-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VU+Dy2V3ACZJbKJevwWJ8HtVavM0lPjx2P5mp52c9d5aJL+4tPRFLrE51r5lzBsF KLKsme+dkfIaMPcmBTGX4w== 0000030697-96-000018.txt : 19960529 0000030697-96-000018.hdr.sgml : 19960529 ACCESSION NUMBER: 0000030697-96-000018 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19960528 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TRIARC COMPANIES INC CENTRAL INDEX KEY: 0000030697 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILLS, COTTON [2211] IRS NUMBER: 380471180 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02207 FILM NUMBER: 96572872 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 4076534000 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: DWG CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DWG CIGAR CORP DATE OF NAME CHANGE: 19680820 FORMER COMPANY: FORMER CONFORMED NAME: DEISEL WEMMER GILBERT CORP DATE OF NAME CHANGE: 19680820 COMPANY DATA: COMPANY CONFORMED NAME: BARNES JOHN L JR CENTRAL INDEX KEY: 0001014945 STANDARD INDUSTRIAL CLASSIFICATION: BROADWOVEN FABRIC MILLS, COTTON [2211] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 900 THIRD AVENUE STREET 2: 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 4076534000 MAIL ADDRESS: STREET 1: 900 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 3 1 FORM 3 - 05/02/96 U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES 1. Name and Address of Reporting Person Barnes, John L. c/o Triarc Companies, Inc. 900 Third Avenue, 31st Floor New York, NY 10022 USA 2. Date of Event Requiring Statement (Month/Day/Year) 05/02/96 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Triarc Companies, Inc. TRY 5. Relationship of Reporting Person to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Senior Vice President 6. If Amendment, Date of Original (Month/Day/Year)
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect | | Securities | Form: | Beneficial Ownership | | Beneficially | Direct(D) or | | | Owned | Indirect(I) | | ___________________________________________________________________________________________________________________________________| Class A Common Stock |4,000 |Direct | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect | Security | cisable and | of Underlying | |sion or |ship: | Beneficial Ownership | | Expiration | Securities | |exercise |Form of | | | Date(Month/ |-----------------------|---------|price of |Deriv- | | | Day/Year) | |Amount |deri- |ative | | | Date | Expira- | |or |vative |Security: | | | Exer- | tion | Title |Number of|Security |Direct(D) or | | | cisable | Date | |Shares | |Indirect(I) | | ___________________________________________________________________________________________________________________________________| Employee Stock Options (|* |09/28/03 |Class A Common Stock |25,000 |$20.00 |(D) | | right to buy) with tande| | | | | | | | m tax withholding right | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|** |11/30/04 |Class A Common Stock |15,000 |$10.750 |(D) | | right to buy) with tande| | | | | | | | m tax withholding right | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|*** |12/07/05 |Class A Common Stock |20,000 |$10.125 |(D) | | right to buy) with tande| | | | | | | | m tax withholding right | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Employee Stock Options (|**** |05/03/06 |Class A Common Stock |30,000 |$13.00 |(D) | | right to buy) with tande| | | | | | | | m tax withholding right | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________|
Explanation of Responses: *one-third 09/28/96, one-third 09/28/97 and one-third 09/28/98 **one-third 11/30/95, one third 11/30/96 and one-third 11/30/97 ***one-third 12/07/96, one-third 12/07/97 and one-third 12/07/98 ****one-third 05/03/97, one-third 05/03/98 and one-third 05/03/99 SIGNATURE OF REPORTING PERSON JOHN L. BARNES, JR. DATE May 24, 1996 -----END PRIVACY-ENHANCED MESSAGE-----