-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Roajeo13Q2nD5Yt/PKf4ryOOtztENET2wvxENAvX4t2HvVcYeID2e8N/yG5vVL4R JjkD8FbFPJsOs4JYhjBRDA== 0000950117-03-005043.txt : 20031124 0000950117-03-005043.hdr.sgml : 20031124 20031124211818 ACCESSION NUMBER: 0000950117-03-005043 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031120 FILED AS OF DATE: 20031124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEVATO JOSEPH A CENTRAL INDEX KEY: 0001014054 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 031021806 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 rsr_10370.xml FORM 4 X0201 4 2003-11-20 0 0000030697 TRIARC COMPANIES INC TRY / TRYB 0001014054 LEVATO JOSEPH A C/O TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 1 0 0 0 Class A Common Stock 8000 D Class B Common Stock, Series 1 16000 D Class A Common Stock 2003-11-20 4 M 0 16000 0 A 24000 D Class A Common Stock 2003-11-20 4 F 0 8000 11.04 D 16000 D Class B Common Stock, Series 1 2003-11-20 4 M 0 32000 0 A 48000 D Class B Common Stock, Series 1 2003-11-20 4 S 0 100 11.1 D 47900 D Class B Common Stock, Series 1 2003-11-20 4 S 0 100 11.12 D 47800 D Class B Common Stock, Series 1 2003-11-20 4 S 0 600 11.13 D 47200 D Class B Common Stock, Series 1 2003-11-20 4 S 0 400 11.14 D 46800 D Class B Common Stock, Series 1 2003-11-20 4 S 0 4600 11.15 D 42200 D Class B Common Stock, Series 1 2003-11-20 4 S 0 200 11.16 D 42000 D Class B Common Stock, Series 1 2003-11-20 4 S 0 2500 11.2 D 39500 D Class B Common Stock, Series 1 2003-11-20 4 S 0 300 11.21 D 39200 D Class B Common Stock, Series 1 2003-11-20 4 S 0 300 11.22 D 38900 D Class B Common Stock, Series 1 2003-11-20 4 S 0 200 11.23 D 38700 D Class B Common Stock, Series 1 2003-11-20 4 S 0 600 11.24 D 38100 D Class B Common Stock, Series 1 2003-11-20 4 S 0 8600 11.25 D 29500 D Class B Common Stock, Series 1 2003-11-20 4 S 0 800 11.28 D 28700 D Class B Common Stock, Series 1 2003-11-20 4 S 0 200 11.29 D 28500 D Class B Common Stock, Series 1 2003-11-20 4 S 0 2100 11.3 D 26400 D Class B Common Stock, Series 1 2003-11-20 4 S 0 100 11.31 D 26300 D Class B Common Stock, Series 1 2003-11-20 4 S 0 8600 11.34 D 17700 D Class B Common Stock, Series 1 2003-11-20 4 S 0 100 11.35 D 17600 D Class B Common Stock, Series 1 2003-11-20 4 S 0 200 11.36 D 17400 D Class B Common Stock, Series 1 2003-11-20 4 S 0 300 11.38 D 17100 D Class B Common Stock, Series 1 2003-11-20 4 F 0 16000 11.25 D 1100 D Employee Stock Option (right to buy) 21 2003-11-20 4 M 0 16000 D 2004-03-01 Class A Common Stock 16000 14000 D On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1993 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. This employee stock option was previously reported as an option for 30,000 shares of Class A Common Stock at an exercise price of $21.00 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 60,000 shares of Class B Common Stock, Series 1 for no additional consideration. With tandem tax withholding rights. The option vested in three equal installments on March 1, 1995, 1996 and 1997. /s/ Joseph A. Levato 2003-11-24 -----END PRIVACY-ENHANCED MESSAGE-----