for the first quarter.  “Capital expenditures for construction and other projects incorporating electronic security systems remain sluggish worldwide.  Throughout fiscal year 2009 incoming order levels declined each quarter reaching a low of $13.1 million in the September 2009 quarter.  New orders for the December 31, 2009 quarter are anticipated to be similar at approximately $13 million.  The nature of our project oriented business is such that we trail a decline in economic activity and most likely will trail the recovery,” said Mr. Darby.  The Company expects to announce its first quarter results on or about February 5, 2010.




Vicon Industries, Inc. designs, manufactures, assembles and markets a wide range of video systems and system components used for security, surveillance, safety and communication purposes by a broad group of end users worldwide.


This news release contains forward-looking statements that involve risks and uncertainties.  Statements that are not historical facts, including statements about anticipated revenues, anticipated earnings or losses, earnings or losses per share, the adequacy of reserves, estimated costs, Company intentions, probabilities, beliefs, expectations, prospects and strategies and its expectations about expansion into new markets, growth in existing markets, enhanced operating margins or growth in its business, are forward-looking statements that involve risks and uncertainties.  Actual results and events may differ significantly from those discussed in the forward-looking statements and the Company undertakes no obligation to publicly update or revise any forward-looking statements.





 
 

 

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