-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ff5NBqg6zHXXQBwspVyJvgDLvzeKHLLLwI2P3irFRvZ4yvf5ioxoJQwGcjzQ3UQO lO7ilrrWuMrNnUCsa3BT+w== 0000030697-01-000042.txt : 20010214 0000030697-01-000042.hdr.sgml : 20010214 ACCESSION NUMBER: 0000030697-01-000042 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 1536529 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: TSAI GERALD JR CENTRAL INDEX KEY: 0001014053 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: C/O TSAI MANAGEMENT CO STREET 2: 200 PARK AVE SUITE 4501 CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: C/O TSAI MANAGEMENT CO STREET 2: 200 PARK AVE #4501 CITY: NEW YORK STATE: NY ZIP: 10166 5 1 0001.txt FORM 5 - DECEMBER 31, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Tsai, Jr., Gerald Tsai Management, Inc. 200 Park Avenue Suite 4501 New York,, NY 10166 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 31, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |1/3/00|J(1)|414 |(A)|$18.10(2) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |1/20/0|J(1)|80 |(A)|$18.63(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |3/16/0|J(1)|77 |(A)|$19.32(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |3/31/0|J(1)|74 |(A)|$20.17(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |4/3/00|J(1)|469 |(A)|$19.17(2) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/2/00|J(1)|75 |(A)|$19.88(2) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/12/0|J(1)|73 |(A)|$20.42(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |5/25/0|J(1)|70 |(A)|$21.38(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |6/21/0|J(1)|71 |(A)|$20.92(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |7/3/00|J(1)|366 |(A)|$20.47(2) | |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |9/14/0|J(1)|65 |(A)|$22.97(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |9/15/0|J(1)|65 |(A)|$23.02(2) | |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |10/2/0|J(1)|311 |(A)|$24.11(2) |16,530 |(D) | | |0 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options (right to |$19.75 |6/22/|(A) |4,000 |A |(3) |6/22/|Class A Comm|4,000 | |4,000 |(D)| | buy) with tandem tax wit| |00 | | | | |10 |on Stock | | | | | | hholding rights. | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Shares were issued pursuant to the Company's 1998 Equity Participation Plan in lieu of annual retainer or Board of Directors or committee meeting attendance fees that would otherwise be payable in cash. (2) In accordance with the Company's 1998 Equity Participation Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the annual retainer or meeting attendance fee would otherwise be payable. (3) The option vests in two equal installments on June 22, 2001 and 2002. SIGNATURE OF REPORTING PERSON Gerald Tsai, Jr. DATE February 13, 2001 -----END PRIVACY-ENHANCED MESSAGE-----