-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AumkBfXRPPYD/4UIqgnIa1w4hxsGTAv4vry1PLXtRPMXH8LxAPk34xQf0NLzPviN 0jkGG4lcdTkLhNtY7IoGfA== 0000030697-96-000035.txt : 19960820 0000030697-96-000035.hdr.sgml : 19960820 ACCESSION NUMBER: 0000030697-96-000035 CONFORMED SUBMISSION TYPE: 10-Q/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19960630 FILED AS OF DATE: 19960819 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILLS, COTTON [2211] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-Q/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 96617668 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 4076534000 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 10-Q/A 1 10QAMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (X) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 1996 OR ( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from -------------------- to----------------- Commission file number: 1-2207 TRIARC COMPANIES, INC. (Exact name of registrant as specified in its charter) Delaware 38-0471180 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 900 Third Avenue, New York, New York 10022 (Address of principal executive offices) (Zip Code) (212) 230-3000 (Registrant's telephone number, including area code) -------------------------------------------------------- (Former name, former address and former fiscal year, if changed since last report) Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes (X) No ( ) There were 23,884,129 shares of the registrant's Class A Common Stock and 5,997,622 shares of the registrant's Class B Common Stock outstanding as of July 31, 1996. This Form 10-Q/A of Triarc Companies, Inc. ("Triarc") constitutes Amendment No. 1 to Triarc's Quarterly Report on Form 10-Q which was filed with the Securities and Exchange Commission on August 14, 1996. This amendment furnishes additional exhibits required to be filed pursuant to Item 6(a) of the Form. Item 6. Exhibits and Reports on Form 8-K (a) Exhibits 1.1 - Purchase Agreement by and between National Propane Partners, L.P. (the "Partnership"), Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Donaldson, Lufkin & Jenrette Securities Corporation, Janney Montgomery Scott Inc., Rauscher Pierce Refsnes, Inc. and the Robinson-Humphrey Company, Inc. is incorporated herein by reference to Exhibit 1.1 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.1 - Credit Agreement, dated as of June 26, 1996, among National Propane, L.P., The First National Bank of Boston, as administrative agent and a lender, Bank of America NT &SA, as a lender, and BA Securities, Inc., as syndication agent, incorporated herein by reference to Exhibit 10.1 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.2 - Note Purchase Agreement, dated as of June 26, 1996, among National Propane, L.P. and each of the Purchasers listed in Schedule A thereto relating to $125 million aggregate principal amount of 8.54% First Mortgage Notes due June 30, 2010, incorporated herein by reference to Exhibit 10.2 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.3- Conveyance, Contribution and Assumption Agreement dated as of July 2, 1996, among National Propane Partners, L.P., National Propane Corporation and National Propane SGP, Inc., incorporated herein by reference to Exhibit 10.3 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.4 - Contribution and Assumption Agreement dated as of July 2, 1996, among National Propane Partners, L.P., National Propane Corporation, National Propane SGP, Inc. and National Sales & Service, Inc., incorporated herein by reference to Exhibit 10.4 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.6 - Note dated July 2, 1996 of Triarc, payable to the order of National Propane, L.P., incorporated herein by reference to Exhibit 10.5 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). 10.7 - Amendment to Employment Agreement of Ronald D. Paliughi dated as of June 10, 1996, incorporated herein by reference to Exhibit 10.7 to the Partnership's report on Form 8-K dated August 16, 1996 (SEC File No. 1-11867). SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed by the undersigned hereunto duly authorized. Date: August 19, 1996 TRIARC COMPANIES, INC. By: Joseph Levato -------------------- Joseph A. Levato Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----