-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WfRc7pnOXTQJiV+4AhjAIvK4jVar9xHMrCWjlviC1dd6vuT7IVYDqfgpV79oOyPc xKfWe7cBtwyK5Lxz/4y6Hw== 0000030697-03-000208.txt : 20031126 0000030697-03-000208.hdr.sgml : 20031126 20031126145911 ACCESSION NUMBER: 0000030697-03-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031124 FILED AS OF DATE: 20031126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCARRON FRANCIS T CENTRAL INDEX KEY: 0001014063 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 031026207 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122303000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 4 1 mcc88.xml X0201 4 2003-11-24 0 0000030697 TRIARC COMPANIES INC (TRY) 0001014063 MCARRON FRANCIS T TRIARC COMPANIES, INC. 280 PARK AVENUE NEW YORK NY 10017 0 1 0 0 Senior Vice President and CFO Class A Common Stock 2003-11-24 4 M 0 5000 0 A 5000 D Class A Common Stock 2003-11-24 4 S 0 500 11.1300 D 4500 D Class A Common Stock 2003-11-24 4 S 0 4500 11.1000 D 0 D Class A Common Stock 2003-11-25 4 M 0 7600 0 A 7600 D Class A Common Stock 2003-11-25 4 S 0 700 11.3000 D 6900 D Class A Common Stock 2003-11-25 4 S 0 800 11.2500 D 6100 D Class A Common Stock 2003-11-25 4 S 0 3500 11.1500 D 2600 D Class A Common Stock 2003-11-25 4 S 0 150 11.1600 D 2450 D Class A Common Stock 2003-11-25 4 S 0 1000 11.1500 D 1450 D Class B Common Stock, Series 1 2003-11-24 4 M 0 10000 0 A 10000 D Class B Common Stock, Series 1 2003-11-24 4 S 0 700 11.2700 D 9300 D Class B Common Stock, Series 1 2003-11-24 4 S 0 900 11.2800 D 8400 D Class B Common Stock, Series 1 2003-11-24 4 S 0 700 11.2900 D 7700 D Class B Common Stock, Series 1 2003-11-24 4 S 0 1200 11.3000 D 6500 D Class B Common Stock, Series 1 2003-11-24 4 S 0 4300 11.3100 D 2200 D Class B Common Stock, Series 1 2003-11-24 4 S 0 400 11.3200 D 1800 D Class B Common Stock, Series 1 2003-11-24 4 S 0 100 11.3700 D 1700 D Class B Common Stock, Series 1 2003-11-24 4 S 0 100 11.3800 D 1600 D Class B Common Stock, Series 1 2003-11-24 4 S 0 400 11.3600 D 1200 D Class B Common Stock, Series 1 2003-11-24 4 S 0 100 11.4000 D 1100 D Class B Common Stock, Series 1 2003-11-24 4 S 0 100 11.3400 D 1000 D Class B Common Stock, Series 1 2003-11-24 4 S 0 900 11.3500 D 100 D Class B Common Stock, Series 1 2003-11-24 4 S 0 100 11.4100 D 0 D Class B Common Stock, Series 1 2003-11-25 4 M 0 15200 0 A 15200 D Class B Common Stock, Series 1 2003-11-25 4 S 0 10000 11.4481 D 5200 D Class B Common Stock, Series 1 2003-11-25 4 S 0 5200 11.4019 D 0 D Employee Stock Option (right to buy) 16.8750 2003-11-24 4 M 0 5000 0 D 2009-03-15 Class A Common Stock 5000 20000 D Employee Stock Option (right to buy) 16.8750 2003-11-25 4 M 0 7600 0 D 2009-03-15 Class A Common Stock 7600 12400 D On August 11, 2003, Triarc Companies, Inc. (Triarc) declared a stock dividend, payable to all holders of record of Class A Common Stock on August 21, 2003, of two shares of Class B Common Stock, Series 1 for each share of Class A Common Stock outstanding. As a result of the stock dividend, each outstanding option granted under Triarc's 1998 Equity Participation Plan was adjusted so that each such option outstanding as of August 21, 2003, became exercisable for both one share of Class A Common and two shares of Class B Common Stock, Series 1. This employee stock option was previously reported as an option for 25,000 shares of Class A Common Stock at an exercise price of $16.875 per share, but was adjusted to reflect the stock dividend referred to in note (1) above. As a result of the stock dividend, the option also entitled the reporting person to receive, upon exercise, 50,000 shares of Class B Common Stock, Series 1 for no additional consideration. With tandem tax withholding rights. The option vested in three equal installments on March 15, 2000, 2001 and 2002. /s/ McCarron, Francis T. 2003-11-26 -----END PRIVACY-ENHANCED MESSAGE-----