-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BYdCLnWtoeUcydAl7ZKcl4JhpXlRzQ1HwhiwLXQkmGzNoErGVRguTuk/6Ywh3J/T ChMzbEmDEj7Ak5u282n87g== 0000030697-01-000013.txt : 20010123 0000030697-01-000013.hdr.sgml : 20010123 ACCESSION NUMBER: 0000030697-01-000013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010110 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 1506296 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: BARNES JOHN L JR CENTRAL INDEX KEY: 0001014945 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILLS, COTTON [2211] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 4076534000 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 0001.txt FORM 4 - DECEMBER 31, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Barnes, John L. c/o Triarc Companies, Inc. 280 Park Avenue, 41st Floor New York, NY 10017 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 31, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Executive Vice President and CFO 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |12/1/0|M | |15,000 |(A)|$10.75 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|D | |15,000 |(D)|$25.25 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|M | |25,000 |(A)|$20.00 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|D | |25,000 |(D)|$25.25 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|M | |20,000 |(A)|$10.125 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|D | |20,000 |(D)|$25.25 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|M | |120,000 |(A)|$12.54 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|D | |120,000 |(D)|$25.25 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|M | |30,000 |(A)|$13.00 | | | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/1/0|D | |30,000 |(D)|$25.25 |4,000 |(D) | | |0 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Employee stock option |$10.75 |12/1/|M | |15,000 |D |(1) |11/30|Class A Comm|15,000 | |0 | | | (right to buy) with ta| |00 | | | | | |/04 |on Stock | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ights | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock option |$20.00 |12/1/|M | |25,000 |D |(2) |9/28/|Class A Comm|25,000 | |0 | | | (right to buy) with ta| |00 | | | | | |03 |on Stock | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ights | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock option |$10.125 |12/1/|M | |20,000 |D |(3) |12/7/|Class A Comm|20,000 | |0 | | | (right to buy) with ta| |00 | | | | | |05 |on Stock | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ights | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock option |$12.54 |12/1/|M | |120,000 |D |(4) |3/20/|Class A Comm|120,000| |0 | | | (right to buy) with ta| |00 | | | | | |07 |on Stock | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ights | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock option |$13.00 |12/1/|M | |30,000 |D |(5) |5/3/0|Class A Comm|30,000 | |0 | | | (right to buy) with ta| |00 | | | | | |6 |on Stock | | | | | | ndem tax withholding r| | | | | | | | | | | | | | | ights | | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) The option vested in three equal installments on November 30, 1995, 1996 and 1997. (2) The option vested in three equal installments on September 28, 1996, 1997 and 1998. (2) The option vested in three equal installments on December 7, 1996, 1997 and 1998. (3) The option vested in three equal installments on March 20, 1998, 1999 and 2000. (4) The option vested in three equal installments on May 3, 1997, 1998 and 1999. SIGNATURE OF REPORTING PERSON JOHN L. BARNES, JR. DATE JANUARY 10, 2001 -----END PRIVACY-ENHANCED MESSAGE-----