-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bl1VujY2XICu38vcRcI/9T1TZyLIB6qDOYFjfI4ivztBk4VeHqKClgvVaI+flRQ6 8arzQEv/SDfMvO97iZsnlg== 0000030371-06-000053.txt : 20060302 0000030371-06-000053.hdr.sgml : 20060302 20060302192118 ACCESSION NUMBER: 0000030371-06-000053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060228 FILED AS OF DATE: 20060302 DATE AS OF CHANGE: 20060302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HENDRIX DENNIS R CENTRAL INDEX KEY: 0001204508 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06661473 BUSINESS ADDRESS: STREET 1: C/O NEWFIELD EXPLORATION COMPANY STREET 2: 363 N SAM HOUSTON PKWY E SUITE 2020 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 713-627-4643 MAIL ADDRESS: STREET 1: C/O DUKE ENERGY STREET 2: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 4 1 hen967.xml X0202 4 2006-02-28 0 0000030371 DUKE ENERGY CORP DUK 0001204508 HENDRIX DENNIS R C/O DUKE ENERGY CORPORATION 5400 WESTHEIMER COURT HOUSTON TX 770565310 1 0 0 0 Common Stock 2006-02-28 4 M 0 364 0 A 199814 D Common Stock 32951 I By Spouse Common Stock 32951 I By Trust Common Stock 3018 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock Grant Feb 2005 2006-02-28 4 M 0 364 0 D Common Stock 364 1456 D Converts to Common Stock on a 1-for-1 basis. One fifth will vest on each of the first five anniversaries of the grant date provided the recipient continues to be employed by the registrant or employment terminates on account of retirement. Proration and immediate vesting apply if the recipient's employment terminates as a result of death, disability, or by the registrant without cause or as a result of a divestiture. Vesting upon separation from service will occur if the executive's employment is terminated by Duke Energy without cause within two years following a "change in control" (as defined in the Duke Energy 1998 Long-Term Incentive Plan). By: Judy Z. Mayo, as Attorney-in-Fact for 2006-03-02 -----END PRIVACY-ENHANCED MESSAGE-----