-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CBGO6+7tDFhqlDIqk/OxnaczaeyXh5uV52bCxZUIHLRx32s9MNnPTzq2QfqE0mbw aKkSgOpf5DRGeP0snrAWUw== 0000030371-06-000058.txt : 20060302 0000030371-06-000058.hdr.sgml : 20060302 20060302192356 ACCESSION NUMBER: 0000030371-06-000058 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060228 FILED AS OF DATE: 20060302 DATE AS OF CHANGE: 20060302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MOGG JIM W CENTRAL INDEX KEY: 0001237472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06661481 MAIL ADDRESS: STREET 1: 370 17TH ST STREET 2: STE 900 CITY: DENVER STATE: CO ZIP: 80202 4 1 mog977.xml X0202 4 2006-02-28 0 0000030371 DUKE ENERGY CORP DUK 0001237472 MOGG JIM W 526 SOUTH CHURCH STREET CHARLOTTE NC 282021802 0 1 0 0 Group VP, Chief Devel Officer Common Stock 2006-02-28 4 F 0 1539 0 D 24433 D Common Stock 2006-02-28 4 M 0 4742 0 A 29175 D Common Stock 5907 I By Trustee under Retirement Savings Plan Common Stock 35369 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock Grant Feb 2005 2006-02-28 4 M 0 4742 0 D Common Stock 4742 18968 D Phantom Stock II 2006-02-28 4 A 0 158 0 A Common Stock 158 4383 D Converts to Common Stock on a 1-for-1 basis. One fifth will vest on each of the first five anniversaries of the grant date provided the recipient continues to be employed by the registrant or employment terminates on account of retirement. Proration and immediate vesting apply if the recipient's employment terminates as a result of death, disability, or by the registrant without cause or as a result of a divestiture. Vesting upon separation from service will occur if the executive's employment is terminated by Duke Energy without cause within two years following a "change in control" (as defined in the Duke Energy 1998 Long-Term Incentive Plan). Paid in cash upon the termination of employment or occurrence of other events as specified in the Executive Savings Plan II, subject to holding periods required by law. By: Judy Z. Mayo, as Attorney-in-Fact for 2006-03-02 -----END PRIVACY-ENHANCED MESSAGE-----