-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PVyQl2VGssczg1PZRfr9JFbeGDMgDsSuCEHBGjgXyKwJaLHeYVgisA1eCLL0B8L4 9kC6vHesfPlWWdArJ9CDew== 0001193125-05-232719.txt : 20051128 0001193125-05-232719.hdr.sgml : 20051128 20051128171704 ACCESSION NUMBER: 0001193125-05-232719 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20051128 DATE AS OF CHANGE: 20051128 EFFECTIVENESS DATE: 20051128 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10013 FILM NUMBER: 051228983 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 35-CERT 1 d35cert.htm FORM 35-CERT Form 35-CERT

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

QUARTERLY FILING CERTIFICATE

 

PURSUANT TO ORDER GRANTING EXEMPTIONS

UNDER SECTION 3(b) TO

FOREIGN PUBLIC UTILITY COMPANIES

Release No 35-27497; File No. 70-10013

 

 

DUKE ENERGY CORPORATION

 

526 S. Church Street

Charlotte, North Carolina 28202

(Name of the company filing this certificate and

address of its principal executive office)

 

 

S. L. Love

Assistant Treasurer

Duke Energy Corporation

526 S. Church Street

Charlotte, North Carolina 28202

(Name and address of agent for service)

 

Please also submit copies of all correspondence to:

 

Robert T. Lucas III

Duke Energy Corporation

422 South Church Street

Charlotte, North Carolina 28201-1244

 

By order issued March 8, 2002, the Commission granted the application of Duke Energy Corporation (“Duke Energy”) under section 3(b) of the Public Utility Holding Company Act of 1935, as amended. The Commission’s order required Duke Energy to file, on a quarterly basis, a certificate containing certain information regarding the capitalization and senior debt ratings of Duke Energy. Pursuant to that requirement, Duke Energy hereby submits its certificate.

 

CERTIFICATE

 

The undersigned officer of Duke Energy Corporation hereby certifies as follows:

 

1. The following table shows Duke Energy’s total capitalization as of September 30, 2005

 

Capitalization (in millions of dollars)

     September 30, 2005

Notes Payable and Commercial Paper

    $ 67

Long-Term Debt (including current portion)

      16,045

Preferred and Preference Stock

      134

Minority Interests

      650

Total Common Stockholders’ Equity

      15,914
    

Total Capitalization

    $ 32,810
    

 

2. As of November 28, 2005, Duke Energy’s senior unsecured debt ratings were Baa1 from Moody’s Investors Service, Inc., and BBB from Standard & Poor’s Rating Service, a division of The McGraw-Hill Companies, Inc.

 

IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 28th day of November, 2005.

 

/s/ S. L. Love

S. L. Love

Assistant Treasurer

 

Respectfully submitted,

DUKE ENERGY CORPORATION

By:  

/s/ Robert T. Lucas III

   

Robert T. Lucas III

   

Assistant Secretary

 

Dated: November 28, 2005

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