-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ak8eInj87II4rB6QMJjAWt5WJByko6kYncufyIA5X3oXj4TrvjTdwPwMs7Uk1bqk tyxjSwPPqI1QHdWkJQpRrg== /in/edgar/work/0000030697-00-000118/0000030697-00-000118.txt : 20001129 0000030697-00-000118.hdr.sgml : 20001129 ACCESSION NUMBER: 0000030697-00-000118 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001116 FILED AS OF DATE: 20001128 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: [2080 ] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 778027 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: POSNER JARRETT B CENTRAL INDEX KEY: 0001128882 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OFFICER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 0001.txt FORM 3 - NOVEMBER 16, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Posner, Jarrett B. Triarc Companies, Inc. 280 Park Avenue New York, NY 10017 USA 2. Date of Event Requiring Statement (Month/Day/Year) November 16, 2000 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President - Corporate Finance 6. If Amendment, Date of Original (Month/Day/Year) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Class A Common Stock |250 |(D) | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee stock options (|(1) |12/22/09 |Class A Common Stock |25,000 |$17.75 |(D) | | right to buy) with tande| | | | | | | | m tax withholding rights| | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock options (|(2) |3/15/09 |Class A Common Stock |25,000 |$16.875 |(D) | | right to buy) with tande| | | | | | | | m tax withholding rights| | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock options (|(3) |12/12/07 |Class A Common Stock |20,000 |$23.3125 |(D) | | right to buy) with tande| | | | | | | | m tax withholding rights| | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock options (|(4) |3/20/07 |Class A Common Stock |10,000 |$12.54 |(D) | | right to buy) with tande| | | | | | | | m tax withholding rights| | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee stock options (|(5) |12/07/05 |Class A Common Stock |1,000 |$10.125 |(D) | | right to buy) with tande| | | | | | | | m tax withholding rights| | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) One-third 12/22/00; one-third 12/22/01; and one-third 12/22/02. (2) One-third 3/15/00; one-third 3/15/01; and one-third 3/15/02. (3) One-third 12/12/98; one-third 12/12/99; and one-third 12/12/00. (4) One-third 3/20/98; one-third 3/20/99; and one-third 3/20/00. (5) One-third 12/7/96; one-third 12/7/97; and one-third 12/7/98. SIGNATURE OF REPORTING PERSON JARRETT B. POSNER DATE NOVEMBER 28, 2000 -----END PRIVACY-ENHANCED MESSAGE-----