-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E42tSbmbGJyDC5d7NwuVlfFqYTp0fsyFyVX4foYcH19txOtHXp1zHP0QXdfHQ93i Rb0ETUsIg42a+B9RaVURkQ== 0000030697-98-000093.txt : 19980708 0000030697-98-000093.hdr.sgml : 19980708 ACCESSION NUMBER: 0000030697-98-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980707 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 98660952 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: SHUFELD BARRY N CENTRAL INDEX KEY: 0001040499 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 FORM 4 - JUNE 30, 1998 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Shufeld, Barry N. 6 Tanglewood Drive Livingston,, NJ 07039 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year June 30, 1998 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Formerly Senior Vice President - Information Services and Technology 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |6/4/98|M | |5,000 |A |$12.375 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/4/98|M | |5,000 |A |$21.00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/4/98|M | |2,500 |A |$20.00 | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |6/4/98|M | |7,500 |A |$18.00 |20,000 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee Stock Option |$12.375 |6/4/9|M | |5,000 |D |6/16/|6/16/|Common Stock|5,000 | |-0- |D | | (right to buy) with ta| |8 | | | | |97 |07 | | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ight | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$21.00 |6/4/9|M | |5,000 |D |6/16/|6/16/|Common Stock|5,000 | |-0- |D | | (right to buy) with ta| |8 | | | | |97 |07 | | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ight | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$20.00 |6/4/9|M | |2,500 |D |6/16/|6/16/|Common Stock|2,500 | |-0- |D | | (right to buy) with ta| |8 | | | | |97 |07 | | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ight | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Option |$18.00 |6/4/9|M | |7,500 |D |6/16/|6/16/|Common Stock|7,500 | |-0- |D | | (right to buy) with ta| |8 | | | | |97 |07 | | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ight | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: SIGNATURE OF REPORTING PERSON Barry N. Shufeld DATE July 7, 1998 -----END PRIVACY-ENHANCED MESSAGE-----