-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tzep2TLLM1s0ep71nSWofgICPOhmYKNFA0P55dBGVzTKaQXM53JqLCY3povGM5Cd xE8eMtFFXA7hjuS8alX6Cw== /in/edgar/work/0000030697-00-000107/0000030697-00-000107.txt : 20001114 0000030697-00-000107.hdr.sgml : 20001114 ACCESSION NUMBER: 0000030697-00-000107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001031 FILED AS OF DATE: 20001113 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: [2080 ] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 758975 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: WEINSTEIN MICHAEL F CENTRAL INDEX KEY: 0001120300 STANDARD INDUSTRIAL CLASSIFICATION: [ ]OTHER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: C/O TRIARC COMPANIES INC STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 0001.txt FORM 4 - OCTOBER 31, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP (X) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Weinstein, Michael F. Snapple Beverage Group 709 Westchester Avenue White Plains, NY 10604 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year October 31, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner ( ) Officer (give title below) (X) Other (specify below) Former CEO of Triarc Consumer Products Group, LLC and Snapple Beverage Group, Inc. 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |10/23/|M | |15,000 |(A)|$13.50 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|D | |15,000 |(D)|$23.75 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|M | |5,000 |(A)|$10.125 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|D | |5,000 |(D)|$23.75 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|M | |25,000 |(A)|$12.54 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|D | |25,000 |(D)|$23.75 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|M | |10,000 |(A)|$16.875 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|D | |10,000 |(D)|$23.75 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|M | |15,000 |(A)|$17.75 | | | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |10/23/|D | |15,000 |(D)|$23.75 |300 |(D) | | |00 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Appreciation Rig|$13.50 |10/16|A | |15,000 |A |10/23|8/9/0|Common Stock|15,000 | |15,000 |D | | hts | |/00* | | | | |/00 |5 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$13.50 |10/23|M | |15,000 |D |10/23|8/9/0|Common Stock|15,000 | |0 |D | | hts | |/00 | | | | |/00 |5 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$10.125 |10/16|A | |5,000 |A |10/23|12/7/|Common Stock|5,000 | |5,000 |D | | hts | |/00* | | | | |/00 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$10.125 |10/23|M | |5,000 |D |10/23|12/7/|Common Stock|5,000 | |0 |D | | hts | |/00 | | | | |/00 |05 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$12.54 |10/16|A | |25,000 |A |10/23|3/20/|Common Stock|25,000 | |25,000 |D | | hts | |/00* | | | | |/00 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$12.54 |10/23|M | |25,000 |D |10/23|3/20/|Common Stock|25,000 | |0 |D | | hts | |/00 | | | | |/00 |07 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$16.875 |10/16|A | |10,000 |A |10/23|3/15/|Common Stock|10,000 | |10,000 |D | | hts | |/00* | | | | |/00 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$16.875 |10/23|M | |10,000 |D |10/23|3/15/|Common Stock|10,000 | |0 |D | | hts | |/00 | | | | |/00 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$17.75 |10/16|A | |15,000 |A |10/23|12/22|Common Stock|15,000 | |15,000 |D | | hts | |/00* | | | | |/00 |/09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Stock Appreciation Rig|$17.75 |10/23|M | |15,000 |D |10/23|12/22|Common Stock|15,000 | |0 |D | | hts | |/00 | | | | |/00 |/09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (*) Existing employee stock options were amended to add tandem stock appreciation rights. Accordingly, the exercise of one results in the expiration of the other. SIGNATURE OF REPORTING PERSON MICHAEL F. WEINSTEIN DATE NOVEMBER 13, 2000 -----END PRIVACY-ENHANCED MESSAGE-----