0001225208-13-023539.txt : 20131114
0001225208-13-023539.hdr.sgml : 20131114
20131114183022
ACCESSION NUMBER: 0001225208-13-023539
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131112
FILED AS OF DATE: 20131114
DATE AS OF CHANGE: 20131114
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Wendy's Co
CENTRAL INDEX KEY: 0000030697
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
IRS NUMBER: 380471180
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0101
BUSINESS ADDRESS:
STREET 1: ONE DAVE THOMAS BLVD
CITY: DUBLIN
STATE: OH
ZIP: 43017
BUSINESS PHONE: (614) 764-3100
MAIL ADDRESS:
STREET 1: ONE DAVE THOMAS BLVD
CITY: DUBLIN
STATE: OH
ZIP: 43017
FORMER COMPANY:
FORMER CONFORMED NAME: WENDY'S/ARBY'S GROUP, INC.
DATE OF NAME CHANGE: 20080926
FORMER COMPANY:
FORMER CONFORMED NAME: TRIARC COMPANIES INC
DATE OF NAME CHANGE: 19931109
FORMER COMPANY:
FORMER CONFORMED NAME: DWG CORP
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH ROLAND
CENTRAL INDEX KEY: 0001036513
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-02207
FILM NUMBER: 131221913
MAIL ADDRESS:
STREET 1: 2951 28TH STREET
CITY: SANTA MONICA
STATE: CA
ZIP: 90405
4
1
doc4.xml
X0306
4
2013-11-12
0000030697
Wendy's Co
WEN
0001036513
SMITH ROLAND
C/O THE WENDY'S COMPANY
ONE DAVE THOMAS BOULEVARD
DUBLIN
OH
43017
1
Common Stock
2013-11-12
4
M
0
1500000.0000
4.6500
A
1914334.0000
D
Common Stock
2013-11-12
4
S
0
500000.0000
8.4263
D
1414334.0000
D
Common Stock
2013-11-12
4
S
0
1000000.0000
8.4777
D
414334.0000
D
Common Stock
2013-11-13
4
M
0
946337.0000
5.0200
A
1360671.0000
D
Common Stock
2013-11-13
4
M
0
831176.0000
3.9100
A
2191847.0000
D
Common Stock
2013-11-13
4
M
0
200000.0000
6.7700
A
2391847.0000
D
Common Stock
2013-11-13
4
S
0
1977513.0000
8.6396
D
414334.0000
D
Employee Stock Option (right to buy)
4.6500
2013-11-12
4
M
0
1500000.0000
0.0000
D
2018-12-18
Common Stock
1500000.0000
0.0000
D
Employee Stock Option (right to buy)
6.7700
2013-11-13
4
M
0
200000.0000
0.0000
D
2018-06-18
Common Stock
200000.0000
0.0000
D
Employee Stock Option (right to buy)
5.0200
2013-11-13
4
M
0
946337.0000
0.0000
D
2021-06-23
Common Stock
946337.0000
0.0000
D
Employee Stock Option (right to buy)
3.9100
2013-11-13
4
M
0
831176.0000
0.0000
D
2020-07-08
Common Stock
831176.0000
0.0000
D
With tandem net exercise and tax withholding rights.
The option vested in three equal installments on December 18, 2009, 2010 and 2011.
The option vested in three equal installments on June 18, 2009, 2010 and 2011.
The option vested in full on December 30, 2011.
One-third of the option vested on July 8, 2011, and the remaining two-thirds of the option vested on December 30, 2011.
Dana Klein, Attorney-In-Fact
2013-11-14