-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ne2fg2/5AxcEpgxpBK2Bg9VasUovT8ByISyT/VxFphQ+FdsRyj4ApQH4IuQkNV8Q d0HjjOi5BWYGFIw0a+4WIQ== 0000950142-03-002247.txt : 20031125 0000950142-03-002247.hdr.sgml : 20031125 20031125092549 ACCESSION NUMBER: 0000950142-03-002247 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031121 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20031125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 031021989 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 8-K 1 form8k_112403.txt FORM 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report: November 21, 2003 (Date of earliest event reported) TRIARC COMPANIES, INC. ---------------------- (Exact name of registrant as specified in its charter) DELAWARE 1-2207 38-0471180 ----------------------------------------------------------------- (State or other (Commission (I.R.S. Employer jurisdiction of File No.) Identification No.) incorporation of organization) 280 PARK AVENUE, NEW YORK, NY 10017 ----------------------------------- (Address of principal executive office) (Zip Code) Registrant's telephone number, including area code: (212) 451-3000 Page 1 of 2 Pages ITEM 5. OTHER EVENTS On November 21, 2003, Triarc Companies, Inc. (the "Company") and Wilmington Trust Company, as trustee (the "Trustee"), entered into a First Supplemental Indenture (the "Supplemental Indenture") to the Indenture dated as of May 19, 2003, between the Company and the Trustee, relating to the Company's 5% Convertible Notes due 2023 (the "Notes"). The Supplemental Indenture effects certain changes to the conversion features of the Notes to reflect the special stock dividend of two shares of a newly designated Class B Common Stock, Series 1, par value $0.10 per share (the "Class B Common Stock"), for each outstanding share of the Company's Class A Common Stock, par value $0.10 per share (the "Class A Common Stock"), which was announced by the Company's Board of Directors on August 11, 2003 and paid on September 4, 2003 to holders of record of the Class A Common Stock on August 21, 2003. Holders of the Notes are entitled to receive upon conversion of the Notes shares of Class A Common Stock and such number of shares of Class B Common Stock that the holder would have been entitled to receive had the holder converted its Notes immediately prior to the record date for the stock dividend. A copy of the Supplemental Indenture is filed as Exhibit 4.1 to this report. ITEM 7. EXHIBITS (c) Exhibits 4.1 First Supplemental Indenture, dated as of November 21, 2003, between Triarc Companies, Inc. and Wilmington Trust Company, as trustee (incorporated herein by reference to Exhibit 4.3 to Triarc's Registration Statement on Form S-3 filed on November 24, 2003). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on behalf by the undersigned hereunto duly authorized. TRIARC COMPANIES, INC. By: /s/ Stuart I. Rosen --------------------------------------- Stuart I. Rosen Senior Vice President and Associate General Counsel Dated: November 25, 2003 -----END PRIVACY-ENHANCED MESSAGE-----