-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jw9UOqiTHdWdzHQwDC1wgTJg5FLvXU18zP4CMQy4PDcJji/ZKFFlixTlpaLc3IcW lRE0dHIBZB3neXnNvArdZw== 0000950144-08-009322.txt : 20081215 0000950144-08-009322.hdr.sgml : 20081215 20081215160237 ACCESSION NUMBER: 0000950144-08-009322 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081214 ITEM INFORMATION: Temporary Suspension of Trading Under Registrant's Employee Benefit Plans ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20081215 DATE AS OF CHANGE: 20081215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: R H DONNELLEY CORP CENTRAL INDEX KEY: 0000030419 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07155 FILM NUMBER: 081249875 BUSINESS ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 9198046000 MAIL ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET COMPANIES INC DATE OF NAME CHANGE: 19790429 8-K 1 g17021e8vk.htm FORM 8-K FORM 8-K
 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 14, 2008
 
R.H. DONNELLEY CORPORATION
(Exact name of registrant as specified in its charter)
         
Delaware   1-07155   13-2740040
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)
         
1001 Winstead Drive, Cary NC       27513
(Address of principal       (Zip Code)
executive offices)        
Registrant’s telephone number,
including area code:
(919) 297-1600
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o      Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o      Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o      Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o      Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


 

Item 5.04      Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.
(a)      On December 14, 2008, R.H. Donnelley Corporation (the “Company”) sent a notice (the “Notice”) to its directors and executive officers informing them that in connection with the transition to a new recordkeeper for the R.H. Donnelley 401(k) Savings Plan (the “Plan”), Plan participants will be unable to change their investment elections (including any transfers in or out of the R. H. Donnelley Common Stock Fund), change their contribution rate, receive distributions or obtain loans from the Plan, during the period beginning at 4:00 p.m. ET on December 29, 2008 and ending the week of January 11, 2009 (the “Blackout Period”).
The Notice also states that, pursuant to Section 306(a) of the Sarbanes-Oxley Act of 2002, the Company’s directors and executive officers will be prohibited during the Blackout Period from directly or indirectly purchasing, selling or otherwise acquiring or transferring any shares of R.H. Donnelley Corporation common stock (and related equity securities, such as stock options and stock appreciation rights) acquired in connection with the performance of services for the Company, unless such transaction is exempt under Regulation BTR of the Securities Exchange Act of 1934, as amended.
A copy of the Notice is filed as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein in its entirety.
During the Blackout Period and for two years after the end date thereof, a security holder or other interested person may obtain, without charge, information regarding the Blackout Period, including the actual end date of the Blackout Period, by contacting Mark Hianik, Senior Vice President, General Counsel & Corporate Secretary of R.H. Donnelley Corporation, 1001 Winstead Dr., Cary, NC 27513, 919-297-1222.
Item 9.01      Financial Statements and Exhibits.
(d)      Exhibits.
     
Exhibit No.   Description of Exhibit
 
   
99.1
  Notice pursuant to Section 306(a) of the Sarbanes-Oxley Act of 2002 to Directors and Executive Officers of R.H. Donnelley Corporation, dated December 14, 2008.

 


 

SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
 
  R.H. Donnelley Corporation
 
       
 
  By:   /s/ Mark W. Hianik
 
       
 
  Name:   Mark W. Hianik
 
  Title:   Senior Vice President, General Counsel
and Corporate Secretary
 
       
Date: December 15, 2008
       

 


 

EXHIBIT INDEX
     
Exhibit No.   Description of Exhibit
 
   
99.1
  Notice pursuant to Section 306(a) of the Sarbanes-Oxley Act of 2002 to Directors and Executive Officers of R.H. Donnelley Corporation, dated December 14, 2008.

 

EX-99.1 2 g17021exv99w1.htm EX-99.1 EX-99.1
Exhibit 99.1
NOTICE OF BLACKOUT PERIOD
TO
DIRECTORS AND EXECUTIVE OFFICERS
OF
R.H. DONNELLEY CORPORATION (THE “COMPANY”)
     The R.H. Donnelley 401(k) Savings Plan (the “Plan”) will be changing recordkeepers effective as of January 1, 2009. In connection with the change, participants in the Plan will be temporarily unable to change their investment elections (including any transfers in or out of the R. H. Donnelley Common Stock Fund), change their contribution rate, receive distributions or obtain loans from the Plan during the period that will begin December 29, 2008 at 4 p.m. ET and is expected to end during the week of January 11, 2009 (the “Blackout Period”).
     During the Blackout Period, directors and executive officers of the Company may not purchase, sell or otherwise acquire or transfer, directly or indirectly, any shares of R.H. Donnelley Corporation common stock (and related equity securities, such as stock options and stock appreciation rights) acquired in connection with the performance of services for the Company. These prohibitions apply to transactions by members of your immediate family who share your household, as well as by certain entities in which you have financial involvement. There are a limited number of exceptions to the restrictions described above.
     To learn when the Blackout Period has ended or if you have any other questions about this notice, please contact Mark Hianik, Senior Vice President, General Counsel & Corporate Secretary of R.H. Donnelley Corporation, 1001 Winstead Dr., Cary, NC 27513, 919-297-1222.
As Delivered on December 14, 2008

 

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