0001260415-13-000024.txt : 20130613
0001260415-13-000024.hdr.sgml : 20130613
20130613090054
ACCESSION NUMBER: 0001260415-13-000024
CONFORMED SUBMISSION TYPE: 8-K
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130610
ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers
FILED AS OF DATE: 20130613
DATE AS OF CHANGE: 20130613
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNASIL CORP OF AMERICA
CENTRAL INDEX KEY: 0000030831
STANDARD INDUSTRIAL CLASSIFICATION: GLASS, GLASSWARE, PRESSED OR BLOWN [3220]
IRS NUMBER: 221734088
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 8-K
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35011
FILM NUMBER: 13910210
BUSINESS ADDRESS:
STREET 1: 385 COOPER RD
CITY: WEST BERLIN
STATE: NJ
ZIP: 08091
BUSINESS PHONE: 8567674600
MAIL ADDRESS:
STREET 1: 385 COOPER RD
CITY: WEST BERLIN
STATE: NJ
ZIP: 08091
8-K
1
dysl8k-061313.txt
DYNASIL CORPORATION OF AMERICA FORM 8-K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to section 13 or 15(d) of The Securities Exchange Act
of 1934
Date of Report (Date of earliest event reported): June 10, 2013
------------------
Dynasil Corporation of America
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(Exact name of registrant as specified in its charter)
Delaware 000-27503 22-1734088
----------- --------------- -------------
(State or other (Commission (IRS Employer
jurisdiction File Number) Identification No.)
of incorporation)
44 Hunt Street, Watertown, MA 02472
------------------------------------------------------------
(Address of principal executive offices)
(617)-668-6855
------------------------------------------------------------
(Registrant's telephone number, including area code)
Not Applicable
------------------------------------------------------------
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers.
On June 10, 2013, Dynasil Corporation of America (the
"Company") made a restricted stock award to Peter Sulick,
Interim CEO and Interim President, of 300,000 shares of the
Company's common stock (the "Award") under the Company's 2010
Stock Incentive Plan. The Board of Directors approved this
award in recognition of Mr. Sulick's service over the past
approximately 12 month as Interim CEO. The award is subject to
forfeiture provisions requiring Mr. Sulick to remain as Interim
CEO until the earlier of the one-year anniversary date of this
Award or until a permanent CEO and President is hired by the
Company, as well as the other terms and conditions of the 2010
Stock Incentive Plan. This Award replaces the equity award
that was made to Mr. Sulick in June 2012 which provided for
quarterly awards of 25,000 shares of common stock to Mr. Sulick
as long as he serves as interim CEO. Pursuant to this prior
arrangement, Mr. Sulick received a 25,000 award on January 1,
2013 and the Company and Mr. Sulick have agreed no further
quarterly awards shall be made pursuant to this prior
arrangement.
SIGNATURES
Pursuant to the requirements of the Securities Exchange
Act of 1934, the registrant has duly caused this report to be
signed on its behalf by the undersigned hereunto duly
authorized.
DYNASIL CORPORATION OF AMERICA
Date: June 13, 2013 By: /s/ Thomas C. Leonard
Name: Thomas C. Leonard
Title: Chief Financial Officer