-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GlYQ/RXdXvl3WYrWmjXrnY+6DNcjYE+1tTPdqV3VCGTrzlvMHm1ulvUlP1clPC+i kulObxhj7/vGIBKUojNS6A== 0000030697-07-000335.txt : 20071113 0000030697-07-000335.hdr.sgml : 20071112 20071113160509 ACCESSION NUMBER: 0000030697-07-000335 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070901 FILED AS OF DATE: 20071113 DATE AS OF CHANGE: 20071113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1230 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Garrett Thomas A CENTRAL INDEX KEY: 0001410680 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 071238226 BUSINESS ADDRESS: BUSINESS PHONE: 678-514-4100 MAIL ADDRESS: STREET 1: 1155 PERIMETER CENTER WEST STREET 2: SUITE 1200 CITY: ATLANTA STATE: GA ZIP: 30338 3/A 1 gar380.xml X0202 3/A 2007-09-01 2007-09-10 0 0000030697 TRIARC COMPANIES INC TRY;TRY.B 0001410680 Garrett Thomas A ARBY'S RESTAURANT GROUP, INC. 1155 PERIMETER CENTER WEST ATLANTA GA 30338 0 1 0 0 EVP & Chief Operating Officer Class B Common Stock, Series 1 566106 D Employee Stock Option (right to buy) 7.1164 2015-07-25 Class B Common Stock, Series 1 334331 D Employee Stock Option (right to buy) 16.2200 2016-04-28 Class B Common Stock, Series 1 100000 D Employee Stock Option (right to buy) 15.8400 2017-05-23 Class B Common Stock, Series 1 50000 D Employee Stock Option (right to buy) 4.0397 2015-07-25 Class B Common Stock, Series 1 203328 D In connection with the acquisition of RTM Restaurant Group, Inc. (RTM) and certain affiliated entites (the RTM Acquisition) by Triarc Companies, Inc. (Triarc), the reporting person received as consideration 551,106 shares of Triarc's Class B Common Stock, Series 1. Of the 551,106 shares issued to the reporting person in the acquisition, 29,508 shares are being held in escrow to secure the reporting person's indemnification obligations under the definitive agreements related to the RTM Acquisition. With tandem net exercise and tax withholding rights. The options were fully vested as of October 19, 2006. The option vests in three equal installments. One-third of the options vested on April 28, 2007. One-third of the options will vest on each of April 28, 2008 and 2009. This Form 3/A is filed to correct a typographical error in the reporting person's original Form 3. The original Form 3 incorrectly noted the number of shares underlying this employee stock option as 10,000. The number of shares underlying this employee stock option held by the reporting person is actually 100,000. All other Table I and Table II securities reported on the reporting person's original Form 3 were accurately reported. The option vests in three equal installments on May 23, 2008, 2009 and 2010. /s/ Garrett, Thomas A. 2007-11-13 -----END PRIVACY-ENHANCED MESSAGE-----