-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N3cLRDL9/B//yQonR/JpoC8fDM8qvkIi3mHZqOdc4AXG4RO5i+SRbFDaYid1BX8a xp+CELtm3njB+QUYPEgKHg== 0000030697-07-000173.txt : 20070607 0000030697-07-000173.hdr.sgml : 20070607 20070607174646 ACCESSION NUMBER: 0000030697-07-000173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070605 FILED AS OF DATE: 20070607 DATE AS OF CHANGE: 20070607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Umphenour Russ CENTRAL INDEX KEY: 0001333660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 07907760 BUSINESS ADDRESS: BUSINESS PHONE: 212.451.3000 MAIL ADDRESS: STREET 1: C/O TRIARC COMPANIES, INC. STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 ump345.xml X0202 4 2007-06-05 0 0000030697 TRIARC COMPANIES INC TRY;TRY.B 0001333660 Umphenour Russ 815 WEST PACES FERRY ROAD 280 PARK AVENUE ATLANTA GA 30327 1 0 0 0 Class A Common Stock 2007-06-05 4 A 0 43 17.09 A 2185 D Class B Common Stock, Series 1 2007-06-05 4 S 0 4500 15.51 D 3499895 D Class B Common Stock, Series 1 2007-06-05 4 A 0 47 15.96 A 3499942 D Class B Common Stock, Series 1 2007-06-06 4 S 0 23800 15.50 D 3476142 D Class B Common Stock, Series 1 2007-06-06 4 S 0 100 15.52 D 3476042 D Class B Common Stock, Series 1 2007-06-06 4 S 0 2100 15.53 D 3473942 D Class B Common Stock, Series 1 2007-06-06 4 S 0 4000 15.57 D 3469942 D Class B Common Stock, Series 1 2007-06-06 4 S 0 2000 15.58 D 3467942 D Class B Common Stock, Series 1 2007-06-06 4 S 0 9800 15.59 D 3458142 D Class B Common Stock, Series 1 2007-06-06 4 S 0 61946 15.60 D 3396196 D Class B Common Stock, Series 1 2007-06-06 4 S 0 17454 15.61 D 3378742 D Class B Common Stock, Series 1 2007-06-06 4 S 0 6000 15.62 D 3372742 D Class B Common Stock, Series 1 2007-06-06 4 S 0 4190 15.63 D 3368552 D Class B Common Stock, Series 1 2007-06-06 4 S 0 2000 15.65 D 3366552 D Stock Option (right to buy) 16.4000 2007-06-05 4 A 0 4000 0 A 2017-06-05 Class A Common Stock 4000 4000 D Stock Option (right to buy) 15.4900 2007-06-05 4 A 0 8000 0 A 2017-06-05 Class B Common Stock, Series 1 8000 8000 D Shares were issued pursuant to the Company's Amended and Restated 2002 Equity Participation Plan in lieu of Board of Directors meeting attendance fee that would otherwise be payable in cash. In accordance with the Company's Amended and Restated 2002 Equity Participation Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the meeting fee would otherwise be payable. The option vests in two equal installments on June 5, 2008 and 2009. /s/ Umphenour, Jr., Russell V. 2007-06-05 -----END PRIVACY-ENHANCED MESSAGE-----