-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NjqZ351ynSPWkNcKs8Nh29Dpg06wEMpOiFElVGLT6gpXK3DeOfPGq2Kv5DBnjtcc zIpL5ojAJ2D53twMcJF2Kw== 0000088053-05-000733.txt : 20050624 0000088053-05-000733.hdr.sgml : 20050624 20050624103122 ACCESSION NUMBER: 0000088053-05-000733 CONFORMED SUBMISSION TYPE: N-Q PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20050430 FILED AS OF DATE: 20050624 DATE AS OF CHANGE: 20050624 EFFECTIVENESS DATE: 20050624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CASH EQUIVALENT FUND CENTRAL INDEX KEY: 0000310030 IRS NUMBER: 363414264 STATE OF INCORPORATION: MA FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-Q SEC ACT: 1940 Act SEC FILE NUMBER: 811-02899 FILM NUMBER: 05913973 BUSINESS ADDRESS: STREET 1: 222 SOUTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3125371569 MAIL ADDRESS: STREET 1: 222 SOUTH RIVERSIDE PLAZA CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CASH EQUIVALENT FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SUPERVISED CASH ACCOUNT INC DATE OF NAME CHANGE: 19790308 N-Q 1 nq043005cef_cam.txt N-Q FILING - CEF MONEY MARKET PORTFOLIO UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY ------------------------------- Investment Company Act file number 811-2899 Cash Equivalent Fund -------------------- (Exact name of registrant as specified in charter) 222 South Riverside Plaza Chicago, IL 60606 ---------------- (Address of principal executive offices) (Zip code) Paul Schubert 345 Park Avenue New York, NY 10154 ------------------ (Name and address of agent for service) Registrant's telephone number, including area code: (212) 454-7190 -------------- Date of fiscal year end: 07/31 ----- Date of reporting period: 4/30/05 -------- Form N-Q is to be used by registered management investment companies, other than small business investment companies registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. SCHEDULE OF INVESTMENTS
Cash Equivalent Fund - Money Market Portfolio Investment Portfolio as of April 30, 2005 (Unaudited) - ------------------------------------------------------------------------------------------------------------------------------------ Principal Amount ($) Value ($) ---------------------------------------- US Government Sponsored Agencies 76.4% Federal Home Loan Bank, 2.7%*, 5/4/2005 12,000,000 11,997,300 Federal Home Loan Mortgage Corp., 2.695%*, 5/3/2005 22,388,000 22,384,648 ---------- Total US Government Sponsored Agencies (Cost $34,381,948) 34,381,948 Repurchase Agreements 23.1% Morgan Stanley, 2.97%, dated 4/29/2005, to be repurchased at $9,002,228 on 5/2/2005 (a) 9,000,000 9,000,000 State Street Bank and Trust Co., 2.74%, dated 4/29/2005, to be repurchased at $1,400,320 on 5/2/2005 (b) 1,400,000 1,400,000 ---------- Total Repurchase Agreements (Cost $10,400,000) 10,400,000 % of Net Assets Value ($) Total Investment Portfolio (Cost $44,781,948) 99.5 44,781,948 Other Assets and Liabilities, Net 0.5 243,215 ---------- Net Assets 100.0 45,025,163 ========== For information on the Fund's policies regarding the valuation of investments and other significant accounting policies, please refer to the Fund's most recent semi-annual or annual financial statements. * Annualized yield at time of purchase; not a coupon rate. (a) Collateralized by: Principal Maturity Collateral Amount ($) Security Rate (%) Date Value ($) - ------------------------------------------------------------------------------------------------------------------------------------ 2,000 US Treasury Bill 0.0 5/5/2005 1,999 9,015,000 Federal Home Loan Bank 6.0 1/25/2005 9,179,068 - ------------------------------------------------------------------------------------------------------------------------------------ Total Collateral Value 9,181,067
(b) Collateralized by $1,420,000 Federal Home Loan Mortgage Corp., 1.75%, maturing on 5/15/2005 with a value of $1,430,606. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Registrant: Money Market Portfolio By: /s/ Julian Sluyters --------------------------- Julian Sluyters Chief Executive Officer Date: June 23, 2005 Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. Registrant: Money Market Portfolio By: /s/ Julian Sluyters --------------------------- Julian Sluyters Chief Executive Officer Date: June 23, 2005 By: /s/ Paul Schubert --------------------------- Paul Schubert Chief Financial Officer Date: June 23, 2005 EX-99.CERT 2 cert.txt CERTIFICATION CERTIFICATIONS I, Julian Sluyters, certify that: 1. I have reviewed this report on Form N-Q of Money Market Portfolio; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Registrant: Money Market Portfolio By: /s/ Julian Sluyters --------------------------- Julian Sluyters Chief Executive Officer Date: June 23, 2005 CERTIFICATIONS I, Paul Schubert, certify that: 1. I have reviewed this report on Form N-Q of Money Market Portfolio; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the schedules of investments included in this report fairly present in all material respects the investments of the registrant as of the end of the fiscal quarter for which the report is filed; 4. The registrant's other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and (d) Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the registrant's most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and 5. The registrant's other certifying officer(s) and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting. Registrant: Money Market Portfolio By: /s/ Paul Schubert --------------------------- Paul Schubert Chief Financial Officer Date: June 23, 2005 -----END PRIVACY-ENHANCED MESSAGE-----