SC 13D/A 1 d375139dsc13da.htm SCHEDULE 13D AMENDMENT NO. 6 Schedule 13D Amendment No. 6

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

 

Encore Bancshares, Inc.

(Name of Issuer)

 

 

 

Common Stock, par value $00

(Title of Class of Securities)

 

29255V201

(CUSIP Number)

 

Jacob D. Smith

Luther King Capital Management Corporation

301 Commerce Street, Suite 1600

Fort Worth, Texas 76102

(817) 332-3235

(Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications)

 

July 2, 2012    

(Date of Event which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 2403d-1(e), 2403d-1(f) or 2403d-1(g), check the following box.   ¨

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 13d-7 for other parties to whom copies are to be sent.

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who response to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 

 

 


CUSIP No. 29255V201   Page 2 of 11
  1.   

Name of Reporting Persons

 

LKCM Private Discipline Master Fund, SPC

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Cayman Islands

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

OO

 


CUSIP No. 29255V201   Page 3 of 11
  1.   

Name of Reporting Persons

 

LKCM Investment Partnership, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 29255V201   Page 4 of 11
  1.   

Name of Reporting Persons

 

LKCM Investment Partnership II, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 29255V201   Page 5 of 11
  1.   

Name of Reporting Persons

 

LKCM Micro-Cap Partnership, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 29255V201   Page 6 of 11
  1.   

Name of Reporting Persons

 

Luther King Capital Management Corporation

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

IA/CO

 


CUSIP No. 29255V201   Page 7 of 11
  1.   

Name of Reporting Persons

 

New Summit Partners, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

WC

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

Texas

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

PN

 


CUSIP No. 29255V201   Page 8 of 11
  1.   

Name of Reporting Persons

 

J. Bryan King

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

PF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

IN

 


CUSIP No. 29255V201   Page 9 of 11
  1.   

Name of Reporting Persons

 

J. Luther King, Jr.

  2.  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

  3.  

SEC Use Only

 

  4.  

Source of Funds (See Instructions)

 

PF

  5.  

Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e):    ¨

 

  6.  

Citizenship or Place of Organization

 

United States

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With

     7.    

Sole Voting Power

 

0

     8.   

Shared Voting Power

 

0

     9.   

Sole Dispositive Power

 

0

   10.   

Shared Dispositive Power

 

0

11.

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

12.

 

Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions):     ¨

 

13.

 

Percent of Class Represented by Amount in Row (11)

 

0%

14.

 

Type of Reporting Person (See Instructions)

 

IN

 


This Amendment No. 6 to Schedule 13D amends and supplements the Schedule 13D filed by the Reporting Persons with respect to the common stock, par value $00 (“Common Stock”), of Encore Bancshares, Inc. (the “Issuer”). Except as set forth below, all previous Items remain unchanged. Capitalized terms used herein but not defined herein shall have the meanings given to them in the Schedule 13D, as amended, filed with the Securities and Exchange Commission. Each of the Reporting Persons hereby expressly disclaims beneficial ownership of the securities reported herein, other than to the extent of its pecuniary interest therein, and this Schedule 13D shall not be deemed to be an admission that any such Reporting Person is the beneficial owner of the securities reported herein for purposes of the Securities Exchange Act of 1934 or for any other purpose.

Item 3. Source and Amount of Funds or Other Consideration

Item 3 is hereby supplemented as follows:

On July 2, 2012, the Issuer consummated its merger with Cadence Bancorp, LLC (“Cadence”) and EMS Sub I, Inc., (“Merger Sub”) on the terms and conditions set forth in that certain Agreement and Plan of Merger, dated March 5, 2012, by and among the Issuer, Cadence and Merger Sub (“Merger Agreement”). Under the Merger Agreement, director stock options held by B. King to acquire 12,000 shares of Common Stock at a purchase price of $12.00 per share were deemed exercised effective July 2, 2012.

Item 5. Interest in Securities of the Issuer

Item 5 is hereby amended and restated in its entirety as follows:

(a) Under the Merger Agreement, all of the issued and outstanding shares of Common Stock, including those shares of Common Stock beneficially owned by the Reporting Persons, were acquired by Merger Sub for a purchase price of $20.62 per share in cash effective July 2, 2012. Accordingly, the Reporting Persons were no longer the beneficial owners of any shares of Common Stock as of such date.

(b) See Item 5(a) above.

(c) See Item 3 above. Pursuant to the Merger Agreement, the Reporting Persons disposed of the following shares of Common Stock on July 2, 2012 at a sales price of $20.62 per share in cash: PDP – 440,000; LIP – 206,000; LIP II – 9,665; Micro – 9,100; Summit – 118,218; B. King – 85,076; L. King – 191,682; and LKCM – 6,755.

(d) Not applicable.

(e) See Item 5(a) above.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: July 3, 2012

 

LKCM Private Discipline Master Fund, SPC
By:   LKCM Private Discipline Management, L.P., sole holder of its management shares
By:   LKCM Alternative Management, LLC, its general partner
By:   LKCM Capital Group, LLC, its sole member
By:  

/s/ J. Bryan King

  J. Bryan King, President
LKCM Micro-Cap Partnership, L.P.
By:   LKCM Micro-Cap Partnership, L.P., its general partner
By:   LKCM Alternative Management, LLC, its general partner
By:   LKCM Capital Group, LLC, its sole member
By:  

/s/ J. Bryan King

  J. Bryan King, President
LKCM Investment Partnership, L.P.
By:   LKCM Investment Partnership GP, LLC, its general partner
By:  

/s/ J. Luther King, Jr.

  J. Luther King, Jr., President
LKCM Investment Partnership II, L.P.
By:   LKCM Investment Partnership GP, LLC, its general partner
By:  

/s/ J. Luther King, Jr.

  J. Luther King, Jr., President
Luther King Capital Management Corporation
By:  

/s/ J. Luther King, Jr.

  J. Luther King, Jr., President
New Summit Partners, L.P.
By:   King Summit Holdings, Inc., its general partner
By:  

/s/ J. Luther King, Jr.

  J. Luther King, Jr., President

/s/ John Bryan King

John Bryan King

/s/ J. Luther King, Jr.

J. Luther King, Jr.