-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PcQZMZlIA7vMoyl/X70wkR5Ve+pCU3lFfCIYLR4XwmQbswXRXpm9DAlarQGFCQnt yWrf5ooj2heaOLsALSoi7g== 0000030697-98-000068.txt : 19980217 0000030697-98-000068.hdr.sgml : 19980217 ACCESSION NUMBER: 0000030697-98-000068 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971228 FILED AS OF DATE: 19980211 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-02207 FILM NUMBER: 98532749 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124513000 MAIL ADDRESS: STREET 1: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: JAFFE STANLEY R CENTRAL INDEX KEY: 0001014039 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-3219 BUSINESS PHONE: 2122303000 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 5 1 FORM 5 - DECEMBER 28, 1997 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). ( ) Form 3 Holdings Reported ( ) Form 4 Transactions Reported 1. Name and Address of Reporting Person Jaffe, Stanley R. JAFFILMS, LLC 152 West 57th Street 52nd Floor New York, NY 10019 USA 2. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year December 28, 1997 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Reporting (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | |Transaction| or Disposed of (D) | Securities |ect | Beneficial Ownership | |Date |Code| | Beneficially |(D)or | | | | | | A/| | Owned at |Indir | | | | | Amount | D | Price | End of Year |ect(I)| | ___________________________________________________________________________________________________________________________________| Class A Common Stock |01/01/|J(1)|266 |(A)|$11.71(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |01/21/|J(1)|41 |(A)|$12.14(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |03/20/|J(1)|34 |(A)|$14.66(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |03/26/|J(1)|33 |(A)|$14.90(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |04/01/|J(1)|203 |(A)|$15.35(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |04/14/|J(1)|31 |(A)|$16.09(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |05/20/|J(1)|26 |(A)|$19.13(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |06/04/|J(1)|23 |(A)|$21.21(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |07/15/|J(1)|144 |(A)|$21.63(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |09/18/|J(1)|48 |(A)|$20.61(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |10/01/|J(1)|156 |(A)|$20.02(2) | |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Class A Common Stock |12/16/|J(1)|7 |(A)|$22.94(2) |9,681 |(D) | | |97 | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer |Date |Code| rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise Pr | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |ice of | | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity | | | Amount | |ble | | | |Year |(I)| | ___________________________________________________________________________________________________________________________________| Stock Options (right to |$22.25 |06/04|(A) |3,000 |A |(3) |06/04|Class A Comm|3,000 | |3,000 |(D)| | buy) with tandem tax wit| |/97 | | | | |/07 |on Stock | | | | | | hholding rights. | | | | | | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Shares were issued pursuant to the Company's Equity Participation Plan in lieu of annual retainer of Board of Directors or committee meeting attendance fees that would otherwise be payable in cash. (2) In accordance with the Company's Equity Participation Plan, the price is the average of the closing price per share on the 20 consecutive trading days immediately preceding the date on which the annual retainer or meeting attendance fee would otherwise be payable. (3) One-half 6/4/98 and one-half 6/4/99. SIGNATURE OF REPORTING PERSON Stanley R. Jaffe DATE February 10, 1998 -----END PRIVACY-ENHANCED MESSAGE-----