0000899681-16-000996.txt : 20160115 0000899681-16-000996.hdr.sgml : 20160115 20160115150449 ACCESSION NUMBER: 0000899681-16-000996 CONFORMED SUBMISSION TYPE: POS EX PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20160115 DATE AS OF CHANGE: 20160115 EFFECTIVENESS DATE: 20160115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS THIRD CENTURY FUND INC CENTRAL INDEX KEY: 0000030167 IRS NUMBER: 132691318 STATE OF INCORPORATION: MD FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: POS EX SEC ACT: 1933 Act SEC FILE NUMBER: 002-40341 FILM NUMBER: 161345121 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226883 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS PREMIER THIRD CENTURY FUND INC DATE OF NAME CHANGE: 20020517 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS THIRD CENTURY FUND INC DATE OF NAME CHANGE: 19920703 POS EX 1 p16-0041_posex.htm

Securities Act File No. 2-40341
Investment Company Act File No. 811-2192

U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-1A

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 /X/

PRE-EFFECTIVE AMENDMENT NO. / /

POST-EFFECTIVE AMENDMENT NO. 74 /X/

and/or

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 /X/

AMENDMENT NO. 74 /X/

(Check appropriate box or boxes.)

__________________________________________________________________

THE DREYFUS THIRD CENTURY FUND, INC.
(Exact Name of Registrant as Specified in its Charter)

c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166
(Address of Principal Executive Offices) (Zip Code)

Registrant's Telephone Number, including Area Code: (212) 922-6000

Bennett MacDougall, Esq.
200 Park Avenue
New York, New York 10166
(Name and Address of Agent for Service)

Copy To:

David Stephens, Esq.
Stroock & Stroock & Lavan LLP
180 Maiden Lane
New York, New York 10038

It is proposed that this filing will become effective immediately upon filing pursuant to Rule 462(d).

Explanatory Note

This Post-Effective Amendment consists of the following:

Facing Sheet of the Registration Statement.

Part C to the Registration Statement (including signature page).

Exhibits (n)(1) and (n)(2) to Item 28 to the Registration Statement.

This Post-Effective Amendment is being filed solely to file the Rule 18f-3 Plans as Exhibits (n)(1) and (n)(2) to Item 28 to this Registration Statement on Form N-1A.

Part A of the Registration Statement was filed on September 25, 2015 pursuant to Rule 485(b) under the Securities Act of 1933 and is incorporated by reference herein; and

Part B of the Registration Statement was filed on December 1, 2015 pursuant to Rule 497(e) under the Securities Act of 1933 and is incorporated by reference herein.

THE DREYFUS THIRD CENTURY FUND, INC.

PART C. OTHER INFORMATION

Item 28.	Exhibits

(a)(1)	Registrant's Articles of Incorporation in the State of Maryland are incorporated by reference to Exhibit (1) of Post-Effective Amendment No. 21 to the Registration Statement on Form N‑1A, filed on July 30, 1982.

(a)(2)	Articles of Amendment and Restatement are incorporated by reference to Exhibit (a)(2) of Post-Effective Amendment No. 48 to the Registration Statement on Form N‑1A, filed on September 25, 2000 ("Post-Effective Amendment No. 48").

(b)	Amended and Restated By-Laws are incorporated by reference to Exhibit (b) of Post-Effective Amendment No. 63 to the Registration Statement on Form N-1A, filed on September 28, 2011 ("Post-Effective Amendment No. 63").

(d)	Management Agreement is incorporated by reference to Exhibit 5(a) of Post-Effective Amendment No. 38 to the Registration Statement on Form N-1A, filed on September 16, 1994.

(e)(1)	Form of Amended and Restated Distribution Agreement is incorporated by reference to Exhibit (e)(1) of Post-Effective Amendment No. 72 to the Registration Statement on Form N-1A, filed on September 25, 2015 ("Post-Effective Amendment No. 72").

(e)(2)	Forms of Broker-Dealer Selling Agreement and Bank Selling Agreement is incorporated by reference to Exhibit (e)(2) of Post-Effective Amendment No. 72.

(e)(3)	Form of Supplemental Service Agreement is incorporated by reference to Exhibit (e)(3) of Post-Effective Amendment No. 57 to the Registration Statement on Form N-1A, filed on September 26, 2007.

(f)	The documents making up model plans in the establishment of retirement plans in conjunction with which Registrant offers its securities is incorporated by reference to Exhibit (14) of Post-Effective Amendment No. 16 to the Registration Statement on Form N-1A, filed on August 24, 1979.

(g)(1)	Form of Custody Agreement is incorporated by reference to Exhibit (g) of Post-Effective Amendment No. 63.

(g)(2)	Amendment to Custody Agreement is incorporated by reference to Exhibit (g)(2) of Post-Effective Amendment No. 70 to the Registration Statement on Form N-1A, filed on September 24, 2014.

(h)(1)	Shareholder Services Plan is incorporated by reference to Exhibit (h) of Post-Effective Amendment No. 48.

(h)(2)	Form of Transfer Agency Agreement is incorporated by reference to Exhibit (h)(2) of Post-Effective Amendment No. 66 to the Registration Statement on Form N-1A, filed on September 26, 2012.

(i)	Opinion and consent of Registrant's counsel is incorporated by reference to Exhibit (3) of Post-Effective Amendment No. 1 to the Registration Statement on Form S-5, filed on March 29, 1972.

(j)	Consent of Independent Registered Public Accounting Firm is incorporated by reference to Exhibit (j) of Post-Effective Amendment No. 72.

(m)	Rule 12b-1 Distribution Plans are incorporated by reference to Exhibit (m) of Post-Effective Amendment No. 52 to the Registration Statement on Form N-1A, filed on September 27, 2004.

(n)(1)	Rule 18f-3 Plan, amended as of November 13, 2015.*

(n)(2)	Rule 18f-3 Plan, amended as of February 1, 2016.*

(p)(1)	Code of Ethics adopted by Registrant, dated November 3, 2014 is incorporated by reference to Exhibit (p)(1) of Post-Effective Amendment No. 72.

(p)(2)	Code of Ethics for the Non-management Board Members of The Dreyfus Family of Funds is incorporated by reference to Exhibit (p)(2) of Post-Effective Amendment No. 61 to the Registration Statement on Form N-1A, filed on September 24, 2010.

Other Exhibits

(a)	Powers of Attorney of certain officers and directors of Registrant, dated February 5, 2015 and April 30, 2015 is incorporated by reference to Other Exhibit (a) of Post-Effective Amendment No. 72.

______________

* Filed herewith.

Item 29.

Persons Controlled by or under Common Control with Registrant.

Not Applicable

Item 30.

Indemnification

The Registrant's charter documents set forth the circumstances under which indemnification shall be provided to any past or present Board member or officer of the Registrant. The Registrant also has entered into a separate agreement with each of its Board members that describes the conditions and manner in which the Registrant indemnifies each of its Board members against all liabilities incurred by them (including attorneys' fees and other litigation expenses, settlements, fines and penalties), or which may be threatened against them, as a result of being or having been a Board member of the Registrant. These indemnification provisions are subject to applicable state law and to the limitation under the Investment

Company Act of 1940, as amended, that no board member or officer of a fund may be protected against liability for willful misfeasance, bad faith, gross negligence or reckless disregard for the duties of his or her office. Reference is hereby made to the following:

Article VII of the Registrant's Articles of Incorporation and any amendments thereto, Article VIII of Registrant's Amended and Restated Bylaws, Section 2-418 of the Maryland General Corporation Law and Section 1.10 of the Amended and Restated Distribution Agreement.

Item 31.

Business and Other Connections of Investment Adviser.

The Dreyfus Corporation ("Dreyfus") and subsidiary companies comprise a financial service organization whose business consists primarily of providing investment management services as the investment adviser, manager and distributor for sponsored investment companies registered under the Investment Company Act of 1940 and as an investment adviser to institutional and individual accounts. Dreyfus also serves as sub-investment adviser to and/or administrator of other investment companies. MBSC Securities Corporation, a wholly-owned subsidiary of Dreyfus, serves primarily as a registered broker-dealer of shares of other investment companies sponsored by Dreyfus and other investment companies for which Dreyfus acts as an investment adviser, sub-investment adviser or administrator.

Item 31.

Business and Other Connections of Investment Adviser (continued) Officers and Directors of Investment Adviser

Name and Position With Dreyfus	Other Businesses	Position Held	Dates

J. Charles Cardona President and Director	MBSC Securities Corporation⁺⁺	Director Executive Vice President	6/07 – Present 6/07 – 3/15

		Chairman	2/13 - Present

	BNY Mellon Liquidity Funds plc+	Director	4/06 - Present

Diane P. Durnin Vice Chair and Director	MBSC Securities Corporation⁺⁺	Executive Vice President	3/15 - Present

Bradley J. Skapyak Chief Operating Officer and Director	MBSC Securities Corporation⁺⁺	Executive Vice President	6/07 - Present
	The Bank of New York Mellon^***	Senior Vice President	4/07 - Present

	The Dreyfus Family of Funds⁺⁺	President	1/10 - Present

	Dreyfus Transfer, Inc.⁺⁺	Chairman Director	5/11 - Present 5/10 - Present


Joseph W. Connolly Chief Compliance Officer	The Dreyfus Family of Funds⁺⁺	Chief Compliance Officer	10/04 - Present
	BNY Mellon Funds Trust⁺⁺	Chief Compliance Officer	10/04 - Present
	MBSC Securities Corporation⁺⁺	Chief Compliance Officer	6/07 – Present

Christopher O'Connor Chief Administrative Officer	MBSC Securities Corporation⁺⁺	Director	3/12 – 3/15

		Executive Vice President	12/11 – Present

Bennett A. MacDougall Chief Legal Officer	The Bank of New York Mellon Corporation ⁺⁺	Associate General Counsel	6/15 - Present

	Deutsche Bank 60 Wall Street New York, NY 10005	Director and Associate General Counsel	6/05 - 6/15

	Deutsche Investment Management Americas, Inc. 345 Park Avenue New York, NY 10154	Chief Legal Officer	11/08 - 6/15

Kim Mustin Executive Vice President – North American Distribution	MBSC Securities Corporation⁺⁺	Chief Executive Officer	3/15 - Present
	MBSC Securities Corporation⁺⁺	Director	10/14 - Present

	MBSC Securities Corporation⁺⁺	Executive Vice President	10/14 - 3/15

	BNY Mellon Investments CTA, LLC*	Manager	3/15 - Present

	BNY Mellon Investments CTA, LLC*	President	3/15 - Present

Charles Doumar Vice President – Tax	Alcentra NY LLC ⁺⁺	Assistant Treasurer - Tax	9-14 - Present
	Alcentra US. Inc.^††††	Assistant Treasurer - Tax	9-14 - Present

	Alternative Holdings I, LLC ^***	Assistant Treasurer - Tax	1/14 - Present

	Alternative Holdings II, LLC ^***	Assistant Treasurer - Tax	1/14 - Present

	Asset Recovery II, LLC ^***	Assistant Treasurer	9/13 – Present

	Asset Recovery III, LLC ^***	Assistant Treasurer	9/13 – 3/15

	Asset Recovery IV, LLC ^***	Assistant Treasurer	9/13 – Present

	Asset Recovery V, LLC ^***	Assistant Treasurer	9/13 – Present

	Asset Recovery VII, LLC ^***	Assistant Treasurer	9/13 – 3/15

	Asset Recovery IX, LLC ^***	Assistant Treasurer	3/14 – 3/15

	Asset Recovery X, LLC ^***	Assistant Treasurer	3/14 – 3/15

	Asset Recovery XIII, LLC ^***	Assistant Treasurer	3/13 – Present

	Asset Recovery XIV, LLC ^***	Assistant Treasurer	3/13 – Present

	Asset Recovery XIX, LLC ^***	Assistant Treasurer	7/13 – Present

	Asset Recovery XV, LLC ^***	Assistant Treasurer	3/13 – 3/15

	Asset Recovery XVI, LLC ^***	Assistant Treasurer	3/13 – Present

	Asset Recovery XVII, LLC ^***	Assistant Treasurer	3/13 – 3/15

	Asset Recovery XVIII, LLC ^***	Assistant Treasurer	7/13 – 3/15

	Asset Recovery XX, LLC ^***	Assistant Treasurer	7/13 – Present

	Asset Recovery XXI, LLC ^***	Assistant Treasurer	7/13 – 3/15

	Asset Recovery XXII, LLC ^***	Assistant Treasurer	7/13 – Present

	Asset Recovery XXIII, LLC ^***	Assistant Treasurer	7/13 – Present

	BNY Alcentra Group Holdings, Inc. ^{††††††}	Assistant Treasurer - Tax	3/13 - Present

	BNY Capital Funding LLC ^***	Assistant Treasurer – Tax	9/13 - Present

	BNY Investment Strategy and Solutions Group, LLC ^*	Assistant Treasurer – Tax	6/15 - Present

	BNY Mellon Community Development Corporation ^{^^^^^}	Assistant Treasurer – Tax	10/13 - Present

	BNY Mellon Distributors Holdings Inc. ^#	Assistant Treasurer – Tax	6/14 – Present

	BNY Mellon Investments CTA, LLC ^*	Assistant Treasurer	9/13 – Present

	BNY Mellon Investment Servicing (US) Inc. ⁺	Assistant Treasurer	3/14 – Present

	BNY Mellon Investment Servicing Trust Company ^#	Assistant Treasurer	3/14 – Present

	BNY Mellon Trust of Delaware^#	Assistant Treasurer	11/13 – Present

	IVY Asset Management LLC ⁺	Assistant Treasurer	9/13 – Present

	Mellon Hedge Advisors, LLC ^*	Assistant Treasurer	10/13 – Present

	MUNB Loan Holdings, LLC^***	Assistant Treasurer	10/13 – Present

	484Wall Capital Management LLC ^***	Assistant Treasurer – Tax	10/13 – Present

	Airlease Incorporated ^†††	Assistant Treasurer – Tax	7/13 – Present

	Albridge Solutions, Inc. ^††††	Assistant Treasurer – Tax	7/13 – Present

	Allomon Corporation ^†	Assistant Treasurer – Tax	5/13 – Present

	AP Residential Realty, Inc.^{†††††}	Assistant Treasurer – Tax	8/13 – Present

	APT Holdings Corporation ^#	Assistant Treasurer – Tax	11/13 – Present

	AURORA-IRE, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	B.I.E. Corporation ⁺	Assistant Treasurer – Tax	12/13 – Present

	B.N.Y. Holdings (Delaware) Corporation ^#	Assistant Treasurer – Tax	4/13 – Present

	BNY Capital Corporation ^***	Assistant Treasurer – Tax	9/13 – Present

	BNY Capital Markets Holdings, Inc.^***	Assistant Treasurer – Tax	9/13 – Present

	BNY Capital Resources Corporation^#######	Assistant Treasurer – Tax	3/13 – Present

	BNY Cargo Holdings LLC^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Catair LLC ^†††	Assistant Treasurer – Tax	7/13 – Present

	BNYM CSIM Funding LLC⁺⁺⁺	Assistant Treasurer – Tax	7/14 – Present

	BNY Falcon Three Holding Corp.^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Foreign Holdings, Inc. ^***	Assistant Treasurer – Tax	10/13 – Present

	BNY Gator LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Hitchcock Holdings LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Housing I Corp. ^†††	Assistant Treasurer – Tax	7/13 – Present

	BNY Housing II LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY ITC Leasing, LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Lease Equities (Cap Funding) LLC ^########	Assistant Treasurer – Tax	7/13 – Present

	BNY Lease Holdings LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Lease Partners LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Leasing Edge Corporation ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Mellon Alternative Investments Holdings LLC ^***	Assistant Treasurer – Tax	10/13 – Present

	BNY Mellon Capital Markets, LLC ^{^^^^^}	Assistant Treasurer – Tax	7/13 – Present

	BNY Mellon Clearing Holding Company, LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Mellon Fixed Income Securities, LLC ^***	Assistant Treasurer – Tax	8/13 – Present

	BNY Mellon Trust Company of Illinois^*****	Assistant Treasurer – Tax	3/13 – Present

	BNY Mezzanine Funding LLC ^******	Assistant Treasurer – Tax	5/13 – Present

	BNY Mezzanine Holdings LLC ^******	Assistant Treasurer – Tax	5/13 – Present

	BNY Mezzanine Non NY Funding LLC ^******	Assistant Treasurer – Tax	5/13 – Present

	BNY Mezzanine NY Funding LLC ^******	Assistant Treasurer – Tax	5/13 – Present

	BNY Partnership Funding LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Partnership Funding LLC ^***	Manager	11/14 – 6/15

	BNY Rail Maintenance LLC ^***	Assistant Treasurer – Tax	7/13 – Present

	BNY Recap I, LLC ^#	Assistant Treasurer – Tax	9/13 – Present

	BNY Salvage Inc. ^***	Assistant Treasurer – Tax	3/13 – Present

	BNY Waterworks, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	BNY Wings, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	BNYM GIS Funding I LLC ^***	Assistant Treasurer – Tax	6/13 – Present

	BNYM GIS Funding III LLC ^***	Assistant Treasurer – Tax	6/13 – Present

	Amherst Capital Management, LLC ^***	Assistant Treasurer – Tax	11/14 – Present

	BNYM RECAP Holdings, LLC ^***	Assistant Treasurer – Tax	11/14 – Present

	BNY-N.J. I Corp.^***	Assistant Treasurer – Tax	4/13 – Present

	BNY-N.J. II Corp. ^***	Assistant Treasurer – Tax	4/13 – Present

	Boston Safe Deposit Finance Company, Inc. ^*	Assistant Treasurer – Tax	7/13 – Present

	CenterSquare Investment Management Holdings, Inc. ⁺⁺⁺	Assistant Treasurer – Tax	12/13 – Present

	CenterSquare Investment Management, Inc.⁺⁺⁺	Assistant Treasurer – Tax	12/13 – Present

	Coates Holding LLC^#	Assistant Treasurer – Tax	3/15 - Present

	Colson Services Corp. ^{^}	Assistant Treasurer – Tax	3/14 - Present

	Cutwater Asset Management Corp.⁺⁺⁺⁺⁺	Assistant Treasurer – Tax	1/15 - Present

	Cutwater Holdings LLC⁺⁺⁺⁺⁺	Assistant Treasurer – Tax	1//15 - Present

	Cutwater Investor Services Corp.⁺⁺⁺⁺⁺	Assistant Treasurer - Tax	1/15 - Present

	Dreyfus Service Organization, Inc. ⁺⁺	Assistant Treasurer – Tax	3/14 - Present

	EACM Advisors LLC^{^^}	Assistant Treasurer – Tax	1/14 - Present

	Eagle Access LLC ^{^^^}	Assistant Treasurer – Tax	1/14 - Present

	Eagle Investment Systems LLC^{^^^^}	Assistant Treasurer – Tax	1/14 - Present

	ECM DE. LLC ^***	Assistant Treasurer – Tax	1/14 - Present

	GIS Holdings (International) Inc. ^#	Assistant Treasurer – Tax	6/14 – 12/14

	Hamilton Floating Rate Fund Holdings, LLC ^***	Assistant Treasurer – Tax	5/13 – Present

	HedgeMark International, LLC ^##	Assistant Treasurer – Tax	5/14 – Present

	iNautix (USA) LLC ^###	Assistant Treasurer – Tax	11/13 – Present

	IRE-1, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	IRE-AC, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	IRE-BC, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	IRE-SB, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	Island Waterworks, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	ITCMED, Inc. ^***	Assistant Treasurer – Tax	6/13 – 5/15

	JRHC 1998A LLC ^####	Assistant Treasurer – Tax	12/13 – Present

	Lockwood Advisors, Inc.^######	Assistant Treasurer – Tax	3/14 - Present

	Lockwood Insurance, Inc.^######	Assistant Treasurer – Tax	8/14 - Present

	Lockwood Solutions, Inc.^######	Assistant Treasurer – Tax	8/14 - Present

	Lease Equities (Texas) Corporation ^#####	Assistant Treasurer – Tax	7/13 – Present

	Madison Pershing LLC ^###	Assistant Treasurer – Tax	6/13 – Present

	MAM (MA) Holding Trust ^*	Assistant Treasurer – Tax	8/13 – Present

	MBC Investments Corporation ^#	Assistant Treasurer – Tax	11/13 – Present

	MBSC Securities Corporation ⁺⁺	Vice President – Tax	2/14 - Present

	MCDI (Holdings) LLC ^***	Assistant Treasurer – Tax	9/13 – Present

	Mellon Capital Management Corporation ^**	Assistant Treasurer – Tax	1/14 - Present

	Mellon Holdings LLC⁺⁺	Assistant Treasurer	2/15 - Present

	MELDEL Leasing Corporation Number 2, Inc.^#	Assistant Treasurer – Tax	9/13 – Present

	Mellon Financial Services Corporation #1⁺	Assistant Treasurer – Tax	7/13 – Present

	Mellon Financial Services Corporation #4 ⁺	Assistant Treasurer – Tax	9/13 – Present

	Mellon Funding Corporation ⁺	Assistant Treasurer – Tax	3/14 - Present

	Mellon Global Investing Corp. ⁺	Assistant Treasurer – Tax	5/14 - Present

	Mellon International Leasing Company ^#	Assistant Treasurer – Tax	8/14 - Present

	Mellon Leasing Corporation⁺	Assistant Treasurer – Tax	7/13 – Present

	Mellon Life Insurance Company⁺	Assistant Treasurer – Tax	10/13 – Present

	Mellon Overseas Investment Corporation ^***	Assistant Treasurer – Tax	12/13 - Present

	Mellon Properties Company ^****	Assistant Treasurer – Tax	8/13 – Present

	Mellon Residential Funding Corporation ⁺⁺⁺⁺	Assistant Treasurer - Tax	4/14 - Present

	National Residential Assets Corp.^***	Assistant Treasurer – Tax	4/13 – Present

	New GSM Holding Corporation ^{^^^^}	Assistant Treasurer – Tax	7/13 – Present

	Newton Capital Management LLC.^***	Assistant Treasurer – Tax	8/14 - Present

	Northern Waterworks, Inc. ^†††	Assistant Treasurer – Tax	7/13 – Present

	NY CRE Asset Holdings, LLC. ^***	Assistant Treasurer – Tax	1/14 - Present

	NY CRE Asset Holdings II, LLC. ^***	Assistant Treasurer – Tax	1/14 - Present

	One Wall Street Corporation ^***	Assistant Treasurer – Tax	11/13 – Present

	Pareto New York LLC⁺⁺	Assistant Treasurer – Tax	11/13 – Present

	PAS Holdings LLC ^***	Assistant Treasurer – Tax	6/13 – Present

	Pershing Advisor Solutions LLC ^###	Assistant Treasurer – Tax	6/13 – Present

	Pershing Group LLC ^###	Assistant Treasurer – Tax	6/13 – Present

	Pershing Investments LLC ^***	Assistant Treasurer – Tax	6/13 – Present

	Pershing LLC^###	Assistant Treasurer – Tax	7/13 – Present

	Standish Mellon Asset Management Company LLC^*	Assistant Treasurer – Tax	11/14 – Present

	Stanwich Insurance Agency, Inc. ^***	Treasurer	12/13 – Present

	TBC Securities Co., Inc.^*	Assistant Treasurer – Tax	6/13 – Present

	TBCAM, LLC ^*	Assistant Treasurer – Tax	10/13 – Present

	Technology Services Group, Inc. ^{^^^^^}	Assistant Treasurer – Tax	9/13 – Present

	Tennessee Processing Center LLC^{^^^^^}	Assistant Treasurer – Tax	9/13 – Present

	The Bank of New York Consumer Leasing Corporation^***	Assistant Treasurer – Tax	7/13 – Present

	The Bank of New York Mellon Trust Company, National Association ⁺	Assistant Treasurer	10/13 - Present

	The Boston Company Asset Management, LLC ^*	Assistant Treasurer – Tax	8/13 – Present

	USPLP, Inc.^***	Assistant Treasurer – Tax	10/13 – Present

	MBNA Institutional PA Services LLC ⁺	Treasurer	7/13 – Present

	MBNA PW PA Services LLC ⁺	Treasurer	7/13 – Present

	Stanwich Insurance Agency, Inc.^***	Treasurer	12/13 – Present

	BNY Aurora Holding Corp. ^***	Vice President	11/13 – Present

	Agency Brokerage Holding LLC^***	Vice President – Tax	6/13 – Present

	BNY Community Development Enterprises Corp. ^***	Vice President – Tax	4/13 – 5/14

	Asset Recovery I, LLC ^***	Assistant Treasurer	9/13 - 11/13

	Asset Recovery VI, LLC ^***	Assistant Treasurer	9/13 - 11/13

	Asset Recovery XII, LLC ^***	Assistant Treasurer	3/13 - 11/13

Jill Gill Vice President – Human Resources	MBSC Securities Corporation⁺⁺	Vice President	6/07 – Present
	The Bank of New York Mellon ^***	Vice President	7/08 – Present

	BNY Mellon, National Association ⁺	Vice President	7/08 - Present

Tracy A. Hopkins Vice President - Cash Strategies	MBSC Securities Corporation⁺⁺	Executive Vice President Senior Vice President	2/14 – Present 2/08 – 2/14

Anthony Mayo Vice President – Information Systems	MBSC Securities Corporation⁺⁺	Chief Technology Officer	4/14 – Present


Kathleen Geis Vice President	BNY Mellon International Operations (India) Private Limited	Director	5/05 - Present

	BNY Mellon, National Association⁺	Managing Director	7/09 – 10/14

	Albridge Solutions, Inc.	Managing Director	7/11 - Present

	BNY Mellon Distributors Holdings, Inc.^#	Vice President - Real Estate	7/11 - Present

	BNY Mellon Investment Management Services LLC^#	Vice President - Real Estate	10/11 - Present

	BNY Mellon Investment Servicing (US) Inc.⁺	Vice President - Real Estate	7/11 - Present

	BNY Mellon Performance & Risk Analytics, LLC ⁺	Vice President - Real Estate	7/11 - Present

	BNY Mellon Trust Company of Illinois^*****	Vice President - Real Estate	7/11 - Present

	BNY Mellon Trust of Delaware^#	Vice President - Real Estate	7/11 - Present

	CenterSquare Investment Management Holdings, Inc. ⁺⁺⁺	Vice President - Real Estate	10/12 – Present

	Eagle Investment Systems LLC^{^^^^}	Vice President - Real Estate	7/11 – Present

	Ivy Asset Management LLC ⁺	Vice President - Real Estate	7/11 – Present

	MBSC Securities Corporation ⁺⁺	Vice President - Real Estate	7/11 – Present

	Mellon Capital Management Corporation^**	Vice President - Real Estate	7/11 – Present

	Mellon Financial Services Corporation #1⁺	Vice President - Real Estate	7/11 – Present

	Mellon Holdings LLC⁺⁺	Vice President - Real Estate	7/11 – Present

	Pareto New York LLC⁺⁺	Vice President - Real Estate	7/11 – Present

	SourceNet Solutions, Inc.⁺	Vice President - Real Estate	7/11 – 5/13

	Technology Services Group, Inc.^{^^^^^}	Vice President - Real Estate	7/11 – Present
	Tennessee Processing Center LLC^{^^^^^}	Vice President - Real Estate	7/11 - Present

	The Bank of New York Mellon Trust Company, National Association⁺	Vice President - Real Estate	7/11 - Present

	Alcentra US, Inc.^††††	Vice President - Real Estate	7/11 - Present

	BNY Mellon Capital Markets LLC^{^^^^^}	Vice President - Real Estate	7/11 - Present

	Pershing LLC^###	Vice President - Real Estate	7/11 - Present

	The Bank of New York Mellon⁺	Managing Director	7/09 - Present

	MBNA Institutional PA Services, LLC⁺	Managing Director	7/09 – 10/14


Claudine Orloski Vice President – Tax	Dreyfus Service Organization⁺⁺	Vice President – Tax	8/14 – Present

	MBSC Securities Corporation⁺⁺	Vice President – Tax	2/12 - Present

	Asset Recovery II, LLC^***	Assistant Treasurer	9/11 - Present

	Asset Recovery III, LLC ^***	Assistant Treasurer	9/11 – 3/15

	Asset Recovery IV, LLC ^***	Assistant Treasurer	9/11 – Present

	Asset Recovery IX, LLC ^***	Assistant Treasurer	2/11 – 3/15

	Asset Recovery V, LLC ^***	Assistant Treasurer	9/11 – Present

	Asset Recovery VII, LLC ^***	Assistant Treasurer	2/11 – 3/15

	Asset Recovery X, LLC ^***	Assistant Treasurer	2/11 – 3/15

	Asset Recovery XIII, LLC^***	Assistant Treasurer	3/11 – Present

	Asset Recovery XIV, LLC ^***	Assistant Treasurer	3/11 – Present

	Asset Recovery XIX, LLC ^***	Assistant Treasurer	7/11 – Present

	Asset Recovery XV, LLC ^***	Assistant Treasurer	3/11 – 3/15

	Asset Recovery XVI, LLC ^***	Assistant Treasurer	3/11 – Present

	Asset Recovery XVII, LLC ^***	Assistant Treasurer	3/11 – 3/15

	Asset Recovery XVIII, LLC ^***	Assistant Treasurer	7/11 – 3/15

	Asset Recovery XX, LLC ^***	Assistant Treasurer	7/11 – Present

	Asset Recovery XXI, LLC ^***	Assistant Treasurer	7/11 – 3/15

	Asset Recovery XXII, LLC ^***	Assistant Treasurer	7/11 – Present

	Asset Recovery XXIII, LLC ^***	Assistant Treasurer	7/11 – Present

	BNY Mellon Investments CTA, LLC ^*	Assistant Treasurer	9/13 – Present

	BNY Mellon Trust of Delaware ^#	Assistant Treasurer	11/11 – Present

	Mellon Hedge Advisors, LLC ^*	Assistant Treasurer	10/11 – Present

	Mellon Holdings LLC ⁺⁺	Assistant Treasurer	12/11 – Present

	MUNB Loan Holdings, LLC ^***	Assistant Treasurer	10/11 – Present

	484 Wall Capital Management LLC	Assistant Treasurer -Tax	10/13 – Present

	Airlease Incorporated ^†††	Assistant Treasurer -Tax	7/11 – Present

	Albridge Solutions, Inc. ^††††	Assistant Treasurer -Tax	6/11 – Present

	Alcentra NY, LLC ⁺⁺	Assistant Treasurer -Tax	10/12 – Present

	Alcentra US, Inc. ^††††	Assistant Treasurer -Tax	10/11 – Present

	Allomon Corporation ^†	Assistant Treasurer -Tax	5/12 – Present

	Alternative Holdings I, LLC ^***	Assistant Treasurer -Tax	1/13 – Present

	Alternative Holdings II, LLC ^***	Assistant Treasurer -Tax	1/13 – Present

	AP Residential Realty, Inc. ^{†††††}	Assistant Treasurer -Tax	8/11 – Present

	APT Holdings Corporation ^#	Assistant Treasurer -Tax	12/11 – Present

	AURORA-IRE, INC. ^†††	Assistant Treasurer -Tax	7/11 – Present

	B.N.Y. Holdings (Delaware) Corporation ^#	Assistant Treasurer -Tax	4/12 – Present

	BNY Administrative Services LLC ^***	Assistant Treasurer –Tax	12/11 – Present

	BNY Alcentra Group Holdings, Inc. ^{††††††}	Assistant Treasurer –Tax	3/13 – Present

	BNY Capital Corporation ^***	Assistant Treasurer –Tax	11/11 – Present

	BNY Capital Funding LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Capital Markets Holdings, Inc. ^***	Assistant Treasurer –Tax	11/11 – Present

	BNY Capital Resources Corporation ^#######	Assistant Treasurer –Tax	7/11 – Present

	BNY Cargo Holdings LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Catair LLC ^†††	Assistant Treasurer –Tax	7/11 – Present

	BNY Falcon Three Holding Corp. ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Foreign Holdings, Inc. ^***	Assistant Treasurer –Tax	9/11 – Present

	BNY Gator LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Hitchcock Holdings LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Housing I Corp. ^†††	Assistant Treasurer –Tax	7/11 – Present

	BNY Housing II LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Investment Strategy and Solutions Group LLC ^*	Assistant Treasurer –Tax	6/15 – Present

	BNY Investment Management Services LLC ^#	Assistant Treasurer –Tax	10/11 – Present

	BNY ITC Leasing, LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Lease Equities (Cap Funding) LLC ^########	Assistant Treasurer –Tax	7/11 – Present

	BNY Lease Holdings LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Lease Partners LLC ^***	Assistant Treasurer –Tax	9/11 – Present

	BNY Leasing Edge Corporation ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Mellon Alternative Investments Holdings LLC ^***	Assistant Treasurer –Tax	10/13 – Present

	BNY Mellon Capital Markets, LLC ^{^^^^^}	Assistant Treasurer –Tax	7/11 – Present

	BNY Mellon Clearing Holding Company, LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Mellon Clearing, LLC ^***	Assistant Treasurer –Tax	6/11 – Present

	BNY Mellon Community Development Corporation^{^^^^^}	Assistant Treasurer –Tax	10/11 – Present

	BNY Mellon Distributors Holdings Inc. ^#	Assistant Treasurer –Tax	7/12 – Present

	BNY Mellon Fixed Income Securities, LLC ^***	Assistant Treasurer –Tax	8/12 – Present

	BNY Mellon Investment Servicing (US) Inc. ^#	Assistant Treasurer –Tax	3/11 – Present

	BNY Mellon Investment Servicing Trust Company ^#	Assistant Treasurer –Tax	3/11 – Present

	BNY Mellon Performance & Risk Analytics, Inc. (US) ^{^^^^^^}	Assistant Treasurer –Tax	10/11 – Present

	BNY Mellon Performance & Risk Analytics, LLC ⁺	Assistant Treasurer –Tax	7/11 – Present

	BNY Mellon Transition Management Advisors, LLC ^**	Assistant Treasurer –Tax	5/13 – Present

	BNY Mellon Trust Company of Illinois ^*****	Assistant Treasurer –Tax	3/11 – Present

	BNY Mezzanine Funding LLC ^******	Assistant Treasurer –Tax	6/11 – Present

	BNY Mezzanine Holdings LLC ^******	Assistant Treasurer –Tax	5/11 – Present

	BNY Mezzanine Non NY Funding LLC ^******	Assistant Treasurer –Tax	6/11 – Present

	BNY Mezzanine NY Funding LLC ^******	Assistant Treasurer –Tax	6/11 – Present

	BNY Partnership Funding LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Rail Maintenance LLC ^***	Assistant Treasurer –Tax	7/11 – Present

	BNY Real Estate Holdings LLC ^***	Assistant Treasurer –Tax	4/11 – Present

	BNY Recap I, LLC ^#	Assistant Treasurer –Tax	11/11 – Present

	BNY Salvage Inc. ^***	Assistant Treasurer –Tax	3/11 – Present

	BNY Waterworks, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	BNY Wings, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	BNY XYZ Holdings LLC ^***	Assistant Treasurer –Tax	5/11 – Present

	BNYM CSIM Funding LLC ⁺⁺⁺	Assistant Treasurer –Tax	7/14 – Present

	BNYM GIS Funding I LLC ^***	Assistant Treasurer –Tax	6/12 – Present

	BNYM GIS Funding III LLC ^***	Assistant Treasurer –Tax	6/12 – Present

	Amherst Capital Management LLC ^***	Assistant Treasurer –Tax	11/14 – Present

	BNYM RECAP Holdings, LLC ^***	Assistant Treasurer –Tax	11/14 – Present

	BNY-N.J. I Corp. ^***	Assistant Treasurer –Tax	4/11 – Present

	BNY-N.J. II Corp. ^***	Assistant Treasurer –Tax	4/11 – Present

	Boston Safe Deposit Finance Company, Inc. ^*	Assistant Treasurer –Tax	7/11 – Present

	CenterSquare Investment Management Holdings, Inc. ⁺⁺⁺	Assistant Treasurer –Tax	2/13 – Present

	CenterSquare Investment Management, Inc. ⁺⁺⁺	Assistant Treasurer –Tax	2/13 – Present

	Coates Holding LLC^#	Assistant Treasurer – Tax	3/15 - Present

	Colson Services Corp.^{^}	Assistant Treasurer –Tax	2/11 – Present

	Cutwater Asset Management Corp.⁺⁺⁺⁺⁺	Assistant Treasurer – Tax	1/15 - Present

	Cutwater Holdings LLC⁺⁺⁺⁺⁺	Assistant Treasurer – Tax	1//15 - Present

	Cutwater Investor Services Corp.⁺⁺⁺⁺⁺	Assistant Treasurer - Tax	1/15 - Present

	EACM Advisors LLC ^{^^}	Assistant Treasurer –Tax	4/14 – Present

	Eagle Access LLC ^{^^^}	Assistant Treasurer –Tax	1/12 – Present

	Eagle Investment Systems LLC ^{^^^^}	Assistant Treasurer –Tax	1/12 – Present

	ECM DE, LLC ^***	Assistant Treasurer –Tax	3/11 – Present

	GIS Holdings (International) Inc. ^#	Assistant Treasurer –Tax	4/12 – 12/14

	Hamilton Floating Rate Fund Holdings, LLC ^***	Assistant Treasurer –Tax	5/11 – Present

	HedgeMark International, LLC ^##	Assistant Treasurer –Tax	5/14 – Present

	iNautix (USA) LLC ^###	Assistant Treasurer –Tax	7/12 – Present

	IRE-1, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	IRE-AC, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	IRE-BC, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	IRE-SB, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	Island Waterworks, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	ITCMED, Inc. ^***	Assistant Treasurer –Tax	6/11 – 5/15

	JRHC 1998A LLC ^####	Assistant Treasurer –Tax	12/11 – Present

	Lease Equities (Texas) Corporation^#####	Assistant Treasurer –Tax	7/11 – Present

	Lockwood Advisors, Inc. ^######	Assistant Treasurer –Tax	3/11 – Present

	Lockwood Solutions, Inc. ^######	Assistant Treasurer –Tax	3/11 – Present

	Madison Pershing LLC ^###	Assistant Treasurer –Tax	4/11 – Present

	MAM (MA) Holding Trust ^*	Assistant Treasurer –Tax	8/11 – Present

	MBC Investments Corporation ^#	Assistant Treasurer –Tax	11/11 – Present

	MBNA Institutional PA Services LLC ⁺	Assistant Treasurer –Tax	7/12 – Present

	MBNA PW PA Services LLC ⁺	Assistant Treasurer –Tax	7/12 – Present

	MCDI (Holdings) LLC ^***	Assistant Treasurer –Tax	8/11 – Present

	MELDEL Leasing Corporation Number 2, Inc. ^#	Assistant Treasurer –Tax	8/11 – Present

	Mellon Capital Management Corporation ^**	Assistant Treasurer –Tax	10/13 – Present

	Mellon EFT Services Corporation ^{†††††}	Assistant Treasurer –Tax	2/11 – Present

	Mellon Financial Services Corporation #1 ⁺	Assistant Treasurer –Tax	7/11 – Present

	Mellon Financial Services Corporation #4 ⁺	Assistant Treasurer –Tax	12/11 – Present

	Mellon Funding Corporation ⁺	Assistant Treasurer –Tax	12/11 – Present

	Mellon Global Investing Corp. ⁺	Assistant Treasurer –Tax	5/11 – Present

	Mellon International Leasing Company ^#	Assistant Treasurer –Tax	7/11 – Present

	Mellon Leasing Corporation ⁺	Assistant Treasurer –Tax	9/11 – Present

	Mellon Life Insurance Company ⁺	Assistant Treasurer –Tax	10/12 – Present

	Mellon Overseas Investment Corporation ^***	Assistant Treasurer –Tax	11/11 – Present

	Mellon Properties Company ^****	Assistant Treasurer –Tax	8/12 – Present

	Mellon Residential Funding Corporation ^****	Assistant Treasurer –Tax	4/14 – Present

	National Residential Assets Corp. ^***	Assistant Treasurer –Tax	4/12 – Present

	New GSM Holding Corporation ^{^^^^}	Assistant Treasurer –Tax	7/11 – Present

	Newton Capital Management LLC ^***	Assistant Treasurer –Tax	10/11 – Present

	Northern Waterworks, Inc. ^†††	Assistant Treasurer –Tax	7/11 – Present

	NY CRE Asset Holdings II, LLC ^***	Assistant Treasurer –Tax	1/12 – Present

	NY CRE Asset Holdings, LLC ^***	Assistant Treasurer –Tax	1/12 – Present

	One Wall Street Corporation ^***	Assistant Treasurer –Tax	11/11 – Present

	Pareto New York LLC ⁺⁺	Assistant Treasurer –Tax	11/11 – Present

	PAS Holdings LLC ^***	Assistant Treasurer –Tax	6/11 – Present

	Pershing Advisor Solutions LLC ^###	Assistant Treasurer –Tax	6/11 – Present

	Pershing Group LLC ^###	Assistant Treasurer –Tax	4/11 – Present

	Pershing Investments LLC ^***	Assistant Treasurer –Tax	2/11 – Present

	Pershing LLC ^###	Assistant Treasurer –Tax	4/11 – Present

	PFS Holdings, LLC ^***	Assistant Treasurer –Tax	1/12 – Present

	Standish Mellon Asset Management Company LLC	Assistant Treasurer –Tax	11/14 - Present

	Stanwich Insurance Agency, Inc. ^***	Assistant Treasurer –Tax	12/11 – Present

	TBC Securities Co., Inc. ^*	Assistant Treasurer –Tax	7/11 – Present

	TBCAM, LLC ^*	Assistant Treasurer –Tax	10/13 – Present

	Technology Services Group, Inc. ^{^^^^^}	Assistant Treasurer –Tax	5/11 – Present

	Tennessee Processing Center LLC ^{^^^^^}	Assistant Treasurer –Tax	9/11 – Present

	The Bank of New York Consumer Leasing Corporation ^***	Assistant Treasurer –Tax	5/11 – Present

	The Bank of New York Mellon Trust Company, National Association ⁺	Assistant Treasurer	10/13 - Present

	The Boston Company Asset Management, LLC ^*	Assistant Treasurer –Tax	6/11 – Present

	USPLP, Inc. ^***	Assistant Treasurer –Tax	10/11 – Present

	BNY Mellon Investment Management Holdings LLC ^#	Assistant Vice President –Tax	12/12 – Present

	BNY Aurora Holding Corp. ^***	Vice President	10/11 – Present

	Agency Brokerage Holding LLC ^***	Vice President –Tax	2/11 – Present

	MBSC Securities Corporation ⁺⁺	Vice President –Tax	2/12 – Present

James Bitetto Secretary	The Dreyfus Family of Funds⁺⁺	Vice President and Assistant Secretary	8/05 - Present

	MBSC Securities Corporation⁺⁺	Assistant Secretary	6/07 - Present

	Dreyfus Service Organization, Inc.⁺⁺	Secretary	8/05 - Present

^*	The address of the business so indicated is One Boston Place, Boston, MA 02108.
^**	The address of the business so indicated is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
^***	The address of the business so indicated is One Wall Street, New York, NY 10286.
^****	The address of the business so indicated is 3601 N. I-10 Service Road, Suite 102, Metairie, LA 70002.
^*****	The address of the business so indicated is 2 North LaSalle Street, Suite 1020, Chicago, IL 60602.
^******	The address of the business so indicated is 445 Park Avenue, 12th Floor, New York, NY 10022.
⁺	The address of the business so indicated is One Mellon Bank Center, Pittsburgh, PA 15258.
⁺⁺	The address of the business so indicated is 200 Park Avenue, New York, NY 10166.
⁺⁺⁺	The address of the business so indicated is 630 West Germantown Pike, Suite 300, Plymouth Meeting, PA 19462.
⁺⁺⁺⁺	The address of the business so indicated is 500 Grant Street, Pittsburgh, PA 15258.
⁺⁺⁺⁺⁺	The address of the business so indicated is 113 King Street, Armonk, NY 10504.
^†	The address of the business so indicated is Two Mellon Center, Suite 329, Pittsburgh, PA 15259.
^††	The address of the business so indicated is 100 White Clay Center, Newark, DE 19711.
^†††	The address of the business so indicated is 1633 Broadway, New York, NY 10019.
^††††	The address of the business so indicated is 10877 Wilshire Blvd, #1550, Los Angeles, CA 90024.
^{†††††}	The address of the business so indicated is 1735 Market Street, Philadelphia, PA 19103.
^{††††††}	The address of the business so indicated is 10 Gresham Street, London, EC2V 7JD.
^{^}	The address of the business so indicated is 4 New York Plaza, New York, NY 10004.
^{^^}	The address of the business so indicated is 200 Connecticut Avenue, Norwalk, CT 06854-1940.
^{^^^}	The address of the business so indicated is One Wells Avenue, Newton, MA 02459.
^{^^^^}	The address of the business so indicated is 65 LaSalle Road, Suite 305, West Hartford, CT 06107.
^{^^^^^}	The address of the business so indicated is 101 Barclay Street, 3rd Floor, New York, NY 10286.
^{^^^^^^}	The address of the business so indicated is 1313 Broadway Plaza, Tacoma, WA 98402.
^#	The address of the business so indicated is 301 Bellevue Parkway, Wilmington, DE 19809.
^##	The address of the business so indicated is 780, Third Avenue, 44th Floor, New York, NY 10017.
^###	The address of the business so indicated is One Pershing Plaza, Jersey City, NJ 07399.
^####	The address of the business so indicated is 601 Travis Street, 17th Floor, Houston, TX 77002.
^#####	The address of the business so indicated is 1201 Louisiana, Suite 3160, Houston, TX 77002.
^######	The address of the business so indicated is 760 Moore Road, King of Prussia, PA 19406-1212.
^#######	The address of the business so indicated is 8400 E. Prentice Avenue, Greenwood Village, CO 80111.
^########	The address of the business so indicated is 1290 Avenue of the Americas, New York, NY 10104.

Item 32.

Principal Underwriters

(a) Other investment companies for which Registrant's principal underwriter (exclusive distributor) acts as principal underwriter or exclusive distributor:

1.	Advantage Funds, Inc.

2.	BNY Mellon Absolute Insight Funds, Inc.

3.	BNY Mellon Funds Trust

4.	CitizensSelect Funds

5.	Dreyfus Appreciation Fund, Inc.

6.	Dreyfus BASIC Money Market Fund, Inc.

7.	Dreyfus BNY Mellon Funds, Inc.

8.	Dreyfus Bond Funds, Inc.

9.	Dreyfus Cash Management

10.	Dreyfus Funds, Inc.

11.	The Dreyfus Fund Incorporated

12.	Dreyfus Government Cash Management Funds

13.	Dreyfus Growth and Income Fund, Inc.

14.	Dreyfus Index Funds, Inc.

15.	Dreyfus Institutional Cash Advantage Funds

16.	Dreyfus Institutional Preferred Money Market Funds

17.	Dreyfus Institutional Reserves Funds

18.	Dreyfus Intermediate Municipal Bond Fund, Inc.

19.	Dreyfus International Funds, Inc.

20.	Dreyfus Investment Funds

21.	Dreyfus Investment Grade Funds, Inc.

22.	Dreyfus Investment Portfolios

23.	The Dreyfus/Laurel Funds, Inc.

24.	The Dreyfus/Laurel Funds Trust

25.	Dreyfus Liquid Assets, Inc.

26.	Dreyfus Manager Funds I

27.	Dreyfus Manager Funds II

28.	Dreyfus Midcap Index Fund, Inc.

29.	Dreyfus Municipal Bond Opportunity Fund

30.	Dreyfus Municipal Cash Management Plus

31.	Dreyfus Municipal Funds, Inc.

32.	Dreyfus New Jersey Municipal Bond Fund, Inc.

33.	Dreyfus New York AMT-Free Municipal Bond Fund

34.	Dreyfus New York Municipal Cash Management

35.	Dreyfus New York Tax Exempt Bond Fund, Inc.

36.	Dreyfus Opportunity Funds

37.	Dreyfus Premier California AMT-Free Municipal Bond Fund, Inc.

38.	Dreyfus Premier GNMA Fund, Inc.

39.	Dreyfus Premier Investment Funds, Inc.

40.	Dreyfus Premier Short-Intermediate Municipal Bond Fund

41.	Dreyfus Premier Worldwide Growth Fund, Inc.

42.	Dreyfus Research Growth Fund, Inc.

43.	Dreyfus State Municipal Bond Funds

44.	Dreyfus Stock Funds

45.	Dreyfus Short Duration Bond Fund

46.	The Dreyfus Socially Responsible Growth Fund, Inc.

47.	Dreyfus Stock Index Fund, Inc.

48.	Dreyfus Tax Exempt Cash Management Funds

49.	Dreyfus Treasury & Agency Cash Management

50.	Dreyfus Treasury Prime Cash Management

51.	Dreyfus U.S. Treasury Intermediate Term Fund

52.	Dreyfus U.S. Treasury Long Term Fund

53.	Dreyfus Variable Investment Fund

54.	General California Municipal Money Market Fund

55.	General Government Securities Money Market Funds, Inc.

56.	General Money Market Fund, Inc.

57.	General Municipal Money Market Funds, Inc.

58.	General New Jersey Municipal Money Market Fund, Inc.

59.	General New York AMT-Free Municipal Money Market Fund

60.	Strategic Funds, Inc.

(b)
Name and principal Business address	Positions and offices with the Distributor	Positions and Offices with Registrant
Kenneth Bradle**	President and Director	None
J. Charles Cardona*	Chairman of the Board and Co-Head	Executive Vice President (Money Market Funds Only)
Sue Ann Cormack†	Executive Vice President	None
Diane P. Durnin^†††	Executive Vice President	None
Tracy Hopkins*	Executive Vice President	None
William H. Maresca**	Executive Vice President and Director	None
Kimberly M. Mustin^†††	Chief Executive Officer and Director	None
Paul D. Nobile^†††	Executive Vice President	None
Christopher D. O'Connor^†††	Executive Vice President	None
Irene Papadoulis**	Executive Vice President	None
Matthew Perrone*******	Executive Vice President	None
Cheryl M. Pipia^†††	Executive Vice President	None
Bradley J. Skapyak*	Executive Vice President	President
Bill E. Sappington*	Executive Vice President and Director	None
Brie A. Steingarten*	Chief Legal Officer and Secretary	None
Eric P. Cola*	Senior Vice President	None
Mercedes Katz**	Senior Vice President	None
Mary T. Lomasney****	Senior Vice President	None
Joseph W. Connolly*	Chief Compliance Officer (Investment Advisory Business)	Chief Compliance Officer
Jaynthi Gandhi^†††	Chief Compliance Officer (Broker-Dealer Business)	None
Katherine M. Scott*	Chief Risk Officer	None
Anthony Mayo*	Chief Technology Officer	None
Maria Georgopoulos*	Vice President – Facilities Management	None
Stewart Rosen*	Vice President – Facilities Management	None
Karin L. Waldmann**	Privacy Officer	None
Charles Doumar^†††	Vice President – Tax	None
Timothy I. Barrett**	Vice President	None
Jill Gill*	Vice President	None
Kathleen Geis^††	Vice President	None
Joseph R. Kane***	Vice President – Tax	None
Donna M. Impagliazzo**	Vice President – Compliance	None
Carla R. Wanzer**	Vice President	None
Claudine Orloski***	Vice President – Tax	None
John Shea^†††	Vice President – Finance	None
Christopher A. Stallone**	Vice President	None
Susan Verbil******	Vice President – Finance	None
William Verity******	Vice President – Finance	None
James Windels*******	Vice President	Treasurer
Ronny Santos*	Assistant Vice President	None
James Bitetto*	Assistant Secretary	Vice President and Assistant Secretary
Audrey Edwards***	Assistant Secretary	None
Susan K. Maroni***	Assistant Secretary	None
Cristina Rice***	Assistant Secretary	None
Victor R. Siclari***	Assistant Secretary	None

*	Principal business address is 200 Park Avenue, New York, NY 10166.
**	Principal business address is 144 Glenn Curtiss Blvd., Uniondale, NY 11556-0144.
***	Principal business address is BNY Mellon Center, 500 Grant Street, Pittsburgh, PA 15258.
****	Principal business address is One Boston Place, Boston, MA 02108.
*****	Principal business address is 50 Fremont Street, Suite 3900, San Francisco, CA 94105.
******	Principal business address is 101 Barclay Street, New York 10286.
*******	Principal business address is 2 Hanson Place, Brooklyn, NY 11217.
^†	Principal business address is 201 Columbine Street, Suite 200, Denver, CO 80206.
^††	Principal business address is 525 William Penn Place, Pittsburgh, PA 15259.
^†††	Principal business address is 225 Liberty Street, New York, NY 10286.

Item 33.

Location of Accounts and Records

1.	The Bank of New York Mellon 225 Liberty Street New York, New York 10286

2.	The Bank of New York Mellon One Mellon Bank Center Pittsburgh, Pennsylvania 15258

3.	BNY Mellon Investment Servicing (US), Inc. 4400 Computer Drive Westborough, MA 01581

4.	The Dreyfus Corporation 200 Park Avenue New York, New York 10166

5.	The Dreyfus Corporation 2 Hanson Place Brooklyn, New York 11217

Item 34.

Management Services

Not Applicable

Item 35.

Undertakings

None

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on the 15th day of January, 2016.

	THE DREYFUS THIRD CENTURY FUND, INC.

	By:	/s/ Bradley J. Skapyak*
		Name: Bradley J. Skapyak
		Title: President

Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.

Signatures	Title	Date

/s/ Bradley J. Skapyak^*	President (Principal Executive Officer)	1/15/16
Bradley J. Skapyak

/s/ James Windels^*	Treasurer (Principal Financial Officer and Accounting Officer)	1/15/16
James Windels

/s/ Joseph S. DiMartino^*	Chairman of the Board	1/15/16
Joseph S. DiMartino

/s/ Francine J. Bovich^*	Board Member	1/15/16
Francine J. Bovich

/s/ J. Charles Cardona^*	Board Member	1/15/16
J. Charles Cardona

/s/ Gordon J. Davis^*	Board Member	1/15/16
Gordon J. Davis

/s/ Isabel P. Dunst^*	Board Member	1/15/16
Isabel P. Dunst

/s/ Robin A. Melvin^*	Board Member	1/15/16
Robin A. Melvin

/s/ Nathan Leventhal^*	Board Member	1/15/16
Nathan Leventhal

/s/ Roslyn M. Watson^*	Board Member	1/15/16
Roslyn M. Watson

/s/ Benaree Pratt Wiley^*	Board Member	1/15/16
Benaree Pratt Wiley

*By:	/s/ Maureen E. Kane
	Name:	Maureen E. Kane
	Title:	Attorney-in-Fact

Index of Exhibits

(n)(1)	Rule 18f-3 Plan, amended as of November 13, 2015.
(n)(2)	Rule 18f-3 Plan, amended as of February 1, 2016.

EX-99.(N)(1) 2 p16-ex99n1.htm RULE 18F-3 PLAN, AMENDED AS OF NOVEMBER 13, 2015.

THE DREYFUS THIRD CENTURY FUND, INC.

Rule 18f-3 Plan

Rule 18f-3 under the Investment Company Act of 1940, as amended (the "1940 Act"), requires that the Board of an investment company desiring to offer multiple classes pursuant to said Rule adopt a plan setting forth the separate arrangement and expense allocation of each class, and any related conversion features or exchange privileges.

The Dreyfus Third Century Fund, Inc. (the "Fund") desires to offer multiple classes in accordance with Rule 18f-3, and the Fund's Board, including a majority of the Board members who are not "interested persons" (as defined in the 1940 Act), has determined that the following plan is in the best interests of each class individually and the Fund as a whole:

1. Class Designation: Fund shares shall be divided into Class A, Class C, Class I and Class Z.

2. Differences in Services: The services offered to shareholders of each Class, as described in the Fund's prospectus or statement of additional information, shall be substantially the same, except that Right of Accumulation, Letter of Intent and Reinvestment Privilege shall be available only to holders of Class A shares.

3. Differences in Distribution Arrangements: Class A shares shall be offered with a front-end sales charge, as such term is defined under the Conduct Rules of the Financial Industry Regulatory Authority (the "FINRA Conduct Rules"), and a deferred sales charge (a "CDSC"), as such term is defined under the FINRA Conduct Rules, may be assessed on certain redemptions of Class A shares, including Class A shares purchased without an initial sales charge as part of an investment of $1 million or more. The amount of the sales charge and the amount of and provisions relating to the CDSC pertaining to the Class A shares are set forth on Schedule A attached hereto.

Class C shares shall not be subject to a front-end sales charge, but shall be subject to a CDSC and shall be charged an annual distribution fee under a Distribution Plan adopted pursuant to Rule 12b-1 under the 1940 Act. The amount of and provisions relating to the CDSC, and the amount of the fees under the Distribution Plan pertaining to the Class C shares, are set forth on Schedule B hereto.

Class I shares shall be offered at net asset value only to (i) bank trust departments, trust companies and insurance companies that have entered into agreements with the Fund's Distributor to offer Class I shares to their clients, (ii) institutional investors acting in a fiduciary, advisory, agency, custodial or similar capacity for qualified or non-qualified employee benefit plans, including 401(k), 403(b)(7), Keogh, pension, profit-sharing and other deferred compensation plans, whether established by corporations, partnerships, sole proprietorships, non-profit entities, trade or labor unions, or state and local governments ("Retirement Plans"), and IRAs set up under Simplified Employee Pension Plans ("SEP-IRAs"), but not including IRAs, Roth IRAs, Coverdell Education Savings Accounts, IRA "Rollover Accounts," Salary Reduction Simplified Employee Pension Plans or Savings Incentive Match Plans for Employees (Class I shares may be purchased for a Retirement Plan or SEP-IRA only by a custodian, trustee, investment manager or other entity authorized to act on behalf of such Retirement Plan or SEP-IRA that has entered into an agreement with the Fund's Distributor to offer Class I shares to such Retirement Plan or SEP-IRA), (iii) law firms or attorneys acting as trustees or executors/administrators, (iv) foundations and endowments that make an initial investment in the Fund of at least $1 million, (v) sponsors of college savings plans that qualify for tax-exempt treatment under Section 529 of the Internal Revenue Code of 1986, as amended (the "Code"), that maintain an omnibus account with the Fund and do not require shareholder tax reporting or 529 account support responsibilities from the Fund's Distributor, (vi) advisory fee-based accounts offered through financial intermediaries who, depending on the structure of the selected advisory platform, make Class I shares available, (vii) certain institutional clients of an investment advisory subsidiary of The Bank of New York Mellon Corporation approved by The Dreyfus Corporation, and (viii) unaffiliated investment companies approved by the Fund's Distributor. In addition, Class I shares of the Fund shall be offered to shareholders of the Fund who have held their Class I shares since June 5, 2003 and who purchase such shares directly through the Fund's Distributor for Fund accounts maintained with the Distributor.

Class Z shares shall be offered at net asset value only to shareholders of the Fund who have held Fund shares since August 30, 1999 and who purchase such shares directly through the Fund's Distributor for Fund accounts maintained with the Distributor.

Class A and Class C shares shall be subject to an annual service fee at the rate of .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.

Class Z shares shall be subject to an annual service fee at the rate of up to .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.

4. Expense Allocation: The following expenses shall be allocated, to the extent practicable, on a Class-by-Class basis: (a) fees under the Distribution Plan and Shareholder Services Plan; (b) printing and postage expenses related to preparing and distributing materials, such as shareholder reports, prospectuses and proxies, to current shareholders of a specific Class; (c) Securities and Exchange Commission and Blue Sky registration fees incurred by a specific Class; (d) the expense of administrative personnel and services as required to support the shareholders of a specific Class; (e) litigation or other legal expenses relating solely to a specific Class; (f) transfer agent fees identified by the Fund's transfer agent as being attributable to a specific Class; and (g) Board members' fees incurred as a result of issues relating to a specific Class.

5. Conversion Features: No Class shall be subject to any automatic conversion feature. Shares of one Class of the Fund may be converted into shares of another Class of the Fund, provided the shareholder requesting the conversion meets the eligibility requirements for the purchase of the new Class of shares of the Fund. Shares subject to a CDSC or a redemption fee at the time of the requested conversion shall not be eligible for conversion.

6. Exchange Privileges: Shares of a Class shall be exchangeable only for (a) shares of the same Class of other investment companies managed or administered by The Dreyfus Corporation or its affiliates as specified from time to time and (b) shares of certain other Classes of such investment companies or shares of certain other investment companies as specified from time to time.

Dated: August 31, 1999
Amended as of: November 13, 2015

SCHEDULE A

Front-End Sales Charge—Class A Shares—The public offering price for Class A shares, except as otherwise set forth herein, shall be the net asset value per share of Class A plus a sales load as shown below:

	Total Sales Load
Amount of Transaction	As a % of offering price per share		As a % of net asset value per share
Less than $50,000		5.75		6.10
$50,000 to less than $100,000		4.50		4.70
$100,000 to less than $250,000		3.50		3.60
$250,000 to less than $500,000		2.50		2.60
$500,000 to less than $1,000,000		2.00		2.00
$1,000,000 or more		-0-		-0-

Front-End Sales Charge—Class A Shares—Shareholders Who Received Class A Shares of the Fund in Exchange for Class T Shares of the Fund on February 4, 2009—For shareholders who received Class A shares of the Fund in exchange for Class T shares of the Fund on February 4, 2009, the public offering price for Class A shares of the Fund purchased directly through the Fund's Distributor, for Fund accounts maintained with the Distributor, shall be the net asset value per share of Class A plus a sales load as shown below:

	Total Sales Load
Amount of Transaction	As a % of offering price per share		As a % of net asset value per share
Less than $50,000		4.50		4.70
$50,000 to less than $100,000		4.00		4.20
$100,000 to less than $250,000		3.00		3.10
$250,000 to less than $500,000		2.00		2.00
$500,000 to less than $1,000,000		1.50		1.50
$1,000,000 or more		-0-		-0-

Contingent Deferred Sales Charge—Class A Shares—A CDSC of 1.00% shall be assessed at the time of redemption of Class A shares purchased without an initial sales charge as part of an investment of at least $1 million and redeemed within one year of purchase. The terms contained in Schedule B pertaining to the CDSC assessed on redemptions of Class C shares, including the provisions for waiving the CDSC, shall be applicable to the Class A shares subject to a CDSC. Letter of Intent and Right of Accumulation shall apply to purchases of Class A shares subject to a CDSC.

Class A shares of a Fund may be purchased at net asset value without a front-end sales charge by the following individuals and entities:

•

Full-time or part-time employees, and their family members, of The Dreyfus Corporation or any of its affiliates.

•

Board members of The Dreyfus Corporation and Board members of the Dreyfus Family of Funds.

SCHEDULE A (continued)

•

Full-time employees, and their family members, of financial institutions that have entered into selling agreements with the Fund's Distributor.

•

"Wrap" accounts for the benefit of clients of financial institutions, provided they have entered into an agreement with the Fund's Distributor specifying operating policies and standards.

•

Qualified separate accounts maintained by an insurance company; any state, county or city or instrumentality thereof; and charitable organizations investing $50,000 or more in Fund shares and charitable remainder trusts, provided that such Class A shares are purchased directly through the Fund's Distributor.

•

Investors who purchase Class A shares directly through the Fund's Distributor, and either (i) have, or whose spouse or minor children have, beneficially owned shares and continuously maintained an open account with the Distributor in a Dreyfus-managed fund since on or before February 28, 2006, or (ii) such purchase is for a self-directed investment account that may or may not be subject to a transaction fee.

•

Investors who participate in a self-directed investment brokerage account program offered by a financial intermediary that has entered into an agreement with the Fund's Distributor. Financial intermediaries offering self-directed investment brokerage accounts may or may not charge their customers a transaction fee.

•

Investors with the cash proceeds from the investor's exercise of stock options and/or disposition of stock related to employment-based stock plans, whether invested in the Fund directly or indirectly through an exchange from a Dreyfus money market fund, provided that the proceeds are processed through an entity that has entered into an agreement with the Fund's Distributor specifically relating to administering employment-based stock plans. Upon establishing the account in the Fund or the Dreyfus money market fund, the investor and the investor's spouse and minor children shall become eligible to purchase Class A shares of the Fund at net asset value, whether or not the investor uses the proceeds of the employment-based stock plan to establish the account.

•

Members of qualified affinity groups who purchase Class A shares directly through the Fund's Distributor, provided that the qualified affinity group has entered into an affinity agreement with the Distributor.

•

Retirement Plans, provided that such Class A shares are purchased through a financial intermediary that performs recordkeeping or other administrative services for the Retirement Plan and has entered into an agreement with the Fund's Distributor relating to such services, or are purchased directly through the Fund's Distributor.

•

Shareholders in Dreyfus-sponsored IRA rollover accounts funded with the distribution proceeds from Retirement Plans, provided that the rollover (except in the case of a rollover from a Dreyfus-sponsored Retirement Plan) is processed through an entity that has entered into an agreement with the Fund's Distributor specifically relating to processing rollovers. Upon establishing the Dreyfus-sponsored IRA rollover account in the Fund, the shareholder shall become eligible to make subsequent purchases of Class A shares of the Fund at net asset value in such account.

SCHEDULE B

Contingent Deferred Sales Charge—Class C Shares—A CDSC of 1.00% payable to the Fund's Distributor shall be imposed on any redemption of Class C shares within one year of the date of purchase. No CDSC shall be imposed to the extent that the net asset value of the Class C shares redeemed does not exceed (i) the current net asset value of Class C shares of the Fund acquired through reinvestment of Fund dividends or capital gain distributions, plus (ii) increases in the net asset value of the shareholder's Class C shares above the dollar amount of all payments for the purchase of Class C shares of the Fund held by such shareholder at the time of redemption.

If the aggregate value of the Class C shares redeemed has declined below their original cost as a result of the Fund's performance, a CDSC may be applied to the then-current net asset value rather than the purchase price.

In determining whether a CDSC is applicable to a redemption, the calculation shall be made in a manner that results in the lowest possible rate. Therefore, it shall be assumed that the redemption is made first of amounts representing Class C shares of the Fund acquired pursuant to the reinvestment of Fund dividends and distributions; then of amounts representing the increase in net asset value of Class C shares above the total amount of payments for the purchase of Class C shares made during the preceding year; and finally, of amounts representing the cost of Class C shares held for the longest period of time.

Waiver of CDSC—The CDSC shall be waived in connection with (a) redemptions made within one year after the death or disability, as defined in Section 72(m)(7) of the Code, of the shareholder, (b) redemptions by Retirement Plans, (c) redemptions as a result of a combination of any investment company with the Fund by merger, acquisition of assets or otherwise, (d) redemptions due to receiving applicable required minimum distributions from IRA accounts (other than Roth IRAs or Coverdell Education Savings Accounts) upon attaining age 70-1/2, and (e) redemptions pursuant to any systematic withdrawal plan as described in the Fund's prospectus. Any Fund shares subject to a CDSC which were purchased prior to the termination of such waiver shall have the CDSC waived as provided in the Fund's prospectus at the time of the purchase of such shares.

Amount of Distribution Plan Fees—Class C Shares—.75 of 1% of the value of the average daily net assets of Class C.

EX-99.(N)(2) 3 p16-ex99n2.htm RULE 18F-3 PLAN, AMENDED AS OF FEBRUARY 1, 2016.

THE DREYFUS THIRD CENTURY FUND, INC.

Rule 18f-3 Plan

1. Class Designation: Fund shares shall be divided into Class A, Class C, Class I and Class Z.

Class I shares shall be offered at net asset value only to (i) bank trust departments, trust companies and insurance companies that have entered into agreements with the Fund's Distributor to offer Class I shares to their clients, (ii) institutional investors acting in a fiduciary, advisory, agency, custodial or similar capacity for qualified or non-qualified employee benefit plans, including 401(k), 403(b)(7), Keogh, pension, profit-sharing and other deferred compensation plans, whether established by corporations, partnerships, sole proprietorships, non-profit entities, trade or labor unions, or state and local governments ("Retirement Plans"), and IRAs set up under Simplified Employee Pension Plans ("SEP-IRAs"), but not including traditional IRAs, Roth IRAs, Coverdell Education Savings Accounts, IRA "Rollover Accounts," Salary Reduction Simplified Employee Pension Plans or Savings Incentive Match Plans for Employees (Class I shares may be purchased for a Retirement Plan or SEP-IRA only by a custodian, trustee, investment manager or other entity authorized to act on behalf of such Retirement Plan or SEP-IRA that has entered into an agreement with the Fund's Distributor to offer Class I shares to such Retirement Plan or SEP-IRA), (iii) law firms or attorneys acting as trustees or executors/administrators, (iv) foundations and endowments that make an initial investment in the Fund of at least $1 million, (v) sponsors of college savings plans that qualify for tax-exempt treatment under Section 529 of the Internal Revenue Code of 1986, as amended (the "Code"), that maintain an omnibus account with the Fund and do not require shareholder tax reporting or 529 account support responsibilities from the Fund's Distributor, (vi) advisory fee-based accounts offered through financial intermediaries who, depending on the structure of the selected advisory platform, make Class I shares available, (vii) certain institutional clients of an investment advisory subsidiary of The Bank of New York Mellon Corporation approved by The Dreyfus Corporation, and (viii) unaffiliated investment companies approved by the Fund's Distributor. In addition, Class I shares of the Fund shall be offered to shareholders of the Fund who have held their Class I shares since June 5, 2003 and who purchase such shares directly through the Fund's Distributor for Fund accounts maintained with the Distributor.

Class A and Class C shares shall be subject to an annual service fee at the rate of .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.

Class Z shares shall be subject to an annual service fee at the rate of up to .25% of the value of the average daily net assets of such Class pursuant to a Shareholder Services Plan.

6. Exchange Privileges: Shares of a Class shall be exchangeable only for (a) shares of the same Class of other investment companies managed or administered by The Dreyfus Corporation or its affiliates as specified from time to time and, except for shares held through financial intermediary brokerage platforms, (b) shares of certain other Classes of such investment companies or shares of certain other investment companies as specified from time to time.

Dated: August 31, 1999
Amended as of: February 1, 2016

SCHEDULE A

	Total Sales Load
Amount of Transaction	As a % of offering price per share		As a % of net asset value per share
Less than $50,000		5.75		6.10
$50,000 to less than $100,000		4.50		4.70
$100,000 to less than $250,000		3.50		3.60
$250,000 to less than $500,000		2.50		2.60
$500,000 to less than $1,000,000		2.00		2.00
$1,000,000 or more		-0-		-0-

Front-End Sales Charge—Class A Shares—Shareholders Who Received Class A Shares of the Fund in Exchange for Class T Shares of the Fund on February 4, 2009—For shareholders who received Class A shares of the Fund in exchange for Class T shares of the Fund on February 4, 2009, the public offering price for Class A shares of the Fund purchased directly through the Fund's Distributor, for Fund accounts maintained with the Distributor, except as otherwise set forth herein, shall be the net asset value per share of Class A plus a sales load as shown below:

	Total Sales Load
Amount of Transaction	As a % of offering price per share		As a % of net asset value per share
Less than $50,000		4.50		4.70
$50,000 to less than $100,000		4.00		4.20
$100,000 to less than $250,000		3.00		3.10
$250,000 to less than $500,000		2.00		2.00
$500,000 to less than $1,000,000		1.50		1.50
$1,000,000 or more		-0-		-0-

Contingent Deferred Sales Charge—Class A Shares—A CDSC of 1.00% shall be assessed, except as set forth below, at the time of redemption of Class A shares purchased without an initial sales charge as part of an investment of at least $1,000,000 and redeemed within one year of purchase. The terms contained in Schedule B pertaining to the CDSC assessed on redemptions of Class C shares, including the provisions for waiving the CDSC, shall be applicable to the Class A shares subject to a CDSC. Letter of Intent and Right of Accumulation, to the extent offered, shall apply to purchases of Class A shares subject to a CDSC.

Class A shares of the Fund may be purchased at net asset value without a front-end sales charge by the following individuals and entities:

•

Full-time or part-time employees, and their family members, of The Dreyfus Corporation or any of its affiliates.

•

Board members of The Dreyfus Corporation and Board members of the Dreyfus Family of Funds.

•

Full-time employees, and their family members, of financial institutions that have entered into selling agreements with the Fund's Distributor.

•

"Wrap" accounts for the benefit of clients of financial institutions, provided they have entered into an agreement with the Fund's Distributor specifying operating policies and standards.

•

Investors who purchase Class A shares directly through the Fund's Distributor for Fund accounts maintained with the Distributor, and either (i) have, or whose spouse or minor children have, beneficially owned shares and continuously maintained an open account with the Distributor in a Dreyfus-managed fund since on or before February 28, 2006, or (ii) such purchase is for a self-directed investment account that may or may not be subject to a transaction fee.

•

Members of qualified affinity groups who purchase Class A shares directly through the Fund's Distributor for Fund accounts maintained with the Distributor, provided that the qualified affinity group has entered into an affinity agreement with the Distributor.

•

SCHEDULE B

Waiver of CDSC—The CDSC shall be waived in connection with (a) redemptions made within one year after the death or disability, as defined in Section 72(m)(7) of the Code, of the shareholder, (b) redemptions by Retirement Plans, provided that the shares being redeemed were purchased through a financial intermediary that performs recordkeeping or other administrative services for the Retirement Plan and has entered into an agreement with the Fund's Distributor relating to such services, or were purchased directly through the Fund's Distributor, (c) redemptions as a result of a combination of any investment company with the Fund by merger, acquisition of assets or otherwise, (d) redemptions due to receiving applicable required minimum distributions from IRA accounts (other than Roth IRAs or Coverdell Education Savings Accounts) upon attaining age 70-1/2, and (e) redemptions pursuant to any systematic withdrawal plan as described in the Fund's prospectus. The CDSC also shall be waived in connection with redemptions by Retirement Plans of Fund shares purchased on or before January 31, 2016. If a CDSC waiver is discontinued, Fund shares subject to a CDSC which were purchased prior to the termination of such waiver shall have the CDSC waived as provided in the Fund's prospectus at the time of the purchase of such shares.

Amount of Distribution Plan Fees—Class C Shares—.75 of 1% of the value of the average daily net assets of Class C.