-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FU7sXvzvsL+7EcstClK4Y9D1vcKPeQERrhjPHkspm8lgD7wpFnz7E3QhVCym0Y8K 34yFHxmWNAGFVqYbZteuFg== 0001181431-06-064344.txt : 20061116 0001181431-06-064344.hdr.sgml : 20061116 20061116161150 ACCESSION NUMBER: 0001181431-06-064344 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061114 FILED AS OF DATE: 20061116 DATE AS OF CHANGE: 20061116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R H DONNELLEY CORP CENTRAL INDEX KEY: 0000030419 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1205 BUSINESS ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 9198046000 MAIL ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET COMPANIES INC DATE OF NAME CHANGE: 19790429 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Attwood James A Jr CENTRAL INDEX KEY: 0001297875 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07155 FILM NUMBER: 061223283 BUSINESS ADDRESS: BUSINESS PHONE: 212-381-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 4 1 rrd136572.xml FORM 4 X0202 4 2006-11-14 1 0000030419 R H DONNELLEY CORP RRD 0001297875 Attwood James A Jr C/O THE CARLYLE GROUP 520 MADISON AVENUE, 41ST FLOOR NEW YORK NY 10022 0 0 0 1 Former Director Common Stock 2006-11-14 4 D 0 1500 0 D 0 D Stock Option (Right to Buy) 54.47 2006-11-14 4 J 0 1500 0 D Common Stock 1500 0 D Mr. Attwood's ownership of the shares of common stock and stock options of R.H. Donnelley Corporation (the "Issuer") was subject to his continuing service on the Board of Directors (the "Board") of the Issuer. Mr. Attwood tendered his resignation of service on the Board to the Issuer, effective November 14, 2006, which resulted in the forfeiture of such shares and stock options. Mr. Attwood is associated with TCG Holdings, LLC, a Delaware limited liability company ("TCG") and its affiliated companies. The 9,424,360 shares of common stock of the Issuer deemed beneficially owned by TCG were disposed of on November 14, 2006 pursuant to an underwriting agreement (the "Underwriting Agreement"), dated November 9, 2006, among the Issuer, Lehman Brothers, Inc. and the selling shareholders named therein. Carlyle Partners III, LP directly held 5,922,560 shares, CP III Coinvestment, LP directly held 208,227 shares, Carlyle-Dex Partners LP directly held 1,270,302 shares, and Carlyle-Dex Partners II LP directly held 1,731,856 shares of common stock (together, the "Carlyle Funds"). All of such shares held by the Carlyle Funds were disposed of on November 14, 2006 pursuant to the Underwriting Agreement. TCG exercises investment discretion and control over the shares directly held by each of the Carlyle Funds through its indirect subsidiary TC Group III, LP, which is the sole general partner of each of the Carlyle Funds. TC Group, LLC is the sole managing member of the TC Group III, LLC, which is the sole general partner of TC Group III, LP. Carlyle High Yield Partners, LP directly held 291,415 shares of common stock. All of such shares held by Carlyle High Yield Partners, LP were disposed of on November 14, 2006 pursuant to the Underwriting Agreement. TCG exercises investment discretion and control over the shares directly held by Carlyle High Yield Partners, LP through its indirect subsidiary TCG High Yield, LLC, which is the sole general partner of Carlyle High Yield Partners, LP. TC Group, LLC is the sole managing member of TCG High Yield Holdings, LLC. TCG High Yield Holdings, LLC is the sole managing member of TCG High Yield, LLC. TCG is the sole managing member of TC Group, LLC, and, in such capacity, exercises investment discretion and control of the shares beneficially owned by TC Group, LLC. N/A /s/ James A. Attwood, Jr 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----