-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PB1T2XJIdFUBSaTKmg+9Dl6w2OE9EYk3OEdjZN6W2jg6+zIXECOSQtdKb0i9pE7p oMHFosWpX/jV6bwuf6qL4w== 0000030419-04-000077.txt : 20040730 0000030419-04-000077.hdr.sgml : 20040730 20040730160713 ACCESSION NUMBER: 0000030419-04-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040730 FILED AS OF DATE: 20040730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SWANSON DAVID C CENTRAL INDEX KEY: 0001221208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07155 FILM NUMBER: 04942488 BUSINESS ADDRESS: STREET 1: R H DONNELLEY STREET 2: ONE MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 BUSINESS PHONE: 9149336769 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: R H DONNELLEY CORP CENTRAL INDEX KEY: 0000030419 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 132740040 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 BUSINESS PHONE: 9198046000 MAIL ADDRESS: STREET 1: 1001 WINSTEAD DRIVE CITY: CARY STATE: NC ZIP: 27513 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET COMPANIES INC DATE OF NAME CHANGE: 19790429 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-07-30 0 0000030419 R H DONNELLEY CORP RHD 0001221208 SWANSON DAVID C 1001 WINSTEAD DRIVE CARY NC 27513 0 1 0 0 Chairman & CEO Stock Appreciation Rights 41.58 2004-07-28 4 A 0 288462 0 A 2011-07-28 Common Stock 288462 288462 D These stock appreciation rights have been granted under the 2001 Stock Award and Incentive Plan and will become 100% vested on the fifth anniversary of the grant date. However, if R. H. Donnelley meets its revenue and EBITDA growth targets under the annual and cumulative three-year business plan ("the Plan"), vesting will be accelerated to 33.3% commencing on the one-year anniversary of the grant date. If the Plan is not met at the first anniversary, there is a one time catch-up opportunity at the second anniversary in which 66.6% becomes vested based on cumulative three-year results compared to the Plan. David C Swanson 2004-07-30 -----END PRIVACY-ENHANCED MESSAGE-----