-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BEbhUOjXinrssXzYDzYzq8VRHlZbdRwM0OQcXkRC4Dfjv4ZSz6dqWYAv0aDLO9OQ RFh6nrQXyJYDjDFn+ub7YQ== 0000030697-02-000029.txt : 20020414 0000030697-02-000029.hdr.sgml : 20020414 ACCESSION NUMBER: 0000030697-02-000029 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011230 FILED AS OF DATE: 20020213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: PATENT OWNERS & LESSORS [6794] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 02540481 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-451-3000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: SILVERMAN JEFFREY S CENTRAL INDEX KEY: 0001041741 DIRECTOR STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-0200 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 30TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 5 1 edgar.txt FORM 5 - DECEMBER 30, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported (X) Form 4 Transactions Reported 1. Name and Address of Reporting Person Silverman, Jeffrey S. Brand Partners Group, Inc. 777 Third Avenue 30th Floor New York, NY 10017 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 30, 2001 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |10/31/|S4(1|25,000 |(D)|$24.5063 | | | | |00 |) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |10/16/|S4(1|10,000 |(D)|$23.1141 | | | | |01 |) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/2/0|S4(1|5,000 |(D)|$24.7500 | | | | |1 |) | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |1/1/01|J(2)|298 |(A)|$25.12(3) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |3/19/0|J(2)|114 |(A)|$26.24(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |3/26/0|J(2)|58 |(A)|$25.78(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |3/29/0|J(2)|58 |(A)|$25.50(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |4/2/01|J(2)|296 |(A)|$23.04(3) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |4/26/0|J(2)|60 |(A)|$24.81(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |6/21/0|J(2)|59 |(A)|$25.24(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |7/2/01|J(2)|296 |(A)|$25.31(3) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |8/23/0|J(2)|57 |(A)|$25.96(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |10/1/0|J(2)|316 |(A)|$23.69(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |10/25/|J(2)|65 |(A)|$23.07(3) | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |11/12/|J(2)|65 |(A)|$23.04(3) | |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/6/0|J(2)|64 |(A)|$23.12(3) | |(D) | | |1 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/21/|J(2)|62 |(A)|$23.97(3) |3,219 |(D) | | |01 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options (right to |$26.00 |6/21/|(A) |4,000 |A |(4) |6/21/|Class A Comm|4,000 | |4,000 |(D)| | buy) with tandem tax wit| |01 | | | | |11 |on Stock | | | | | | hholding rights | | | | | | | | | | | | | | - 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Explanation of Responses: (1) Sale from account over which broker had discretionary authority. (2) Shares were issued pursuant to the Company's 1998 Equity Participation Plan in lieu of annual retainer or Board of Directors or committee meeting attendance fees that would otherwise by payable in cash. (3) In accordance with the Company's Equity Participation Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the annual retainer or meeting attendance fee would otherwise be payable. (4) The option vests in two equal installments on June 21, 2002 and 2003. SIGNATURE OF REPORTING PERSON JEFFREY S. SILVERMAN DATE February 12,2002 -----END PRIVACY-ENHANCED MESSAGE-----