0001225208-13-023539.txt : 20131114 0001225208-13-023539.hdr.sgml : 20131114 20131114183022 ACCESSION NUMBER: 0001225208-13-023539 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131114 DATE AS OF CHANGE: 20131114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Wendy's Co CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0101 BUSINESS ADDRESS: STREET 1: ONE DAVE THOMAS BLVD CITY: DUBLIN STATE: OH ZIP: 43017 BUSINESS PHONE: (614) 764-3100 MAIL ADDRESS: STREET 1: ONE DAVE THOMAS BLVD CITY: DUBLIN STATE: OH ZIP: 43017 FORMER COMPANY: FORMER CONFORMED NAME: WENDY'S/ARBY'S GROUP, INC. DATE OF NAME CHANGE: 20080926 FORMER COMPANY: FORMER CONFORMED NAME: TRIARC COMPANIES INC DATE OF NAME CHANGE: 19931109 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH ROLAND CENTRAL INDEX KEY: 0001036513 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 131221913 MAIL ADDRESS: STREET 1: 2951 28TH STREET CITY: SANTA MONICA STATE: CA ZIP: 90405 4 1 doc4.xml X0306 4 2013-11-12 0000030697 Wendy's Co WEN 0001036513 SMITH ROLAND C/O THE WENDY'S COMPANY ONE DAVE THOMAS BOULEVARD DUBLIN OH 43017 1 Common Stock 2013-11-12 4 M 0 1500000.0000 4.6500 A 1914334.0000 D Common Stock 2013-11-12 4 S 0 500000.0000 8.4263 D 1414334.0000 D Common Stock 2013-11-12 4 S 0 1000000.0000 8.4777 D 414334.0000 D Common Stock 2013-11-13 4 M 0 946337.0000 5.0200 A 1360671.0000 D Common Stock 2013-11-13 4 M 0 831176.0000 3.9100 A 2191847.0000 D Common Stock 2013-11-13 4 M 0 200000.0000 6.7700 A 2391847.0000 D Common Stock 2013-11-13 4 S 0 1977513.0000 8.6396 D 414334.0000 D Employee Stock Option (right to buy) 4.6500 2013-11-12 4 M 0 1500000.0000 0.0000 D 2018-12-18 Common Stock 1500000.0000 0.0000 D Employee Stock Option (right to buy) 6.7700 2013-11-13 4 M 0 200000.0000 0.0000 D 2018-06-18 Common Stock 200000.0000 0.0000 D Employee Stock Option (right to buy) 5.0200 2013-11-13 4 M 0 946337.0000 0.0000 D 2021-06-23 Common Stock 946337.0000 0.0000 D Employee Stock Option (right to buy) 3.9100 2013-11-13 4 M 0 831176.0000 0.0000 D 2020-07-08 Common Stock 831176.0000 0.0000 D With tandem net exercise and tax withholding rights. The option vested in three equal installments on December 18, 2009, 2010 and 2011. The option vested in three equal installments on June 18, 2009, 2010 and 2011. The option vested in full on December 30, 2011. One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011. Dana Klein, Attorney-In-Fact 2013-11-14