-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AEj3qwrRt/t6g+LRHTpb/ReM99GJJ8zIygoWzaLP3KCcHnspASFRxLKhaH06A8s8 IsSU3ijAEqwfBqkIv23yyA== 0000030371-06-000086.txt : 20060405 0000030371-06-000086.hdr.sgml : 20060405 20060405172441 ACCESSION NUMBER: 0000030371-06-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060405 DATE AS OF CHANGE: 20060405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Power CO LLC CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE ENERGY CORP DATE OF NAME CHANGE: 19970618 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OConnor Thomas C CENTRAL INDEX KEY: 0001319811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06743006 BUSINESS ADDRESS: BUSINESS PHONE: 713-627-4580 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 4 1 oco1031.xml X0202 4 2006-04-03 0 0000030371 Duke Power CO LLC DUK 0001319811 OConnor Thomas C 526 SOUTH CHURCH STREET CHARLOTTE NC 282021802 0 1 0 0 Group Vice President Common Stock 2006-04-03 4 D 0 13814 0 D 0 D Common Stock 2006-04-03 4 D 0 2792 0 D 0 I By Trustee under Retirement Savings Plan Common Stock 2006-04-03 4 D 0 10729 0 D 0 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock 2001 Grant 2006-04-03 4 D 0 315 0 D 2005-12-19 Common Stock 315 0 D LTIP Phantom Stock 2004 Grant 2006-04-03 4 D 0 9582 0 D Common Stock 9582 0 D LTIP Phantom Stock Grant Feb 2005 2006-04-03 4 D 0 13136 0 D Common Stock 13136 0 D Performance Shares (Chairman's Award) 2006-04-03 4 D 0 9333 0 D 2006-08-18 Common Stock 9333 0 D Phantom Stock 2006-04-03 4 D 0 2268 0 D Common Stock 2268 0 D Phantom Stock II 2006-04-03 4 D 0 979 0 D Common Stock 979 0 D Stock Option (Right to Buy) 27.63 2006-04-03 4 D 0 10600 0 D 2002-02-17 2008-02-17 Common Stock 10600 0 D Stock Option (Right to Buy) 29.66 2006-04-03 4 D 0 13200 0 D 2003-02-17 2009-02-17 Common Stock 13200 0 D Stock Option (Right to Buy) 24.88 2006-04-03 4 D 0 16200 0 D 2003-12-20 2009-12-20 Common Stock 16200 0 D Stock Option (Right to Buy) 42.81 2006-04-03 4 D 0 14400 0 D 2004-12-20 2010-12-20 Common Stock 14400 0 D Stock Option (Right to Buy) 37.68 2006-04-03 4 D 0 17900 0 D 2011-12-19 Common Stock 17900 0 D Stock Option (Right to Buy) 38.33 2006-04-03 4 D 0 3100 0 D 2002-01-17 2012-01-17 Common Stock 3100 0 D Stock Option (Right to Buy) 13.77 2006-04-03 4 D 0 42000 0 D 2013-02-25 Common Stock 42000 0 D On April 3, 2006, Duke Energy Corporation, now known as Duke Power Company, LLC (Issuer), merged into a wholly-owned subsidiary of Duke Energy Holding Corp., now known as Duke Energy Corporation (Successor). In connection with the merger, each share of Issuer's common stock was converted into the right to receive one share of Successor's common stock. Converts to Common Stock on a 1-for-1 basis. Expiration date not applicable. The phantom stock vests in 5 equal annual installments beginning on February 24, 2005. The phantom stock vests in 5 equal annual installments beginning on February 28, 2006. Paid in cash upon termination of employment or occurrence of other events as specified in the Executive Savings Plan I. Paid in cash upon the termination of employment or occurrence of other events as specified in the Executive Savings Plan II, subject to holding periods required by law. One remaining installment of one-fourth of such options vests December 19, 2005; balance fully vested. The option vests in 4 equal annual installments beginning on February 25, 2004. By: Judy Z. Mayo, as Attorney-in-Fact for 2006-04-05 -----END PRIVACY-ENHANCED MESSAGE-----