-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TVVfxFYE//lHEG0nYffBV1uD460OoHU2aRn0PAcqo0aCW0hn5VUmI98wcFtSUx+O uxAwbHGheS/kuh1hTCZr1Q== 0000030371-06-000077.txt : 20060405 0000030371-06-000077.hdr.sgml : 20060405 20060405170102 ACCESSION NUMBER: 0000030371-06-000077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060403 FILED AS OF DATE: 20060405 DATE AS OF CHANGE: 20060405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Power CO LLC CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE ENERGY CORP DATE OF NAME CHANGE: 19970618 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRAY ANN MAYNARD CENTRAL INDEX KEY: 0001216405 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06742741 BUSINESS ADDRESS: STREET 1: DUKE ENERGY CORP. STREET 2: 422 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 gra1020.xml X0202 4 2006-04-03 0 0000030371 Duke Power CO LLC DUK 0001216405 GRAY ANN MAYNARD 1262 ROCKRIMMON STAMFORD CT 06903 1 0 0 0 Common Stock 2006-04-03 4 D 0 18356 0 D 0 D Common Stock 2006-04-03 4 D 0 28538 0 D 0 I By Trustee under Directors' Savings Plan Common Stock 2006-04-03 4 D 0 2289 0 D 0 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock 2004 Grant 2006-04-03 4 D 0 900 0 D Common Stock 900 0 D LTIP Phantom Stock Grant Feb 2005 2006-04-03 4 D 0 1456 0 D Common Stock 1456 0 D LTIP Phantom Stock Grant May, 2004 2006-04-03 4 D 0 720 0 D Common Stock 720 0 D LTIP Phantom Stock Grant May, 2005 2006-04-03 4 D 0 540 0 D Common Stock 540 0 D Stock Option (Right to Buy) 26.91 2006-04-03 4 D 0 3600 0 D 2009-04-15 Common Stock 3600 0 D Stock Option (Right to Buy) 24.88 2006-04-03 4 D 0 4000 0 D 2009-12-20 Common Stock 4000 0 D Stock Option (Right to Buy) 42.81 2006-04-03 4 D 0 4000 0 D 2010-12-20 Common Stock 4000 0 D Stock Option (Right to Buy) 37.68 2006-04-03 4 D 0 4000 0 D 2011-12-19 Common Stock 4000 0 D Stock Option (Right to Buy) 13.77 2006-04-03 4 D 0 4000 0 D 2013-02-25 Common Stock 4000 0 D On April 3, 2006, Duke Energy Corporation, now known as Duke Power Company, LLC (Issuer), merged into a wholly-owned subsidiary of Duke Energy Holding Corp., now known as Duke Energy Corporation (Successor). In connection with the merger, each share of Issuer's common stock was converted into the right to receive one share of Successor's common stock. Converts to Common Stock on a 1-for-1 basis. The phantom stock vests in 5 equal annual installments beginning on February 24, 2005. Expiration date not applicable. The phantom stock vests in 5 equal annual installments beginning on February 28, 2006. The phantom stock vests in 5 equal annual installments beginning on May 13, 2005. The phantom stock vests in 5 equal annual installments beginning on May 12, 2006. The option vests in 4 equal annual installments beginning on April 15, 2000. The option vests in 4 equal annual installments beginning on December 20, 2000. The option vests in 4 equal annual installments beginning on December 20, 2001. The option vests in five equal annual installments beginning on December 19, 2002. The option vests in 4 equal annual installments beginning on February 25, 2004. By: Judy Z. Mayo, as Attorney-in-Fact for 2006-04-05 -----END PRIVACY-ENHANCED MESSAGE-----