-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IUah6VCGJCQue+2zXG8wb2q3INkNrq+Ntp+zczkPRVT3XaCEF1aualk4BaBPu9TS qGTTD4EKnrwFTMVCAndFgQ== 0001169232-04-002987.txt : 20040517 0001169232-04-002987.hdr.sgml : 20040517 20040517152621 ACCESSION NUMBER: 0001169232-04-002987 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040517 EFFECTIVENESS DATE: 20040517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10013 FILM NUMBER: 04812068 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 35-CERT 1 d59714_35-cert.txt QUARTERLY FILING CERTIFICATE ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 QUARTERLY FILING CERTIFICATE PURSUANT TO ORDER GRANTING EXEMPTIONS UNDER SECTION 3(b) TO FOREIGN PUBLIC UTILITY COMPANIES Release No 35-27497; File No. 70-10013 ---------------------------- DUKE ENERGY CORPORATION 526 S. Church Street Charlotte, North Carolina 28202 (Name of the company filing this certificate and address of its principal executive office) ---------------------------- Myron L. Caldwell Vice President and Treasurer Duke Energy Corporation 526 S. Church Street Charlotte, North Carolina 28202 (Name and address of agent for service) Please also submit copies of all correspondence to: Robert T. Lucas III Duke Energy Corporation 422 South Church Street Charlotte, North Carolina 28201-1244 ================================================================================ By order issued March 8, 2002, the Commission granted the application of Duke Energy Corporation ("Duke Energy") under section 3(b) of the Public Utility Holding Company Act of 1935, as amended. The Commission's order required Duke Energy to file, on a quarterly basis, a certificate containing certain information regarding the capitalization and senior debt ratings of Duke Energy. Pursuant to that requirement, Duke Energy hereby submits its certificate. CERTIFICATE The undersigned officer of Duke Energy Corporation hereby certifies as follows: 1. The following table shows Duke Energy's total capitalization as of March 31, 2004 ================================================================================ Capitalization (in millions of dollars) - -------------------------------------------------------------------------------- March 31, 2004 -------------- Notes Payable and Commercial Paper $ 275 Long-Term Debt (including current portion) 21,523 Preferred and Preference Stock 134 Minority Interests 1,723 Total Common Stock Equity 13,978 ------- Total Capitalization $37,633 ================================================================================ 2. As of May 1, 2004, Duke Energy's senior unsecured debt ratings were Baa1 from Moody's Investors Service, Inc., and BBB from Standard & Poor's Rating Service, a division of The McGraw-Hill Companies, Inc. IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 17th day of May, 2004. /s/ Myron L. Caldwell ----------------------------- Myron L. Caldwell Vice President and Treasurer Respectfully submitted, DUKE ENERGY CORPORATION By: /s/ Robert T. Lucas III ------------------------- Robert T. Lucas III Assistant Secretary Dated: May 17, 2004 -----END PRIVACY-ENHANCED MESSAGE-----