-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C89UwOY67pHcptpFWLUTiuRxh9tRjmy1XRZoajTX9OoNYCFz+l+spB0kVJAJm95Z EWzmjy2z1RTOndVzw1pNIg== 0000030371-06-000085.txt : 20060405 0000030371-06-000085.hdr.sgml : 20060405 20060405172438 ACCESSION NUMBER: 0000030371-06-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060405 DATE AS OF CHANGE: 20060405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Power CO LLC CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE ENERGY CORP DATE OF NAME CHANGE: 19970618 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mullinax A R CENTRAL INDEX KEY: 0001308018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06743005 BUSINESS ADDRESS: BUSINESS PHONE: 704-382-8463 MAIL ADDRESS: STREET 1: C/O DUKE ENERGY CORPORATION STREET 2: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 mul1030.xml X0202 4 2006-04-03 1 0000030371 Duke Power CO LLC DUK 0001308018 Mullinax A R 526 SOUTH CHURCH STREET CHARLOTTE NC 282021802 0 1 0 0 Group VP, DEBS and CIO Common Stock 2006-04-03 4 D 0 3378 0 D 0 D Common Stock 2006-04-03 4 D 0 12117 0 D 0 I By Trustee under Retirement Savings Plan Common Stock 2006-04-03 4 D 0 38802 0 D 0 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock 2001 Grant 2006-04-03 4 D 0 915 0 D Common Stock 915 0 D LTIP Phantom Stock 2004 Grant 2006-04-03 4 D 0 7992 0 D Common Stock 7992 0 D LTIP Phantom Stock Grant Feb 2005 2006-04-03 4 D 0 9632 0 D Common Stock 9632 0 D Performance Shares 2006-04-03 4 D 0 12000 0 D Common Stock 12000 0 D Phantom Stock 2006-04-03 4 D 0 2787 0 D Common Stock 2787 0 D Phantom Stock II 2006-04-03 4 D 0 950 0 D Common Stock 950 0 D Stock Option (Right to Buy) 22.08 2006-04-03 4 D 0 4594 0 D 2007-01-22 Common Stock 4594 0 D Stock Option (Right to Buy) 27.63 2006-04-03 4 D 0 19000 0 D 2008-02-17 Common Stock 19000 0 D Stock Option (Right to Buy) 29.66 2006-04-03 4 D 0 30200 0 D 2009-02-17 Common Stock 30200 0 D Stock Option (Right to Buy) 24.88 2006-04-03 4 D 0 38400 0 D 2009-12-20 Common Stock 38400 0 D Stock Option (Right to Buy) 42.81 2006-04-03 4 D 0 35400 0 D 2010-12-20 Common Stock 35400 0 D Stock Option (Right to Buy) 37.68 2006-04-03 4 D 0 30500 0 D 2011-12-19 Common Stock 30500 0 D Stock Option (Right to Buy) 38.33 2006-04-03 4 D 0 20200 0 D 2002-01-17 2012-01-17 Common Stock 20200 0 D Stock Option (Right to Buy) 13.77 2006-04-03 4 D 0 49600 0 D 2013-02-25 Common Stock 49600 0 D On April 3, 2006, Duke Energy Corporation, now known as Duke Power Company, LLC (Issuer), merged into a wholly-owned subsidiary of Duke Energy Holding Corp., now known as Duke Energy Corporation (Successor). In connection with the merger, each share of Issuer's common stock was converted into the right to receive one share of Successor's common stock. Converts to Common Stock on a 1-for-1 basis. The phantom stock vests in 4 equal annual installments beginning on December 19, 2002. Expiration date not applicable. The phantom stock vests in 5 equal annual installments beginning on February 24, 2005. The phantom stock vests in 5 equal annual installments beginning on February 28, 2006. The award vests upon the seventh anniversary of the transaction date but may vest earlier upon achievement of certain increases in total shareholder return. Paid in cash upon termination of employment or occurrence of other events as specified in the Executive Savings Plan I. Paid in cash upon the termination of employment or occurrence of other events as specified in the Executive Savings Plan II, subject to holding periods required by law. The option vests in 3 equal annual installments beginning on January 22, 1998. The option vests in 4 equal annual installments beginning on February 17, 1999. The option vests in 4 equal annual installments beginning on February 17, 2000. The option vests in 4 equal annual installments beginning on December 20, 2000. The option vests in 4 equal annual installments beginning on December 20, 2001. The option vests in 4 equal annual installments beginning on December 19, 2002. The option vests in 4 equal annual installments beginning on February 25, 2004. By: Judy Z. Mayo, as Attorney-in-Fact for 2006-04-05 -----END PRIVACY-ENHANCED MESSAGE-----