-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KWOfQQi1PuzXOzCbUTvEgqjlGeMsIHw+AKA9Q9YFpFTEkWH8UcBo6hCQ3kOowCyl DqwDrvPUgDonnAePOl8OcA== 0000030371-06-000071.txt : 20060404 0000030371-06-000071.hdr.sgml : 20060404 20060404165836 ACCESSION NUMBER: 0000030371-06-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060331 FILED AS OF DATE: 20060404 DATE AS OF CHANGE: 20060404 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Duke Power CO LLC CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE ENERGY CORP DATE OF NAME CHANGE: 19970618 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOGG JIM W CENTRAL INDEX KEY: 0001237472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06738943 MAIL ADDRESS: STREET 1: 370 17TH ST STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80202 4 1 mog1016.xml X0202 4 2006-03-31 0 0000030371 Duke Power CO LLC DUK 0001237472 MOGG JIM W 526 SOUTH CHURCH STREET CHARLOTTE NC 282021802 0 1 0 0 Group VP, Chief Devel Officer Common Stock 2006-04-03 4 D 0 29175 0 D 0 D Common Stock 2006-04-03 4 D 0 6255 0 D 0 I By Trustee under Retirement Savings Plan Common Stock 2006-04-03 4 D 0 35781 0 D 0 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock 2001 Grant 2006-04-03 4 D 0 2243 0 D Common Stock 2243 0 D LTIP Phantom Stock 2004 Grant 2006-04-03 4 D 0 15792 0 D Common Stock 15792 0 D LTIP Phantom Stock Grant Feb 2005 2006-04-03 4 D 0 18968 0 D Common Stock 18968 0 D LTIP Phantom Stock Grant May 2005 2006-04-03 4 D 0 35000 0 D Common Stock 35000 0 D Performance Shares 2006-04-03 4 D 0 24000 0 D Common Stock 24000 0 D Phantom Stock 2006-04-03 4 D 0 3486 0 D Common Stock 3486 0 D Phantom Stock II 2006-03-31 4 A 0 3307 0 A Common Stock 3307 7729 D Phantom Stock II 2006-04-03 4 D 0 7729 0 D Common Stock 7729 0 D Stock Option (Right to Buy) 22.08 2006-04-03 4 D 0 11488 0 D 2007-01-22 Common Stock 11488 0 D Stock Option (Right to Buy) 27.63 2006-04-03 4 D 0 30600 0 D 2008-02-17 Common Stock 30600 0 D Stock Option (Right to Buy) 29.66 2006-04-03 4 D 0 35400 0 D 2009-02-17 Common Stock 35400 0 D Stock Option (Right to Buy) 24.88 2006-04-03 4 D 0 47200 0 D 2009-12-20 Common Stock 47200 0 D Stock Option (Right to Buy) 29.50 2006-04-03 4 D 0 58400 0 D 2010-06-29 Common Stock 58400 0 D Stock Option (Right to Buy) 42.81 2006-04-03 4 D 0 74600 0 D 2010-12-20 Common Stock 74600 0 D Stock Option (Right to Buy) 37.68 2006-04-03 4 D 0 74800 0 D 2011-12-19 Common Stock 74800 0 D Stock Option (Right to Buy) 38.33 2006-04-03 4 D 0 7500 0 D 2002-01-17 2012-01-17 Common Stock 7500 0 D Stock Option (Right to Buy) 17.10 2006-04-03 4 D 0 3000 0 D 2003-01-28 2013-01-28 Common Stock 3000 0 D Stock Option (Right to Buy) 13.77 2006-04-03 4 D 0 90000 0 D 2013-02-25 Common Stock 90000 0 D On April 3, 2006, Duke Energy Corporation, now known as Duke Power Company, LLC (Issuer), merged into a wholly-owned subsidiary of Duke Energy Holding Corp., now known as Duke Energy Corporation (Successor). In connection with the merger, each share of Issuer's common stock was converted into the right to receive one share of Successor's common stock. Converts to Common Stock on a 1-for-1 basis. The phantom stock vests in 4 equal annual installments beginning on December 19, 2002. Expiration date not applicable. The phantom stock vests in 5 equal annual installments beginning on February 24, 2005. The phantom stock vests in 5 equal annual installments beginning on February 28, 2006. The phantom stock vests on June 1, 2006 provided employment not earlier terminated; or generally upon earlier termination of employment due to death or disability or change in control. The award vests upon the seventh anniversary of the transaction date but may vest earlier upon achievement of certain increases in total shareholder return. Paid in cash upon termination of employment or occurrence of other events as specified in the Executive Savings Plan I. Paid in cash upon the termination of employment or occurrence of other events as specified in the Executive Savings Plan II, subject to holding periods required by law. The option vests in 3 equal annual installments beginning on January 22, 1998. The option vests in 4 equal annual installments beginning on February 17, 1999. The option vests in 4 equal annual installments beginning on February 17, 2000. The option vests in 4 equal annual installments beginning on December 20, 2000. The option vests in 3 equal installments beginning on May 26, 2001. The option vests in 4 equal annual installments beginning on December 20, 2001. The option vests in 4 equal annual installments beginning on December 19, 2002. The option vests in 4 equal annual installments beginning on February 25, 2004. By: Judy Z. Mayo, as Attorney-in-Fact for 2006-04-04 -----END PRIVACY-ENHANCED MESSAGE-----