-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, McBTkDH6AYd9lqv0ljWvy6/FQmHBQLI5FgeqMgV4KWOTulZSjXgCZzZtYk8GCR9R vNHX2z2vr3xQOC7lxRvh6w== 0000030371-06-000047.txt : 20060302 0000030371-06-000047.hdr.sgml : 20060302 20060302191503 ACCESSION NUMBER: 0000030371-06-000047 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060228 FILED AS OF DATE: 20060302 DATE AS OF CHANGE: 20060302 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUKE ENERGY CORP CENTRAL INDEX KEY: 0000030371 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 560205520 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 526 SOUTH CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7045940887 MAIL ADDRESS: STREET 1: 526 S. CHURCH ST. CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: DUKE POWER CO /NC/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESREY WILLIAM T CENTRAL INDEX KEY: 0001202229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-04928 FILM NUMBER: 06661459 BUSINESS ADDRESS: STREET 1: 6200 SPRINT PARKWAY CITY: OVERLAND PARK STATE: KS ZIP: 66251 BUSINESS PHONE: 970-479-5306 MAIL ADDRESS: STREET 1: 108 SOUTH FRONTAGE ROAD WEST STREET 2: SUITE 210 CITY: VAIL STATE: CO ZIP: 81657 4 1 esr971.xml X0202 4 2006-02-28 0 0000030371 DUKE ENERGY CORP DUK 0001202229 ESREY WILLIAM T 1314 SPRADDLE CREEK ROAD VAIL CO 81657 1 0 0 0 Common Stock 2006-02-28 4 M 0 364 0 A 550 I By Trustee, Directors' Savings Plan II Common Stock 32970 D Common Stock 1333 I By Partnership Common Stock 5222 I By Trust-reporting person trustee/benef Common Stock 23927 I By Trustee under Directors' Savings Plan Common Stock 891 I By Trustee, Dividend Reinvestment Plan LTIP Phantom Stock Grant Feb 2005 2006-02-28 4 M 0 364 0 D Common Stock 364 1456 D Shares deferred into Directors' Savings Plan II By partnership of which the reporting person is sole owner. Converts to Common Stock on a 1-for-1 basis. One fifth will vest on each of the first five anniversaries of the grant date provided the recipient continues to be employed by the registrant or employment terminates on account of retirement. Proration and immediate vesting apply if the recipient's employment terminates as a result of death, disability, or by the registrant without cause or as a result of a divestiture. Vesting upon separation from service will occur if the executive's employment is terminated by Duke Energy without cause within two years following a "change in control" (as defined in the Duke Energy 1998 Long-Term Incentive Plan). By: Judy Z. Mayo, as Attorney-in-Fact for 2006-03-02 -----END PRIVACY-ENHANCED MESSAGE-----