-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, POmsKFIOWkoEyAnmzEklavaChFQNO4yRjC6u8zq0+77EZgY+UqUTuESnzFRGFoOw ziE7849KRZLX1+fpKhtukw== 0001021408-01-001680.txt : 20010314 0001021408-01-001680.hdr.sgml : 20010314 ACCESSION NUMBER: 0001021408-01-001680 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: SEC FILE NUMBER: 001-04928 FILM NUMBER: 1567569 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28201-1006 BUSINESS PHONE: 7045946200 MAIL ADDRESS: STREET 1: 422 S CHURCH ST CITY: CHARLOTTE STATE: NC ZIP: 28242 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 8-A12B 1 0001.txt FORM 8-A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or 12(g) of the Securities Exchange Act of 1934 DUKE ENERGY CORPORATION ------------------------------------------------------ (exact name of registrant as specified in its charter) North Carolina 56-0205520 ---------------------------------------- ------------------------------------ (State of incorporation or organization) (I.R.S. Employer Identification No.) 526 South Church Street Charlotte, North Carolina 28201-1006 ---------------------------------------- ------------------------------------ (Address of principal executive offices) (Zip Code) If this Form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A. (c), please check the following box. [X] If this Form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A. (d), please check the following box. [_] Securities Act registration statement file number to which this Form relates: 333-52204 (if applicable) Securities to be registered pursuant to Section 12(b) of the Act: Title of each class Name of each exchange on which to be so registered each class is to be registered Corporate Units New York Stock Exchange ---------------------------------------- ------------------------------------ Securities to be registered pursuant to Section 12(g) of the Act: None ---------------- (Title of Class) - ------------------------------------------------------------------------------- Item 1. Description of Registrant's Securities to be Registered. The description of the Registrant's Corporate Units (the "Corporate Units") to be registered hereunder is incorporated herein by reference to the description included under the caption "Description of the Equity Units" in the Prospectus Supplement dated March 13, 2001 to the Prospectus dated December 26, 2000 included as part of the Registration Statement on Form S-3 of Duke Energy Corporation (Registration No. 333-52204) (as the same may be amended from time to time, the "Registration Statement"). For purposes of such description, any prospectus supplement relating to the Registration Statement filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, which purports to describe the Corporate Units shall be deemed to be incorporated herein by reference. Item 2. Exhibits. 1. Registration Statement on Form S-3 (Registration No. 333-52204) filed with the Securities and Exchange Commission on December 19, 2000 by Duke Energy Corporation (the "Duke Energy Registration Statement") is incorporated herein by reference. 2. Registration Statement on Form S-3 (Registration No. 333-92283) filed with the Securities and Exchange Commission on December 7, 1999 by Duke Capital Corporation (the "Duke Capital Registration Statement") is incorporated herein by reference. 3. Senior Indenture of Duke Capital Corporation to be used in connection with the issuance of the Senior Notes of Duke Capital Corporation which are a component of the Corporate Units of Duke Energy Corporation (incorporated by reference to Exhibit 4.1 to the Duke Capital Registration Statement). 4. Form of Third Supplemental Indenture of Duke Capital Corporation to be used in connection with the issuance of the Senior Notes of Duke Capital Corporation which are a component of the Corporate Units of Duke Energy Corporation (incorporated herein by reference to Exhibit 4.1 to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 5. Form of Senior Note of Duke Capital Corporation (incorporated herein by reference to Exhibit 4.2 to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 6. Form of Purchase Contract Agreement between Duke Energy Corporation and The Chase Manhattan Bank, as Purchase Contract Agent (incorporated herein by reference to Exhibit 4.3 to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 7-A. Form of Corporate Units Certificate (incorporated herein by reference to Exhibit 4.4-A to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 7-B. Form of Treasury Units Certificate (incorporated herein by reference to Exhibit 4.4-B to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 8. Form of Pledge Agreement among Duke Energy Corporation, Bank One Trust Company, N.A., as Collateral Agent, and The Chase Manhattan Bank, as Purchase Contract Agent (incorporated herein by reference to Exhibit 4.5 to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). 9. Form of Remarketing Agreement among Duke Energy Corporation, Duke Capital Corporation, The Chase Manhattan Bank, as Purchase Contract Agent, and Morgan Stanley & Co. Incorporated, as Remarketing Agent (incorporated by reference to Exhibit 4.6 to Duke Energy Corporation's Current Report on Form 8-K filed with the Securities and Exchange Commission on March 13, 2001). SIGNATURE Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized. Date: March 13, 2001 Duke Energy Corporation (Registrant) By: Name: David L. Hauser Title: Senior Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----