-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B3d0MAM3qlrsPMbJOpHnY8jMSFjSHwQR8Fq9fMCKaiqvzO6WCjwOUyo6ogYKbzuT nIF8mx94xb28tJKbDyKpew== 0001021408-03-008158.txt : 20030522 0001021408-03-008158.hdr.sgml : 20030522 20030522144927 ACCESSION NUMBER: 0001021408-03-008158 CONFORMED SUBMISSION TYPE: 35-CERT PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030522 EFFECTIVENESS DATE: 20030522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 35-CERT SEC ACT: 1935 Act SEC FILE NUMBER: 070-10013 FILM NUMBER: 03716135 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 35-CERT 1 d35cert.htm DUKE ENERGY CORP. Duke Energy Corp.

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

QUARTERLY FILING CERTIFICATE

 

PURSUANT TO ORDER GRANTING EXEMPTIONS

UNDER SECTION 3(b) TO

FOREIGN PUBLIC UTILITY COMPANIES

Release No 35-27497; File No. 70-10013

 

 

DUKE ENERGY CORPORATION

 

526 S. Church Street

Charlotte, North Carolina 28202

(Name of the company filing this certificate and

address of its principal executive office)

 

 

David L. Hauser

Senior Vice President and

Treasurer

Duke Energy Corporation

526 S. Church Street

Charlotte, North Carolina 28202

(Name and address of agent for service)

 

Please also submit copies of all correspondence to:

 

Robert T. Lucas III

Duke Energy Corporation

422 South Church Street

Charlotte, North Carolina 28201-1244

 

 

By order issued March 8, 2002, the Commission granted the application of Duke Energy Corporation (“Duke Energy”) under section 3(b) of the Public Utility Holding Company Act of 1935, as amended. The Commission’s order required Duke Energy to file, on a quarterly basis, a certificate containing certain information regarding the capitalization and senior debt ratings of Duke Energy. Pursuant to that requirement, Duke Energy hereby submits its certificate.

 

CERTIFICATE

 

The undersigned officer of Duke Energy Corporation hereby certifies as follows:

 

1. The following table shows Duke Energy’s total capitalization as of March 31, 2003

 

Capitalization (in millions of dollars)

      

March 31, 2003

Notes Payable and Commercial Paper

     

$

1,125

Long-Term Debt (including current portion)

     

 

21,232

Guaranteed Preferred Beneficial Interests in Subordinated Notes of

Duke Energy or Subsidiaries

     

 

1,408

Preferred and Preference Stock (including current portion)

     

 

159

Minority Interests

     

 

1,640

Total Common Stock Equity

     

 

15,282

      

Total Capitalization

     

$

40,846

      

 

2. As of March 31, 2003, Duke Energy’s senior unsecured debt ratings were A3 from Moody’s Investors Service, Inc., A- from Standard & Poor’s Rating Service, a division of McGraw-Hill, Inc. and A- from Fitch Ratings.

 

IN WITNESS WHEREOF, the undersigned has hereunto set his hand this 22nd day of May, 2003.

 

/s/    MYRON L. CALDWELL         

Myron L. Caldwell

Vice President, Corporate Finance

 

Respectfully submitted,

DUKE ENERGY CORPORATION

 

By:

  

/s/    ROBERT T. LUCAS III        

   

Robert T. Lucas III

Assistant Secretary

Dated: May 22, 2003

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