-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I5A479WfsEmVsv+9A84PpNtiP2eayU59b+AW1+ErVbZshNUsYOYhncEo8mweMShj Kcvyy8SWvuH1UG6+3l//Hw== 0001193125-05-082683.txt : 20050422 0001193125-05-082683.hdr.sgml : 20050422 20050422160258 ACCESSION NUMBER: 0001193125-05-082683 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050422 DATE AS OF CHANGE: 20050422 EFFECTIVENESS DATE: 20050422 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10013 FILM NUMBER: 05767623 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 35-CERT 1 d35cert.htm QUARTERYLY FILING CERTIFICATE Quarteryly Filing Certificate

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

QUARTERLY FILING CERTIFICATE

 

PURSUANT TO ORDER GRANTING EXEMPTIONS

UNDER SECTION 3(b) TO

FOREIGN PUBLIC UTILITY COMPANIES

Release No 35-27497; File No. 70-10013

 

 

DUKE ENERGY CORPORATION

 

526 S. Church Street

Charlotte, North Carolina 28202

(Name of the company filing this certificate and address of its principal executive office)

 

 

Myron L. Caldwell

Vice President and

Treasurer

Duke Energy Corporation

526 S. Church Street

Charlotte, North Carolina 28202

(Name and address of agent for service)

 

Please also submit copies of all correspondence to:

 

Robert T. Lucas III

Duke Energy Corporation

422 South Church Street

Charlotte, North Carolina 28201-1244

 

By order issued March 8, 2002, the Commission granted the application of Duke Energy Corporation (“Duke Energy”) under section 3(b) of the Public Utility Holding Company Act of 1935, as amended. The Commission’s order required Duke Energy to file, on a quarterly basis, a certificate containing certain information regarding the capitalization and senior debt ratings of Duke Energy. Pursuant to that requirement, Duke Energy hereby submits its certificate.

 

CERTIFICATE

 

The undersigned officer of Duke Energy Corporation hereby certifies as follows:

 

1. The following table shows Duke Energy’s total capitalization as of December 31, 2004

 

Capitalization (in millions of dollars)        

    December 31,
2004

Notes Payable and Commercial Paper

    $ 68

Long-Term Debt (including current portion)

      18,764

Preferred and Preference Stock

      134

Minority Interests

      1,486

Total Common Stockholders’ Equity

      16,441
    

Total Capitalization

    $ 36,893
    

 

2. As of April 22, 2005, Duke Energy’s senior unsecured debt ratings were Baa1 from Moody’s Investors Service, Inc., and BBB from Standard & Poor’s Rating Service, a division of The McGraw-Hill Companies, Inc.

 

IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 22nd day of April, 2005.

 

/s/ Myron L. Caldwell

Myron L. Caldwell

Vice President and Treasurer

 

Respectfully submitted,

DUKE ENERGY CORPORATION

By:  

/s/ Robert T. Lucas III

   

Robert T. Lucas III

Assistant Secretary

 

Dated: April 22, 2005

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