UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
ALCO Stores, Inc. |
(Name of Issuer)
Common Stock, par value $.0001 per share |
(Title of Class of Securities)
001600105 |
(CUSIP Number)
October 10, 2012 |
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
xRule 13d-1(b)
¨ Rule 13d-1(c)
¨ Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior coverage page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes)
Page 1 of 11 Pages
CUSIP No. 001600105 | Page 2 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva plc | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO, IC, HC |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 3 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva Group Holdings Limited | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 4 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva Investors Holdings Limited | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 5 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva Investors Global Services Limited | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO, IA |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 6 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva Life & Pensions Ireland Limited | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of Ireland | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 7 of 11 Pages |
1. |
NAMES OF REPORTING PERSONS
Aviva Insurance Europe SE | |||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) ¨ (b) x
| |||||
3. | SEC USE ONLY
| |||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION
Republic of Ireland | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5. | SOLE VOTING POWER
0 | ||||
6. | SHARED VOTING POWER
0** | |||||
7. | SOLE DISPOSITIVE POWER
0 | |||||
8. | SHARED DISPOSITIVE POWER
0** | |||||
9. |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0** | |||||
10. |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ¨
| |||||
11. |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%*** | |||||
12. |
TYPE OF REPORTING PERSON
CO |
* | See Item 2(a). |
** | See Items 4(a). |
*** | See Item 4(b). |
CUSIP No. 001600105 | Page 8 of 11 Pages |
Item 1(a). | Name of Issuer. |
ALCO Stores, Inc.
Item 1(b). | Address of Issuers Principal Executive Offices. |
401 Cottage Street
Abilene, Kansas 67410-2832
Item 2(a). | Name of Person Filing. |
This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-1(k)(1), promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities and Exchange Act of 1934, as amended (the Act):
| Aviva plc (Aviva); |
| Aviva Group Holdings Limited (AGHL); |
| Aviva Investors Holdings Limited (AIHL); |
| Aviva Investors Global Services Limited (AIGSL); |
| Aviva Life & Pensions Ireland Limited (AL&PIL); and |
| Aviva Insurance Europe SE (AIE), |
or, collectively, the Reporting Persons. The Reporting Persons have entered into a joint filing agreement dated December 17, 2010, a copy of which was filed as Exhibit A to the Reporting Persons original Schedule 13G, filed on December 30, 2010, and pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act.
Pursuant to Rule 13d-4 of the Act, the Reporting Persons expressly declare that the filing of this statement is not to be construed as an admission that any such person is, for the purposes of Section 13(d) or Section 13(g) of the Act or otherwise, the beneficial owner of any securities covered by this Schedule 13G held by any other person.
Item 2(b). | Address of Principal Business Office or, if None, Residence. |
The address of the principal business office of each of the Reporting Persons is c/o Aviva Investors Global Services Limited, No. 1 Poultry, London, England, EC2R 8EJ.
Item 2(c). | Citizenship. |
Each of the Reporting Persons is a company organized under the laws of the United Kingdom, except that AL&PIL and AIE are companies organized under the laws of the Republic of Ireland.
Item 2(d). | Title of Class of Securities. |
Common Stock, par value $.0001 per share (Issuer Common Stock).
Item 2(e). | CUSIP Number. |
001600105
Item 3. | If this Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a) | ¨ | Broker or dealer registered under Section 15 of the Exchange Act. | ||
(b) | ¨ | Bank as defined in Section 3(a)(6) of the Exchange Act. | ||
(c) | ¨ | Insurance company as defined in Section 3(a)(19) of the Exchange Act. | ||
(d) | ¨ | Investment company registered under Section 8 of the Investment Company Act. |
CUSIP No. 001600105 | Page 9 of 11 Pages |
(e) | ¨ | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); | ||
(f) | ¨ | An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); | ||
(g) | ¨ | A parent holding company or control person in accordance with Rule 13d 1(b)(1)(ii)(G); | ||
(h) | ¨ | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; | ||
(i) | ¨ | A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; | ||
(j) | x | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). | ||
(k) | ¨ | Group, in accordance with Rule 13d-1(b)(1)(ii)(K) |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: parent holding company.
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
The Reporting Persons may be deemed in the aggregate to beneficially own 0 shares of Issuer Common Stock, as follows:
(i) | Aviva: | 0 | ||||||||||||||||
(ii) | AGHL: | 0 | ||||||||||||||||
(iii) | AIHL: | 0 | ||||||||||||||||
(iv) | AIGSL: | 0 | ||||||||||||||||
(v) | AL&PIL: | 0 | ||||||||||||||||
(vi) | AIE: | 0 |
(b) | Percent of class: |
The Reporting Persons may be deemed in the aggregate to beneficially own 0% of the issuers outstanding Issuer Common Stock, as follows:
(i) | Aviva: | 0% | ||||||||
(ii) | AGHL: | 0% | ||||||||
(iii) | AIHL: | 0% | ||||||||
(iv) | AIGSL: | 0% | ||||||||
(v) | AL&PIL: | 0% | ||||||||
(vi) | AIE: | 0% |
CUSIP No. 001600105 | Page 10 of 11 Pages |
(c) | Number of shares as to which such person has: |
(i) | Sole power to vote or to direct the vote |
0
(ii) | Shared power to vote or to direct the vote |
(i) | Aviva: | 0 | ||||||||
(ii) | AGHL: | 0 | ||||||||
(iii) | AIHL: | 0 | ||||||||
(iv) | AIGSL: | 0 | ||||||||
(v) | AL&PIL: | 0 | ||||||||
(vi) | AIE: | 0 |
(iii) | Sole power to dispose or to direct the disposition of |
0
(iv) | Shared power to dispose or to direct the disposition of |
(i) | Aviva: | 0 | ||||||||
(ii) | AGHL: | 0 | ||||||||
(iii) | AIHL: | 0 | ||||||||
(iv) | AIGSL: | 0 | ||||||||
(v) | AL&PIL: | 0 | ||||||||
(vi) | AIE: | 0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not Applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
Not Applicable.
Item 8. | Identification and Classification of Members of the Group. |
Not Applicable.
Item 9. | Notice of Dissolution of Group. |
Not Applicable.
Item 10. | Certifications. |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
CUSIP No. 001600105 | Page 11 of 11 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: November 1, 2012 |
AVIVA PLC | |||
By: | /s/ Lyla Spencer | |||
Lyla Spencer, Authorized Signatory | ||||
AVIVA GROUP HOLDINGS LIMITED | ||||
By: | /s/ Chris Smith | |||
Chris Smith, Authorized Signatory | ||||
AVIVA INVESTORS HOLDINGS LIMITED | ||||
By: | /s/ Claire Valentine | |||
Claire Valentine, Authorized Signatory | ||||
AVIVA INVESTORS GLOBAL SERVICES LIMITED | ||||
By: | /s/ Lyla Spencer | |||
Lyla Spencer, Authorized Signatory | ||||
AVIVA LIFE & PENSIONS IRELAND LIMITED | ||||
By: | Aviva Investors Global Services Limited, as investment manager | |||
By: | /s/ Lyla Spencer | |||
Lyla Spencer, Authorized Signatory | ||||
AVIVA INSURANCE EUROPE SE | ||||
By: | Aviva Investors Global Services Limited, as investment manager | |||
By: | /s/ Lyla Spencer | |||
Lyla Spencer, Authorized Signatory |