-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IMQDJiJbJa7NAuA2Xfg7qSyNsCO2XEk46an3YwYhpescKpXnpLYpSSv00vTCzuhb LUI8NEcytbiIfiHEsOKYIQ== 0000030697-05-000143.txt : 20050611 0000030697-05-000143.hdr.sgml : 20050611 20050609173607 ACCESSION NUMBER: 0000030697-05-000143 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050601 FILED AS OF DATE: 20050609 DATE AS OF CHANGE: 20050609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0102 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Essner Greg CENTRAL INDEX KEY: 0001329025 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 05888323 BUSINESS ADDRESS: BUSINESS PHONE: 212-451-3125 MAIL ADDRESS: STREET 1: C/O TRIARC COMPANIES, INC. STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 ess216.xml X0202 3 2005-06-01 0 0000030697 TRIARC COMPANIES INC TRY;TRY.B 0001329025 Essner Greg TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 0 1 0 0 Senior VP and Treasurer Class B Common Stock, Series 1 17893 D Employee Stock Option (right to buy) 25.75 2011-07-02 Class A Common Stock 30000 D Employee Stock Option (right to buy) 24.60 2011-12-06 Class A Common Stock 7500 D Employee Stock Option (right to buy) 26.93 2012-12-18 Class A Common Stock 15000 D Employee Stock Option (right to buy) 15.09 2015-02-15 Class B Common Stock, Series 1 90000 D With tandem tax withholding rights. On August 21, 2003, Triarc Companies, Inc. declared a dividend (the 'Stock Dividend') to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 ('Class B Common Stock'), for each share of Class A Common Stock outstanding. As a result of the Stock Dividend, each outstanding option granted under Triarc's 1998 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock. Accordingly, upon exercise, in addition the 30,000 shares of Class A Common Stock to which the reporting person will be entitled to receive, the reporting person will also be entitled to receive 60,000 shares of Class B Common Stock for no additional consideration. One-third of the stock option vested on each of July 2, 2002, 2003 and 2004. As a result of the Stock Dividend, each outstanding option granted under Triarc's 1998 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock. Accordingly, upon exercise, in addition to the 7,500 shares of Class A Common Stock to which the reporting person will be entitled to receive, the reporting person will also be entitled to receive 15,000 shares of Class B Common Stock for no additional consideration. One-third of the stock option vested on each of December 6, 2002, 2003 and 2004. As a result of the Stock Dividend, each outstanding option granted under Triarc's 1998 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common Stock and two shares of Class B Common Stock. Accordingly, upon exercise, in addition to the 15,000 shares of Class A Common Stock to which the reporting person will be entitled to receive, the reporting person will also be entitled to receive 30,000 shares of Class B Common Stock for no additional consideration. The option vests in three equal installments. One-third of the option vested on each of December 18, 2003 and 2004. One-third of the option will vest on December 18, 2005. The option vests in three equal installments on February 15, 2006, 2007 and 2008. /s/ Essner, Greg 2005-06-09 -----END PRIVACY-ENHANCED MESSAGE-----