8-K 1 a13-12391_18k.htm 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 


 

Date of Report (Date of earliest event reported): May 13, 2013

 

Commission file
number

 

Registrant, State of Incorporation or Organization,
Address of Principal Executive Offices, and Telephone Number

 

IRS Employer
Identification No.

1-32853

 

DUKE ENERGY CORPORATION

(a Delaware corporation)

550 South Tryon Street

Charlotte, North Carolina 28202-1803

704-382-3853

 

 

20-2777218

 

Commission
file number

 

Registrant, State of Incorporation or
Organization, Address of Principal Executive
Offices, and Telephone Number

 

Commission
file number

 

Registrant, State of Incorporation or
Organization, Address of Principal Executive
Offices, and Telephone Number

1-4928

 

DUKE ENERGY CAROLINAS, LLC

(a North Carolina limited liability company)

526 South Church Street

Charlotte, North Carolina 28202-1803

704-382-3853

56-0205520

 

 

1-3274

 

DUKE ENERGY FLORIDA, INC.

(a Florida corporation)

299 First Avenue North

St. Petersburg, Florida 33701

704-382-3853

59-0247770

 

1-15929

 

PROGRESS ENERGY, INC.

(a North Carolina corporation)

410 South Wilmington Street

Raleigh, North Carolina 27601-1748

704-382-3853

56-2155481

 

 

1-1232

 

DUKE ENERGY OHIO, INC.

(an Ohio corporation)

139 East Fourth Street

Cincinnati, Ohio 45202

704-382-3853

31-0240030

 

1-3382

 

DUKE ENERGY PROGRESS, INC.

(a North Carolina corporation)

410 South Wilmington Street

Raleigh, North Carolina 27601-1748

704-382-3853

56-0165465

 

 

1-3543

 

DUKE ENERGY INDIANA, INC.

(an Indiana corporation)

1000 East Main Street

Plainfield, Indiana 46168

704-382-3853

35-0594457

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240. 13e-4(c))

 

 

 



 

Item 8.01.  Other Events.

 

On May 13, 2013, Standard & Poor’s Ratings Services (“S&P”) revised the ratings outlook on Duke Energy Corporation (“Duke Energy”) and its subsidiaries (collectively, the “Companies”) to “stable” from “negative” and affirmed Duke Energy’s BBB+ corporate credit rating and all issue ratings on the Companies at their current levels.  The outlook revision reflects S&P’s assessment that the Companies have reduced their downside risk by effectively handling the business, management and regulatory challenges that arose subsequent to the close of the merger with Progress Energy.  On July 25, 2012, S&P affirmed Duke Energy’s short-term credit rating of A-2, but lowered its corporate credit rating to BBB+ from A-, with a “negative” outlook, following the close of the merger with Progress Energy.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

DUKE ENERGY CORPORATION

 

 

Date: May 14, 2013

By:

/s/ Julia S. Janson

 

Executive Vice President, Chief Legal Officer and

 

Corporate Secretary

 

 

 

 

Date: May 14, 2013

DUKE ENERGY CAROLINAS, LLC

 

PROGRESS ENERGY, INC.

 

DUKE ENERGY PROGRESS, INC.

 

DUKE ENERGY FLORIDA, INC.

 

DUKE ENERGY OHIO, INC.

 

DUKE ENERGY INDIANA, INC.

 

 

 

By:

/s/ Julia S. Janson

 

Executive Vice President and Chief Legal Officer

 

 

 

 

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