0000030167-13-000008.txt : 20130820 0000030167-13-000008.hdr.sgml : 20130820 20130820163655 ACCESSION NUMBER: 0000030167-13-000008 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130820 DATE AS OF CHANGE: 20130820 EFFECTIVENESS DATE: 20130820 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS THIRD CENTURY FUND INC CENTRAL INDEX KEY: 0000030167 IRS NUMBER: 132691318 STATE OF INCORPORATION: MD FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-02192 FILM NUMBER: 131051118 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226883 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS PREMIER THIRD CENTURY FUND INC DATE OF NAME CHANGE: 20020517 FORMER COMPANY: FORMER CONFORMED NAME: DREYFUS THIRD CENTURY FUND INC DATE OF NAME CHANGE: 19920703 0000030167 S000000095 DREYFUS THIRD CENTURY FUND INC C000000149 Class A DTCAX C000000151 Class C DTCCX C000000152 Class I DRTCX C000000154 Class Z DRTHX N-PX 1 lp1035.htm FORM N-PX lp1035.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

annual report of proxy voting record of

registered management investment company

 

Investment Company Act file number:

811- 2192

 

 

The Dreyfus Third Century Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166

(Address of principal executive offices) (Zip code)

 

John Pak, Esq.

200 Park Avenue

New York, New York 10166

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (212) 922-6000

 

Date of fiscal year end: 5/31

 

Date of reporting period: July 1, 2012-June 30, 2013

 

 

 


 

 

Item 1.  Proxy Voting Record

 

 

 

 

 

 

 

 


 
 

 

 

 

===================== The Dreyfus Third Century Fund, Inc. =====================

 

 

3M COMPANY                                                                     

 

Ticker:       MMM            Security ID:  88579Y101                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Linda G. Alvarado        For       For          Management

1b    Elect Director Vance D. Coffman         For       For          Management

1c    Elect Director Michael L. Eskew         For       For          Management

1d    Elect Director W. James Farrell         For       For          Management

1e    Elect Director Herbert L. Henkel        For       For          Management

1f    Elect Director Muhtar Kent              For       For          Management

1g    Elect Director Edward M. Liddy          For       For          Management

1h    Elect Director Robert S. Morrison       For       For          Management

1i    Elect Director Aulana L. Peters         For       Against      Management

1j    Elect Director Inge G. Thulin           For       For          Management

1k    Elect Director Robert J. Ulrich         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   For          Shareholder

5     Study Feasibility of Prohibiting        Against   Against      Shareholder

      Political Contributions                                                  

 

 

--------------------------------------------------------------------------------

 

ACCENTURE PLC                                                                  

 

Ticker:       ACN            Security ID:  G1151C101                           

 


 

 

Meeting Date: FEB 06, 2013   Meeting Type: Annual                              

Record Date:  DEC 11, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2.1   Elect Director William L. Kimsey        For       For          Management

2.2   Elect Director Robert I. Lipp           For       For          Management

2.3   Elect Director Pierre Nanterme          For       For          Management

2.4   Elect Director Gilles C. Pelisson       For       For          Management

2.5   Elect Director Wulf von Schimmelmann    For       For          Management

3     Approve Auditors and Authorize Board    For       For          Management

      to Fix Their  Remuneration                                                

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Amend 2010 Share Incentive Plan         For       Against      Management

6     Authorize the Holding of the 2014 AGM   For       For          Management

      at a Location Outside Ireland                                            

7     Authorize Open-Market Purchases of      For       For          Management

      Class A Ordinary Shares                                                  

8     Determine the Price Range at which      For       For          Management

      Accenture Plc can Re-issue Shares that                                   

      it Acquires as Treasury Stock                                            

9     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

AFLAC INCORPORATED                                                              

 

Ticker:       AFL            Security ID:  001055102                           

Meeting Date: MAY 06, 2013   Meeting Type: Annual                              

Record Date:  FEB 27, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Daniel P. Amos           For       For          Management

 


 

 

1b    Elect Director John Shelby Amos, II     For       For          Management

1c    Elect Director Paul S. Amos, II         For       For          Management

1d    Elect Director W. Paul Bowers           For       For          Management

1e    Elect Director Kriss Cloninger, III     For       For          Management

1f    Elect Director Elizabeth J. Hudson      For       For          Management

1g    Elect Director Douglas W. Johnson       For       For          Management

1h    Elect Director Robert B. Johnson        For       For          Management

1i    Elect Director Charles B. Knapp         For       For          Management

1j    Elect Director E. Stephen Purdom        For       For          Management

1k    Elect Director Barbara K. Rimer         For       For          Management

1l    Elect Director Melvin T. Stith          For       For          Management

1m    Elect Director David Gary Thompson      For       For          Management

1n    Elect Director Takuro Yoshida           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

AGILENT TECHNOLOGIES, INC.                                                     

 

Ticker:       A              Security ID:  00846U101                           

Meeting Date: MAR 20, 2013   Meeting Type: Annual                              

Record Date:  JAN 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Paul N. Clark            For       For          Management

1.2   Elect Director James G. Cullen          For       For          Management

1.3   Elect Director Tadataka Yamada          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

 


 

 

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

AKAMAI TECHNOLOGIES, INC.                                                      

 

Ticker:       AKAM           Security ID:  00971T101                           

Meeting Date: MAY 15, 2013   Meeting Type: Annual                              

Record Date:  MAR 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Pamela J. Craig          For       Against      Management

1.2   Elect Director F. Thomson Leighton      For       Against      Management

1.3   Elect Director Paul Sagan               For       Against      Management

1.4   Elect Director Naomi O. Seligman        For       Against      Management

2     Approve Omnibus Stock Plan              For       For          Management

3a    Declassify the Board of Directors       For       For          Management

3b    Amend Certificate of Incorporation to   For       For          Management

      Provide Directors May be Removed With                                    

      or Without Cause                                                         

3c    Reduce Supermajority Vote Requirement   For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ALLERGAN, INC.                                                                 

 

Ticker:       AGN            Security ID:  018490102                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 06, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director David E.I. Pyott         For       For          Management

 


 

 

1b    Elect Director Michael R. Gallagher     For       For          Management

1c    Elect Director Deborah Dunsire          For       For          Management

1d    Elect Director Dawn Hudson              For       For          Management

1e    Elect Director Trevor M. Jones          For       For          Management

1f    Elect Director Louis J. Lavigne, Jr.    For       For          Management

1g    Elect Director Peter J. McDonnell       For       For          Management

1h    Elect Director Timothy D. Proctor       For       For          Management

1i    Elect Director Russell T. Ray           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

5.1   Provide Right to Act by Written Consent Against   For          Shareholder

5.2   Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

AMERICAN EXPRESS COMPANY                                                       

 

Ticker:       AXP            Security ID:  025816109                           

Meeting Date: APR 29, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Charlene Barshefsky      For       For          Management

1.2   Elect Director Ursula M. Burns          For       For          Management

1.3   Elect Director Kenneth I. Chenault      For       For          Management

1.4   Elect Director Peter Chernin            For       For          Management

1.5   Elect Director Anne Lauvergeon          For       For          Management

1.6   Elect Director Theodore J. Leonsis      For       For          Management

1.7   Elect Director Richard C. Levin         For       For          Management

 


 

 

1.8   Elect Director Richard A. McGinn        For       For          Management

1.9   Elect Director Samuel J. Palmisano      For       For          Management

1.10  Elect Director Steven S Reinemund       For       For          Management

1.11  Elect Director Daniel L. Vasella        For       For          Management

1.12  Elect Director Robert D. Walter         For       For          Management

1.13  Elect Director Ronald A. Williams       For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

AMERISOURCEBERGEN CORPORATION                                                  

 

Ticker:       ABC            Security ID:  03073E105                           

Meeting Date: FEB 28, 2013   Meeting Type: Annual                              

Record Date:  JAN 02, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Steven H. Collis         For       For          Management

1.2   Elect Director Douglas R. Conant        For       For          Management

1.3   Elect Director Richard W. Gochnauer     For       For          Management

1.4   Elect Director Richard C. Gozon         For       Against      Management

1.5   Elect Director Edward E. Hagenlocker    For       Against      Management

1.6   Elect Director Kathleen W. Hyle         For       For          Management

1.7   Elect Director Michael J. Long          For       Against      Management

1.8   Elect Director Henry W. McGee           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 


 

 

 

--------------------------------------------------------------------------------

 

APPLE INC.                                                                      

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 27, 2013   Meeting Type: Annual                              

Record Date:  JAN 02, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William Campbell         For       For          Management

1.2   Elect Director Timothy Cook             For       For          Management

1.3   Elect Director Millard Drexler          For       For          Management

1.4   Elect Director Al Gore                  For       For          Management

1.5   Elect Director Robert Iger              For       For          Management

1.6   Elect Director Andrea Jung              For       For          Management

1.7   Elect Director Arthur Levinson          For       For          Management

1.8   Elect Director Ronald Sugar             For       For          Management

2     Amend Articles of Incorporation         For       For          Management

3     Ratify Auditors                         For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

5     Stock Retention/Holding Period          Against   Against      Shareholder

6     Establish Board Committee on Human      Against   Against      Shareholder

      Rights                                                                    

 

 

--------------------------------------------------------------------------------

 

APPLIED MATERIALS, INC.                                                        

 

Ticker:       AMAT           Security ID:  038222105                           

Meeting Date: MAR 05, 2013   Meeting Type: Annual                              

Record Date:  JAN 09, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 


 

 

1a    Elect Director Aart J. de Geus          For       For          Management

1b    Elect Director Stephen R. Forrest       For       For          Management

1c    Elect Director Thomas J. Iannotti       For       For          Management

1d    Elect Director Susan M. James           For       For          Management

1e    Elect Director Alexander A. Karsner     For       For          Management

1f    Elect Director Gerhard H. Parker        For       For          Management

1g    Elect Director Dennis D. Powell         For       For          Management

1h    Elect Director Willem P. Roelandts      For       For          Management

1i    Elect Director James E. Rogers          For       For          Management

1j    Elect Director Michael R. Splinter      For       For          Management

1k    Elect Director Robert H. Swan           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ASTRAZENECA PLC                                                                 

 

Ticker:       AZN            Security ID:  046353108                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Dividends                       For       For          Management

3     Reappoint KPMG Audit plc as Auditors    For       For          Management

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

5(a)  Re-elect Leif Johansson as Director     For       For          Management

5(b)  Elect Pascal Soriot as Director         For       For          Management

 


 

 

5(c)  Re-elect Simon Lowth as Director        For       For          Management

5(d)  Re-elect Genevieve Berger as Director   For       For          Management

5(e)  Re-elect Bruce Burlington as Director   For       For          Management

5(f)  Re-elect Graham Chipchase as Director   For       For          Management

5(g)  Re-elect Jean-Philippe Courtois as      For       For          Management

      Director                                                                 

5(h)  Re-elect Rudy Markham as Director       For       For          Management

5(i)  Re-elect Nancy Rothwell as Director     For       For          Management

5(j)  Re-elect Shriti Vadera as Director      For       For          Management

5(k)  Re-elect John Varley as Director        For       For          Management

5(l)  Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       For          Management

7     Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

8     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                       

9     Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

10    Authorise Market Purchase of Ordinary   For       For          Management

      Shares                                                                    

11    Authorise the Company to Call EGM with  For       For          Management

      Two Weeks' Notice                                                        

 

 

--------------------------------------------------------------------------------

 

AT&T INC.                                                                      

 

Ticker:       T              Security ID:  00206R102                           

Meeting Date: APR 26, 2013   Meeting Type: Annual                               

Record Date:  FEB 27, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Randall L. Stephenson    For       Did Not Vote Management

 


 

 

1.2   Elect Director Gilbert F. Amelio        For       Did Not Vote Management

1.3   Elect Director Reuben V. Anderson       For       Did Not Vote Management

1.4   Elect Director James H. Blanchard       For       Did Not Vote Management

1.5   Elect Director Jaime Chico Pardo        For       Did Not Vote Management

1.6   Elect Director Scott T. Ford            For       Did Not Vote Management

1.7   Elect Director James P. Kelly           For       Did Not Vote Management

1.8   Elect Director Jon C. Madonna           For       Did Not Vote Management

1.9   Elect Director Michael B. McCallister   For       Did Not Vote Management

1.10  Elect Director John B. McCoy            For       Did Not Vote Management

1.11  Elect Director Joyce M. Roche           For       Did Not Vote Management

1.12  Elect Director Matthew K. Rose          For       Did Not Vote Management

1.13  Elect Director  Laura D'Andrea Tyson    For       Did Not Vote Management

2     Ratify Auditors                         For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                         

4     Amend Stock Purchase and Deferral Plan  For       Did Not Vote Management

5     Report on Political Contributions       Against   Did Not Vote Shareholder

6     Report on Reducing Lead Battery Health  Against   Did Not Vote Shareholder

      Hazards                                                                   

7     Submit Severance Agreement              Against   Did Not Vote Shareholder

      (Change-in-Control) to Shareholder Vote                                  

8     Require Independent Board Chairman      Against   Did Not Vote Shareholder

 

 

--------------------------------------------------------------------------------

 

AVERY DENNISON CORPORATION                                                     

 

Ticker:       AVY            Security ID:  053611109                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 


 

 

1.1   Elect Director Bradley A. Alford        For       Against      Management

1.2   Elect Director Anthony K. Anderson      For       For          Management

1.3   Elect Director Rolf L. Borjesson        For       For          Management

1.4   Elect Director John T. Cardis           For       For          Management

1.5   Elect Director David E. I. Pyott        For       Against      Management

1.6   Elect Director Dean A. Scarborough      For       For          Management

1.7   Elect Director Patrick T. Siewert       For       For          Management

1.8   Elect Director Julia A. Stewart         For       Against      Management

1.9   Elect Director Martha N. Sullivan       For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

AVNET, INC.                                                                    

 

Ticker:       AVT            Security ID:  053807103                           

Meeting Date: NOV 02, 2012   Meeting Type: Annual                              

Record Date:  SEP 04, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director J. Veronica Biggins      For       For          Management

1.2   Elect Director Michael A. Bradley       For       For          Management

1.3   Elect Director R. Kerry Clark           For       For          Management

1.4   Elect Director Richard Hamada           For       For          Management

1.5   Elect Director James A. Lawrence        For       For          Management

1.6   Elect Director Frank R. Noonan          For       For          Management

1.7   Elect Director Ray M. Robinson          For       Withhold     Management

1.8   Elect Director William H. Schumann III  For       For          Management

1.9   Elect Director William P. Sullivan      For       For          Management

 


 

 

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

BALL CORPORATION                                                               

 

Ticker:       BLL            Security ID:  058498106                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                               

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Hanno C. Fiedler         For       Withhold     Management

1.2   Elect Director John F. Lehman           For       Withhold     Management

1.3   Elect Director Georgia R. Nelson        For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

BB&T CORPORATION                                                                

 

Ticker:       BBT            Security ID:  054937107                           

Meeting Date: APR 23, 2013   Meeting Type: Special                             

Record Date:  MAR 01, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Amend Articles of Incorporation of      For       For          Management

      BB&T to Change the Payment Dates of                                       

      its Preferred Stock Dividends to                                         

      Conform with the Payment Date of its                                     

 


 

 

      Common Stock Dividends and Conform                                       

      Preferred Stock Record Dates                                             

2     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

BB&T CORPORATION                                                               

 

Ticker:       BBT            Security ID:  054937107                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 20, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John A. Allison, IV      For       For          Management

1.2   Elect Director Jennifer S. Banner       For       For          Management

1.3   Elect Director K. David Boyer, Jr.      For       For          Management

1.4   Elect Director Anna R. Cablik           For       Withhold     Management

1.5   Elect Director Ronald E. Deal           For       For          Management

1.6   Elect Director James A. Faulkner        For       For          Management

1.7   Elect Director I. Patricia Henry        For       For          Management

1.8   Elect Director John P. Howe, III        For       Withhold     Management

1.9   Elect Director Eric C. Kendrick         For       For          Management

1.10  Elect Director Kelly S. King            For       For          Management

1.11  Elect Director Louis B. Lynn            For       For          Management

1.12  Elect Director Edward C. Milligan       For       For          Management

1.13  Elect Director Charles A. Patton        For       For          Management

1.14  Elect Director Nido R. Qubein           For       For          Management

1.15  Elect Director Tollie W. Rich, Jr.      For       For          Management

1.16  Elect Director Thomas E. Skains         For       For          Management

1.17  Elect Director Thomas N. Thompson       For       For          Management

1.18  Elect Director Edwin H. Welch           For       Withhold     Management

 


 

 

1.19  Elect Director Stephen T. Williams      For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Report on Political Contributions and   Against   Against      Shareholder

      Lobbying Expenditures                                                     

5     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

BECTON, DICKINSON AND COMPANY                                                  

 

Ticker:       BDX            Security ID:  075887109                           

Meeting Date: JAN 29, 2013   Meeting Type: Annual                               

Record Date:  DEC 07, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       Against      Management

1.2   Elect Director Henry P. Becton, Jr.     For       For          Management

1.3   Elect Director Catherine M. Burzik      For       For          Management

1.4   Elect Director Edward F. DeGraan        For       Against      Management

1.5   Elect Director Vincent A. Forlenza      For       For          Management

1.6   Elect Director Claire M. Fraser         For       For          Management

1.7   Elect Director Christopher Jones        For       For          Management

1.8   Elect Director Marshall O. Larsen       For       Against      Management

1.9   Elect Director Adel A.F. Mahmoud        For       For          Management

1.10  Elect Director Gary A. Mecklenburg      For       For          Management

1.11  Elect Director James F. Orr             For       Against      Management

1.12  Elect Director Willard J. Overlock, Jr. For       Against      Management

1.13  Elect Director Rebecca W. Rimel         For       For          Management

1.14  Elect Director Bertram L. Scott         For       Against      Management

 


 

 

1.15  Elect Director Alfred Sommer            For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Rescind Fair Price Provision            For       For          Management

5     Amend Omnibus Stock Plan                For       Against      Management

 

 

--------------------------------------------------------------------------------

 

BED BATH & BEYOND INC.                                                         

 

Ticker:       BBBY           Security ID:  075896100                           

Meeting Date: JUN 28, 2013   Meeting Type: Annual                              

Record Date:  MAY 03, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Warren Eisenberg         For       For          Management

1b    Elect Director Leonard Feinstein        For       For          Management

1c    Elect Director Steven H. Temares        For       For          Management

1d    Elect Director Dean S. Adler            For       Against      Management

1e    Elect Director Stanley F. Barshay       For       Against      Management

1f    Elect Director Klaus Eppler             For       For          Management

1g    Elect Director Patrick R. Gaston        For       For          Management

1h    Elect Director Jordan Heller            For       For          Management

1i    Elect Director Victoria A. Morrison     For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

BIOGEN IDEC INC.                                                               

 

 


 

 

Ticker:       BIIB           Security ID:  09062X103                           

Meeting Date: JUN 12, 2013   Meeting Type: Annual                               

Record Date:  APR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Caroline D. Dorsa        For       For          Management

1.2   Elect Director Stelios Papadopoulos     For       For          Management

1.3   Elect Director George A. Scangos        For       For          Management

1.4   Elect Director Lynn Schenk              For       For          Management

1.5   Elect Director Alexander J. Denner      For       For          Management

1.6   Elect Director Nancy L. Leaming         For       For          Management

1.7   Elect Director Richard C. Mulligan      For       For          Management

1.8   Elect Director Robert W. Pangia         For       For          Management

1.9   Elect Director Brian S. Posner          For       For          Management

1.10  Elect Director Eric K. Rowinsky         For       For          Management

1.11  Elect Director Stephen A. Sherwin       For       For          Management

1.12  Elect Director William D. Young         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Executive Incentive Bonus Plan    For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

BMC SOFTWARE, INC.                                                             

 

Ticker:       BMC            Security ID:  055921100                           

Meeting Date: JUL 25, 2012   Meeting Type: Proxy Contest                       

Record Date:  JUN 04, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 


 

 

      Management Proxy (White Card)           None                             

1     Elect Director Robert E. Beauchamp      For       For          Management

2     Elect Director Jon E. Barfield          For       For          Management

3     Elect Director Gary L. Bloom            For       For          Management

4     Elect Director John M. Dillon           For       For          Management

5     Elect Director Meldon K. Gafner         For       For          Management

6     Elect Director Mark J. Hawkins          For       For          Management

7     Elect Director Stephan A. James         For       For          Management

8     Elect Director P. Thomas Jenkins        For       For          Management

9     Elect Director Louis J. Lavigne, Jr.    For       For          Management

10    Elect Director Kathleen A. O'Neil       For       For          Management

11    Elect Director Carl James Schaper       For       For          Management

12    Elect Director Tom C. Tinsley           For       For          Management

13    Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                             

14    Ratify Auditors                         For       For          Management

15    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Card)            None                             

1.1   Elect Director Carl James Schaper       Do Not    Did Not Vote Shareholder

                                              Vote                               

1.2   Elect Director Thomas E. Hogan          Do Not    Did Not Vote Shareholder

                                              Vote                             

1.3   Elect Director John M. Dillon           Do Not    Did Not Vote Shareholder

                                              Vote                             

1.4   Elect Director Andreas W. Mattes        Do Not    Did Not Vote Shareholder

                                              Vote                             

1.5   Management Nominee - Robert E.          Do Not    Did Not Vote Shareholder

      Beauchamp                               Vote                             

1.6   Management Nominee - Gary L. Bloom      Do Not    Did Not Vote Shareholder

                                              Vote                             

 


 

 

1.7   Management Nominee - Mark J. Hawkins    Do Not    Did Not Vote Shareholder

                                              Vote                              

1.8   Management Nominee - Stephan A. James   Do Not    Did Not Vote Shareholder

                                              Vote                             

1.9   Management Nominee - P. Thomas Jenkins  Do Not    Did Not Vote Shareholder

                                              Vote                               

1.10  Management Nominee - Louis J. Lavigne,  Do Not    Did Not Vote Shareholder

      Jr.                                     Vote                             

2     Approve Qualified Employee Stock        Do Not    Did Not Vote Management

      Purchase Plan                           Vote                             

3     Ratify Auditors                         Do Not    Did Not Vote Management

                                              Vote                               

4     Advisory Vote to Ratify Named           Do Not    Did Not Vote Management

      Executive Officers' Compensation        Vote                             

5     Repeal Any Bylaws Amendments Adopted    Do Not    Did Not Vote Shareholder

      after November 10, 2010                 Vote                             

 

 

--------------------------------------------------------------------------------

 

BRISTOL-MYERS SQUIBB COMPANY                                                    

 

Ticker:       BMY            Security ID:  110122108                           

Meeting Date: MAY 07, 2013   Meeting Type: Annual                              

Record Date:  MAR 14, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Lamberto Andreotti       For       For          Management

1B    Elect Director Lewis B. Campbell        For       For          Management

1C    Elect Director James M. Cornelius       For       For          Management

1D    Elect Director Laurie H. Glimcher       For       For          Management

1E    Elect Director Michael Grobstein        For       For          Management

1F    Elect Director Alan J. Lacy             For       For          Management

1G    Elect Director Vicki L. Sato            For       For          Management

1H    Elect Director Elliott Sigal            For       For          Management

 


 

 

1I    Elect Director Gerald L. Storch         For       For          Management

1J    Elect Director Togo D. West, Jr.        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

BRISTOW GROUP INC.                                                              

 

Ticker:       BRS            Security ID:  110394103                           

Meeting Date: AUG 01, 2012   Meeting Type: Annual                              

Record Date:  JUN 08, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas N. Amonett        For       Withhold     Management

1.2   Elect Director Stephen J. Cannon        For       For          Management

1.3   Elect Director William E. Chiles        For       For          Management

1.4   Elect Director Michael A. Flick         For       Withhold     Management

1.5   Elect Director Lori A. Gobillot         For       For          Management

1.6   Elect Director Ian A. Godden            For       For          Management

1.7   Elect Director Stephen A. King          For       For          Management

1.8   Elect Director Thomas C. Knudson        For       For          Management

1.9   Elect Director Mathew Masters           For       Withhold     Management

1.10  Elect Director Bruce H. Stover          For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

CA, INC.                                                                        

 

 


 

 

Ticker:       CA             Security ID:  12673P105                           

Meeting Date: AUG 01, 2012   Meeting Type: Annual                              

Record Date:  JUN 05, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Jens Alder               For       For          Management

2     Elect Director Raymond J. Bromark       For       For          Management

3     Elect Director Gary J. Fernandes        For       For          Management

4     Elect Director Rohit Kapoor             For       For          Management

5     Elect Director Kay Koplovitz            For       For          Management

6     Elect Director Christopher B. Lofgren   For       For          Management

7     Elect Director William E. McCracken     For       For          Management

8     Elect Director Richard Sulpizio         For       For          Management

9     Elect Director Laura S. Unger           For       For          Management

10    Elect Director Arthur F. Weinbach       For       For          Management

11    Elect Director Renato (Ron) Zambonini   For       For          Management

12    Ratify Auditors                         For       For          Management

13    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

14    Approve Outside Director Stock Awards   For       For          Management

      in Lieu of Cash                                                          

 

 

--------------------------------------------------------------------------------

 

CAMPBELL SOUP COMPANY                                                           

 

Ticker:       CPB            Security ID:  134429109                           

Meeting Date: NOV 14, 2012   Meeting Type: Annual                              

Record Date:  SEP 17, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edmund M. Carpenter      For       For          Management

1.2   Elect Director Paul R. Charron          For       For          Management

 


 

 

1.3   Elect Director Bennett Dorrance         For       For          Management

1.4   Elect Director Lawrence C. Karlson      For       For          Management

1.5   Elect Director Randall W. Larrimore     For       For          Management

1.6   Elect Director Mary Alice Dorrance      For       For          Management

      Malone                                                                   

1.7   Elect Director Sara Mathew              For       For          Management

1.8   Elect Director Denise M. Morrison       For       For          Management

1.9   Elect Director Charles R. Perrin        For       For          Management

1.10  Elect Director A. Barry Rand            For       For          Management

1.11  Elect Director Nick Shreiber            For       For          Management

1.12  Elect Director Tracey T. Travis         For       For          Management

1.13  Elect Director Archbold D. van Beuren   For       For          Management

1.14  Elect Director Les C. Vinney            For       For          Management

1.15  Elect Director Charlotte C. Weber       For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CISCO SYSTEMS, INC.                                                             

 

Ticker:       CSCO           Security ID:  17275R102                           

Meeting Date: NOV 15, 2012   Meeting Type: Annual                              

Record Date:  SEP 17, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Carol A. Bartz           For       For          Management

1b    Elect Director Marc Benioff             For       For          Management

1c    Elect Director M. Michele Burns         For       For          Management

1d    Elect Director Michael D. Capellas      For       For          Management

 


 

 

1e    Elect Director Larry R. Carter          For       For          Management

1f    Elect Director John T. Chambers         For       For          Management

1g    Elect Director Brian L. Halla           For       For          Management

1h    Elect Director John L. Hennessy         For       For          Management

1i    Elect Director Kristina M. Johnson      For       For          Management

1j    Elect Director Richard M. Kovacevich    For       For          Management

1k    Elect Director Roderick C. McGeary      For       For          Management

1l    Elect Director Arun Sarin               For       For          Management

1m    Elect Director Steven M. West           For       For          Management

2     Amend Executive Incentive Bonus Plan    For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Ratify Auditors                         For       For          Management

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Report on Eliminating Conflict          Against   Against      Shareholder

      Minerals from Supply Chain                                               

 

 

--------------------------------------------------------------------------------

 

COCA-COLA ENTERPRISES, INC.                                                    

 

Ticker:       CCE            Security ID:  19122T109                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jan Bennink              For       For          Management

1.2   Elect Director John F. Brock            For       For          Management

1.3   Elect Director Calvin Darden            For       For          Management

1.4   Elect Director L. Phillip Humann        For       Withhold     Management

1.5   Elect Director Orrin H. Ingram, II      For       Withhold     Management

 


 

 

1.6   Elect Director Thomas H. Johnson        For       Withhold     Management

1.7   Elect Director Suzanne B. Labarge       For       For          Management

1.8   Elect Director Veronique Morali         For       Withhold     Management

1.9   Elect Director Andrea L. Saia           For       For          Management

1.10  Elect Director Garry Watts              For       For          Management

1.11  Elect Director Curtis R. Welling        For       For          Management

1.12  Elect Director Phoebe A. Wood           For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

COMERICA INCORPORATED                                                          

 

Ticker:       CMA            Security ID:  200340107                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  FEB 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Ralph W. Babb, Jr.       For       For          Management

1.2   Elect Director Roger A. Cregg           For       Against      Management

1.3   Elect Director T. Kevin DeNicola        For       For          Management

1.4   Elect Director Jacqueline P. Kane       For       Against      Management

1.5   Elect Director Richard G. Lindner       For       Against      Management

1.6   Elect Director Alfred A. Piergallini    For       Against      Management

1.7   Elect Director Robert S. Taubman        For       For          Management

1.8   Elect Director Reginald M. Turner, Jr.  For       For          Management

1.9   Elect Director Nina G. Vaca             For       For          Management

2     Ratify Auditors                         For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

 


 

 

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CONAGRA FOODS, INC.                                                             

 

Ticker:       CAG            Security ID:  205887102                           

Meeting Date: SEP 21, 2012   Meeting Type: Annual                              

Record Date:  JUL 27, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Mogens C. Bay            For       For          Management

1.2   Elect Director Stephen G. Butler        For       For          Management

1.3   Elect Director Steven F. Goldstone      For       For          Management

1.4   Elect Director Joie A. Gregor           For       For          Management

1.5   Elect Director Rajive Johri             For       For          Management

1.6   Elect Director W.G. Jurgensen           For       For          Management

1.7   Elect Director Richard H. Lenny         For       For          Management

1.8   Elect Director Ruth Ann Marshall        For       For          Management

1.9   Elect Director Gary M. Rodkin           For       For          Management

1.10  Elect Director Andrew J. Schindler      For       For          Management

1.11  Elect Director Kenneth E. Stinson       For       For          Management

2     Ratification Of The Appointment Of      For       For          Management

      Independent Auditor                                                      

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

 

 

--------------------------------------------------------------------------------

 

CONOCOPHILLIPS                                                                 

 

Ticker:       COP            Security ID:  20825C104                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 


 

 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Richard L. Armitage      For       For          Management

1b    Elect Director Richard H. Auchinleck    For       For          Management

1c    Elect Director James E. Copeland, Jr.   For       For          Management

1d    Elect Director Jody L. Freeman          For       For          Management

1e    Elect Director Gay Huey Evans           For       For          Management

1f    Elect Director Ryan M. Lance            For       For          Management

1g    Elect Director Mohd H. Marican          For       For          Management

1h    Elect Director Robert A. Niblock        For       For          Management

1i    Elect Director Harald J. Norvik         For       For          Management

1j    Elect Director William E. Wade, Jr.     For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Adopt Quantitative GHG Goals for        Against   For          Shareholder

      Products and Operations                                                   

6     Amend EEO Policy to Prohibit            Against   For          Shareholder

      Discrimination based on Gender Identity                                  

 

 

--------------------------------------------------------------------------------

 

CONSOLIDATED EDISON, INC.                                                      

 

Ticker:       ED             Security ID:  209115104                           

Meeting Date: MAY 20, 2013   Meeting Type: Annual                              

Record Date:  MAR 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Kevin Burke              For       For          Management

1.2   Elect Director Vincent A. Calarco       For       For          Management

 


 

 

1.3   Elect Director George Campbell, Jr.     For       For          Management

1.4   Elect Director Gordon J. Davis          For       For          Management

1.5   Elect Director Michael J. Del Giudice   For       For          Management

1.6   Elect Director Ellen V. Futter          For       For          Management

1.7   Elect Director John F. Hennessy, III    For       For          Management

1.8   Elect Director John F. Killian          For       For          Management

1.9   Elect Director Eugene R. McGrath        For       For          Management

1.10  Elect Director Sally H. Pinero          For       For          Management

1.11  Elect Director Michael W. Ranger        For       For          Management

1.12  Elect Director L. Frederick Sutherland  For       For          Management

2     Ratify Auditors                         For       For          Management

3     Approve Omnibus Stock Plan              For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

5     Cease CEO Compensation Benchmarking     Against   Against      Shareholder

      Policy                                                                    

 

 

--------------------------------------------------------------------------------

 

COOPER INDUSTRIES PLC                                                          

 

Ticker:       CBE            Security ID:  G24140111                           

Meeting Date: OCT 26, 2012   Meeting Type: Special                             

Record Date:  SEP 13, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

2     Approve Cancellation of Capital         For       For          Management

      Authorization                                                             

3     Authority to Allot Securities and       For       For          Management

      Application of Reserves                                                  

4     Amend Articles of Association           For       For          Management

 


 

 

5     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

6     Advisory Vote on Golden Parachutes      For       Against      Management

7     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

COOPER INDUSTRIES PLC                                                          

 

Ticker:       CBE            Security ID:  G24140108                           

Meeting Date: OCT 26, 2012   Meeting Type: Court                               

Record Date:  SEP 13, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Scheme of Arrangement           For       For          Management

 

 

--------------------------------------------------------------------------------

 

COSTCO WHOLESALE CORPORATION                                                   

 

Ticker:       COST           Security ID:  22160K105                           

Meeting Date: JAN 24, 2013   Meeting Type: Annual                              

Record Date:  NOV 23, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Benjamin S. Carson, Sr.  For       Withhold     Management

1.2   Elect Director William H. Gates         For       For          Management

1.3   Elect Director Hamilton E. James        For       For          Management

1.4   Elect Director W. Craig Jelinek         For       For          Management

1.5   Elect Director Jill S. Ruckelshaus      For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Declassify the Board of Directors       Against   For          Shareholder

 

 

 


 

 

--------------------------------------------------------------------------------

 

DELL INC.                                                                      

 

Ticker:       DELL           Security ID:  24702R101                           

Meeting Date: JUL 13, 2012   Meeting Type: Annual                              

Record Date:  MAY 18, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director James W. Breyer          For       For          Management

2     Elect Director Donald J. Carty          For       For          Management

3     Elect Director Janet F. Clark           For       For          Management

4     Elect Director Laura Conigliaro         For       For          Management

5     Elect Director Michael S. Dell          For       For          Management

6     Elect Director Kenneth M. Duberstein    For       For          Management

7     Elect Director William H. Gray, III     For       For          Management

8     Elect Director Gerard J. Kleisterlee    For       For          Management

9     Elect Director Klaus S. Luft            For       For          Management

10    Elect Director Alex J. Mandl            For       For          Management

11    Elect Director Shantanu Narayen         For       For          Management

12    Elect Director H. Ross Perot, Jr.       For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

15    Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

DENBURY RESOURCES INC.                                                         

 

Ticker:       DNR            Security ID:  247916208                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  MAR 28, 2013                                                     

 

 


 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Wieland F. Wettstein     For       For          Management

1.2   Elect Director Michael L. Beatty        For       For          Management

1.3   Elect Director Michael B. Decker        For       For          Management

1.4   Elect Director Ronald G. Greene         For       For          Management

1.5   Elect Director Gregory L. McMichael     For       For          Management

1.6   Elect Director Kevin O. Meyers          For       For          Management

1.7   Elect Director Phil Rykhoek             For       For          Management

1.8   Elect Director Randy Stein              For       For          Management

1.9   Elect Director Laura A. Sugg            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                            

4     Amend Omnibus Stock Plan                For       For          Management

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DEVON ENERGY CORPORATION                                                       

 

Ticker:       DVN            Security ID:  25179M103                           

Meeting Date: JUN 05, 2013   Meeting Type: Annual                              

Record Date:  APR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert H. Henry          For       For          Management

1.2   Elect Director John A. Hill             For       Withhold     Management

1.3   Elect Director Michael M. Kanovsky      For       For          Management

1.4   Elect Director Robert A. Mosbacher, Jr. For       Withhold     Management

1.5   Elect Director J. Larry Nichols         For       For          Management


 

1.6   Elect Director Duane C. Radtke          For       Withhold     Management

1.7   Elect Director Mary P. Ricciardello     For       For          Management

1.8   Elect Director John Richels             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Ratify Auditors                         For       For          Management

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

6     Provide Right to Act by Written Consent Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

DISCOVER FINANCIAL SERVICES                                                    

 

Ticker:       DFS            Security ID:  254709108                           

Meeting Date: APR 17, 2013   Meeting Type: Annual                              

Record Date:  FEB 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Aronin        For       Against      Management

1.2   Elect Director Mary K. Bush             For       For          Management

1.3   Elect Director Gregory C. Case          For       Against      Management

1.4   Elect Director Cynthia A. Glassman      For       For          Management

1.5   Elect Director Richard H. Lenny         For       Against      Management

1.6   Elect Director Thomas G. Maheras        For       For          Management

1.7   Elect Director Michael H. Moskow        For       For          Management

1.8   Elect Director David W. Nelms           For       For          Management

1.9   Elect Director E. Follin Smith          For       For          Management

1.10  Elect Director Mark A. Thierer          For       For          Management

1.11  Elect Director Lawrence A. Weinbach     For       For          Management


 

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DISCOVERY COMMUNICATIONS, INC.                                                 

 

Ticker:       DISCA          Security ID:  25470F104                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 21, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Paul A. Gould            For       Withhold     Management

1.2   Elect Director John S. Hendricks        For       Withhold     Management

1.3   Elect Director M. LaVoy Robison         For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Approve Omnibus Stock Plan              For       Against      Management

 

 

--------------------------------------------------------------------------------

 

DONALDSON COMPANY, INC.                                                         

 

Ticker:       DCI            Security ID:  257651109                           

Meeting Date: NOV 16, 2012   Meeting Type: Annual                              

Record Date:  SEP 19, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William M. Cook          For       Withhold     Management

1.2   Elect Director Paul David Miller        For       Withhold     Management

2     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

EMC CORPORATION                                                                 

 


 

Ticker:       EMC            Security ID:  268648102                           

Meeting Date: MAY 01, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Michael W. Brown         For       For          Management

1b    Elect Director Randolph L. Cowen        For       For          Management

1c    Elect Director Gail Deegan              For       For          Management

1d    Elect Director James S. DiStasio        For       For          Management

1e    Elect Director John R. Egan             For       For          Management

1f    Elect Director Edmund F. Kelly          For       For          Management

1g    Elect Director Judith A. Miscik         For       For          Management

1h    Elect Director Windle B. Priem          For       For          Management

1i    Elect Director Paul Sagan               For       For          Management

1j    Elect Director David N. Strohm          For       For          Management

1k    Elect Director Joseph M. Tucci          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

6     Provide Right to Act by Written Consent For       For          Management

7     Require Consistency with Corporate      Against   Against      Shareholder

      Values and Report on Political                                           

      Contributions                                                            

 

 

--------------------------------------------------------------------------------

 

ENCANA CORPORATION                                                             

 

Ticker:       ECA            Security ID:  292505104                           

Meeting Date: APR 23, 2013   Meeting Type: Annual                              

Record Date:  MAR 04, 2013                                                     


 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter A. Dea             For       For          Management

1.2   Elect Director Claire S. Farley         For       For          Management

1.3   Elect Director Fred J. Fowler           For       For          Management

1.4   Elect Director Suzanne P. Nimocks       For       For          Management

1.5   Elect Director David P. O'Brien         For       For          Management

1.6   Elect Director Jane L. Peverett         For       For          Management

1.7   Elect Director Brian G. Shaw            For       For          Management

1.8   Elect Director Bruce G. Waterman        For       For          Management

1.9   Elect Director Clayton H. Woitas        For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

4     Approve Shareholder Rights Plan         For       For          Management

 

 

--------------------------------------------------------------------------------

 

FLUOR CORPORATION                                                               

 

Ticker:       FLR            Security ID:  343412102                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 08, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1A    Elect Director Peter K. Barker          For       For          Management

1B    Elect Director Alan M. Bennett          For       For          Management

1C    Elect Director Rosemary T. Berkery      For       For          Management

1D    Elect Director James T. Hackett         For       For          Management

1E    Elect Director Kent Kresa               For       For          Management


 

1F    Elect Director Dean R. O'Hare           For       For          Management

1G    Elect Director Armando J. Olivera       For       For          Management

1H    Elect Director David T. Seaton          For       For          Management

1I    Elect Director Nader H. Sultan          For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                       

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director W. Geoffrey Beattie      For       For          Management

2     Elect Director John J. Brennan          For       For          Management

3     Elect Director James I. Cash, Jr.       For       For          Management

4     Elect Director Francisco D'Souza        For       For          Management

5     Elect Director Marijn E. Dekkers        For       For          Management

6     Elect Director Ann M. Fudge             For       For          Management

7     Elect Director Susan Hockfield          For       For          Management

8     Elect Director Jeffrey R. Immelt        For       For          Management

9     Elect Director Andrea Jung              For       For          Management

10    Elect Director Robert W. Lane           For       For          Management

11    Elect Director Ralph S. Larsen          For       For          Management

12    Elect Director Rochelle B. Lazarus      For       For          Management

13    Elect Director James J. Mulva           For       For          Management


 

14    Elect Director Mary L. Schapiro         For       For          Management

15    Elect Director Robert J. Swieringa      For       For          Management

16    Elect Director James S. Tisch           For       For          Management

17    Elect Director Douglas A. Warner, III   For       For          Management

18    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

19    Ratify Auditors                         For       For          Management

20    Cessation of All Stock Options and      Against   Against      Shareholder

      Bonuses                                                                  

21    Establish Term Limits for Directors     Against   Against      Shareholder

22    Require Independent Board Chairman      Against   Against      Shareholder

23    Provide Right to Act by Written Consent Against   Against      Shareholder

24    Stock Retention/Holding Period          Against   For          Shareholder

25    Require More Director Nominations Than  Against   Against      Shareholder

      Open Seats                                                               

 

 

--------------------------------------------------------------------------------

 

HASBRO, INC.                                                                    

 

Ticker:       HAS            Security ID:  418056107                           

Meeting Date: MAY 23, 2013   Meeting Type: Annual                              

Record Date:  MAR 27, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Basil L. Anderson        For       For          Management

1.2   Elect Director Alan R. Batkin           For       For          Management

1.3   Elect Director Frank J. Biondi, Jr.     For       For          Management

1.4   Elect Director Kenneth A. Bronfin       For       For          Management

1.5   Elect Director John M. Connors, Jr.     For       For          Management

1.6   Elect Director Michael W. O. Garrett    For       For          Management

1.7   Elect Director Lisa Gersh               For       For          Management


 

1.8   Elect Director Brian D. Goldner         For       For          Management

1.9   Elect Director Jack M. Greenberg        For       For          Management

1.10  Elect Director Alan G. Hassenfeld       For       For          Management

1.11  Elect Director Tracy A. Leinbach        For       For          Management

1.12  Elect Director Edward M. Philip         For       For          Management

1.13  Elect Director Alfred J. Verrecchia     For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Auditors                         For       For          Management

5     Require Suppliers to Publish            Against   Against      Shareholder

      Sustainability Report                                                    

 

 

--------------------------------------------------------------------------------

 

HESS CORPORATION                                                               

 

Ticker:       HES            Security ID:  42809H107                           

Meeting Date: MAY 16, 2013   Meeting Type: Proxy Contest                       

Record Date:  APR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

      Management Proxy (White Card)           None                             

1.1   Elect Director J. Krenicki              For       Did Not Vote Management

1.2   Elect Director K. Meyers                For       Did Not Vote Management

1.3   Elect Director Fredric G. Reynolds      For       Did Not Vote Management

1.4   Elect Director William G. Schrader      For       Did Not Vote Management

1.5   Director Mark Williams                  For       Did Not Vote Management

2     Ratify Auditors                         For       Did Not Vote Management

3     Advisory Vote to Ratify Named           For       Did Not Vote Management

      Executive Officers' Compensation                                          

4     Declassify the Board of Directors       For       Did Not Vote Management


 

5     Require Independent Board Chairman      Against   Did Not Vote Shareholder

6     Reduce Supermajority Vote Requirement   Against   Did Not Vote Shareholder

7     Report on Political Contributions       Against   Did Not Vote Shareholder

8     Repeal Any Bylaws Amendments Adopted    Against   Did Not Vote Shareholder

      subsequent to February 2, 2011                                           

#     Proposal                                Diss Rec  Vote Cast    Sponsor   

      Dissident Proxy (Green Card)            None                             

1.1   Elect Director Rodney F. Chase          For       For          Shareholder

1.2   Elect Director Harvey Golub             For       For          Shareholder

1.3   Elect Director Karl F. Kurz             For       For          Shareholder

1.4   Elect Director David McManus            For       For          Shareholder

1.5   Elect Director Marshall D. Smith        For       For          Shareholder

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           Against   For          Management

      Executive Officers' Compensation                                          

4     Declassify the Board of Directors       For       For          Management

5     Require Independent Board Chairman      For       For          Shareholder

6     Reduce Supermajority Vote Requirement   For       For          Shareholder

7     Report on Political Contributions       For       For          Shareholder

8     Repeal Any Bylaws Amendments Adopted    For       For          Shareholder

      subsequent to February 2, 2011                                            

 

 

--------------------------------------------------------------------------------

 

HEWLETT-PACKARD COMPANY                                                        

 

Ticker:       HPQ            Security ID:  428236103                            

Meeting Date: MAR 20, 2013   Meeting Type: Annual                              

Record Date:  JAN 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Marc L. Andreessen       For       For          Management


 

1.2   Elect Director Shumeet Banerji          For       For          Management

1.3   Elect Director Rajiv L. Gupta           For       For          Management

1.4   Elect Director John H. Hammergren       For       Against      Management

1.5   Elect Director Raymond J. Lane          For       Against      Management

1.6   Elect Director Ann M. Livermore         For       For          Management

1.7   Elect Director Gary M. Reiner           For       For          Management

1.8   Elect Director Patricia F. Russo        For       For          Management

1.9   Elect Director G. Kennedy Thompson      For       For          Management

1.10  Elect Director Margaret C. Whitman      For       For          Management

1.11  Elect Director Ralph V. Whitworth       For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Proxy Access Right              For       For          Management

5     Amend Omnibus Stock Plan                For       For          Management

6     Establish Environmental/Social Issue    Against   Against      Shareholder

      Board Committee                                                          

7     Amend Human Rights Policies             Against   Against      Shareholder

8     Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

HUMANA INC.                                                                    

 

Ticker:       HUM            Security ID:  444859102                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Bruce D. Broussard       For       For          Management

1b    Elect Director Frank A. D'Amelio        For       For          Management


 

1c    Elect Director W. Roy Dunbar            For       Against      Management

1d    Elect Director Kurt J. Hilzinger        For       For          Management

1e    Elect Director David A. Jones, Jr.      For       For          Management

1f    Elect Director Michael B. McCallister   For       For          Management

1g    Elect Director William J. McDonald      For       Against      Management

1h    Elect Director William E. Mitchell      For       For          Management

1i    Elect Director David B. Nash            For       For          Management

1j    Elect Director James J. O'Brien         For       For          Management

1k    Elect Director Marissa T. Peterson      For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Report on Political Contributions       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

INGERSOLL-RAND PLC                                                             

 

Ticker:       IR             Security ID:  G47791101                           

Meeting Date: JUN 06, 2013   Meeting Type: Annual                              

Record Date:  APR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Ann C. Berzin            For       For          Management

1b    Elect Director John Bruton              For       For          Management

1c    Elect Director Jared L. Cohon           For       For          Management

1d    Elect Director Gary D. Forsee           For       For          Management

1e    Elect Director Edward E. Hagenlocker    For       For          Management

1f    Elect Director Constance J. Horner      For       For          Management

1g    Elect Director Michael W. Lamach        For       For          Management

1h    Elect Director Theodore E. Martin       For       For          Management


 

1i    Elect Director Nelson Peltz             For       For          Management

1j    Elect Director John P. Surma            For       For          Management

1k    Elect Director Richard J. Swift         For       For          Management

1l    Elect Director Tony L. White            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Auditors and Authorize Board    For       For          Management

      to Fix Their  Remuneration                                               

4     Approve Omnibus Stock Plan              For       For          Management

5     Amend the Company's Articles of         For       For          Management

      Association to Give the Board of                                         

      Directors Authority to Declare                                           

      Non-Cash Dividends                                                       

6     Capital Reduction and Creation of       For       For          Management

      Distributable Reserves                                                    

7     Amend the Company's Articles of         For       For          Management

      Association to Expand the Authority to                                   

      Execute Instruments of Transfer                                           

8     Amend the Company's Articles of         For       For          Management

      Association to Provide for Escheatment                                   

      in Accordance with U.S. Laws                                              

 

 

--------------------------------------------------------------------------------

 

INTEL CORPORATION                                                              

 

Ticker:       INTC           Security ID:  458140100                            

Meeting Date: MAY 16, 2013   Meeting Type: Annual                              

Record Date:  MAR 18, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charlene Barshefsky      For       For          Management

1b    Elect Director Andy D. Bryant           For       For          Management

1c    Elect Director Susan L. Decker          For       For          Management

1d    Elect Director John J. Donahoe          For       Against      Management


 

1e    Elect Director Reed E. Hundt            For       For          Management

1f    Elect Director James D. Plummer         For       For          Management

1g    Elect Director David S. Pottruck        For       Against      Management

1h    Elect Director Frank D. Yeary           For       For          Management

1i    Elect Director David B. Yoffie          For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Stock Retention/Holding Period          Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

INTERNATIONAL BUSINESS MACHINES CORPORATION                                     

 

Ticker:       IBM            Security ID:  459200101                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Alain J.P. Belda         For       Against      Management

1.2   Elect Director William R. Brody         For       For          Management

1.3   Elect Director Kenneth I. Chenault      For       For          Management

1.4   Elect Director Michael L. Eskew         For       For          Management

1.5   Elect Director David N. Farr            For       For          Management

1.6   Elect Director Shirley Ann Jackson      For       For          Management

1.7   Elect Director Andrew N. Liveris        For       Against      Management

1.8   Elect Director W. James McNerney, Jr.   For       For          Management

1.9   Elect Director James W. Owens           For       For          Management

1.10  Elect Director Virginia M. Rometty      For       For          Management

1.11  Elect Director Joan E. Spero            For       For          Management


 

1.12  Elect Director Sidney Taurel            For       For          Management

1.13  Elect Director Lorenzo H. Zambrano      For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Provide Right to Act by Written Consent Against   For          Shareholder

6     Require Independent Board Chairman      Against   For          Shareholder

7     Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

INTUIT INC.                                                                    

 

Ticker:       INTU           Security ID:  461202103                           

Meeting Date: JAN 17, 2013   Meeting Type: Annual                              

Record Date:  NOV 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Christopher W. Brody     For       Against      Management

1b    Elect Director William V. Campbell      For       For          Management

1c    Elect Director Scott D. Cook            For       For          Management

1d    Elect Director Diane B. Greene          For       For          Management

1e    Elect Director Edward A. Kangas         For       Against      Management

1f    Elect Director Suzanne Nora Johnson     For       For          Management

1g    Elect Director Dennis D. Powell         For       For          Management

1h    Elect Director Brad D. Smith            For       For          Management

1i    Elect Director Jeff Weiner              For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         


 

4     Approve Executive Incentive Bonus Plan  For       For          Management

 

 

--------------------------------------------------------------------------------

 

KEYCORP                                                                        

 

Ticker:       KEY            Security ID:  493267108                           

Meeting Date: MAY 16, 2013   Meeting Type: Annual                              

Record Date:  MAR 19, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edward P. Campbell       For       For          Management

1.2   Elect Director Joseph A. Carrabba       For       For          Management

1.3   Elect Director Charles P. Cooley        For       For          Management

1.4   Elect Director Alexander M. Cutler      For       For          Management

1.5   Elect Director H. James Dallas          For       For          Management

1.6   Elect Director Elizabeth R. Gile        For       For          Management

1.7   Elect Director Ruth Ann M. Gillis       For       For          Management

1.8   Elect Director William G. Gisel, Jr.    For       For          Management

1.9   Elect Director Richard J. Hipple        For       For          Management

1.10  Elect Director Kristen L. Manos         For       For          Management

1.11  Elect Director Beth E. Mooney           For       For          Management

1.12  Elect Director Barbara R. Snyder        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

LIFE TECHNOLOGIES CORPORATION                                                  

 

Ticker:       LIFE           Security ID:  53217V109                           


 

Meeting Date: APR 24, 2013   Meeting Type: Annual                              

Record Date:  MAR 06, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director George F. Adam, Jr.      For       For          Management

1.2   Elect Director Raymond V. Dittamore     For       For          Management

1.3   Elect Director Donald W. Grimm          For       For          Management

1.4   Elect Director Craig J. Mundie          For       For          Management

1.5   Elect Director Ora H. Pescovitz         For       For          Management

1.6   Elect Director Per A. Peterson          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

--------------------------------------------------------------------------------

 

LSI CORPORATION                                                                

 

Ticker:       LSI            Security ID:  502161102                           

Meeting Date: MAY 09, 2013   Meeting Type: Annual                               

Record Date:  MAR 11, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Charles A. Haggerty      For       For          Management

1b    Elect Director Richard S. Hill          For       For          Management

1c    Elect Director John H.F. Miner          For       For          Management

1d    Elect Director Arun Netravali           For       For          Management

1e    Elect Director Charles C. Pope          For       For          Management

1f    Elect Director Gregorio Reyes           For       For          Management

1g    Elect Director Michael G. Strachan      For       For          Management

1h    Elect Director Abhijit Y. Talwalkar     For       For          Management


 

1i    Elect Director Susan M. Whitney         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

 

 

--------------------------------------------------------------------------------

 

MARRIOTT INTERNATIONAL, INC.                                                    

 

Ticker:       MAR            Security ID:  571903202                           

Meeting Date: MAY 10, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director J.W. Marriott, Jr.       For       For          Management

1.2   Elect Director John W. Marriott, III    For       For          Management

1.3   Elect Director Mary K. Bush             For       Against      Management

1.4   Elect Director Frederick A. Henderson   For       For          Management

1.5   Elect Director Lawrence W. Kellner      For       For          Management

1.6   Elect Director Debra L. Lee             For       For          Management

1.7   Elect Director George Munoz             For       For          Management

1.8   Elect Director Harry J. Pearce          For       Against      Management

1.9   Elect Director Steven S Reinemund       For       Against      Management

1.10  Elect Director W. Mitt Romney           For       For          Management

1.11  Elect Director Lawrence M. Small        For       Against      Management

1.12  Elect Director Arne M. Sorenson         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          


 

 

 

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MARSH & MCLENNAN COMPANIES, INC.                                               

 

Ticker:       MMC            Security ID:  571748102                            

Meeting Date: MAY 16, 2013   Meeting Type: Annual                              

Record Date:  MAR 18, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Zachary W. Carter        For       For          Management

1b    Elect Director Oscar Fanjul             For       For          Management

1c    Elect Director Daniel S. Glaser         For       For          Management

1d    Elect Director H. Edward Hanway         For       For          Management

1e    Elect Director Lord Lang                For       For          Management

1f    Elect Director Elaine La Roche          For       For          Management

1g    Elect Director Steven A. Mills          For       For          Management

1h    Elect Director Bruce P. Nolop           For       For          Management

1i    Elect Director Marc D. Oken             For       For          Management

1j    Elect Director Morton O. Schapiro       For       For          Management

1k    Elect Director Adele Simmons            For       For          Management

1l    Elect Director Lloyd M. Yates           For       For          Management

1m    Elect Director R. David Yost            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

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MERCK & CO., INC.                                                              

 

Ticker:       MRK            Security ID:  58933Y105                            

Meeting Date: MAY 28, 2013   Meeting Type: Annual                              

Record Date:  APR 01, 2013                                                     


 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Leslie A. Brun           For       For          Management

1b    Elect Director Thomas R. Cech           For       For          Management

1c    Elect Director Kenneth C. Frazier       For       For          Management

1d    Elect Director Thomas H. Glocer         For       For          Management

1e    Elect Director William B. Harrison Jr.  For       For          Management

1f    Elect Director  C. Robert Kidder        For       For          Management

1g    Elect Director Rochelle B. Lazarus      For       For          Management

1h    Elect Director Carlos E. Represas       For       For          Management

1i    Elect Director Patricia F. Russo        For       For          Management

1j    Elect Director Craig B. Thompson        For       For          Management

1k    Elect Director Wendell P. Weeks         For       For          Management

1l    Elect Director Peter C. Wendell         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   Against      Shareholder

5     Amend Articles/Bylaws/Charter -- Call   Against   Against      Shareholder

      Special Meetings                                                         

6     Report on Charitable and Political      Against   Against      Shareholder

      Contributions                                                              

7     Report on Lobbying Activities           Against   Against      Shareholder

 

 

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MICROSOFT CORPORATION                                                          

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: NOV 28, 2012   Meeting Type: Annual                              

Record Date:  SEP 14, 2012                                                     

 


 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Steven A. Ballmer        For       For          Management

2     Elect Director Dina Dublon              For       For          Management

3     Elect Director William H. Gates, III    For       For          Management

4     Elect Director Maria M. Klawe           For       For          Management

5     Elect Director Stephen J. Luczo         For       For          Management

6     Elect Director David F. Marquardt       For       For          Management

7     Elect Director Charles H. Noski         For       For          Management

8     Elect Director Helmut Panke             For       For          Management

9     Elect Director John W. Thompson         For       For          Management

10    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

11    Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

12    Ratify Auditors                         For       For          Management

13    Provide for Cumulative Voting           Against   Against      Shareholder

 

 

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MOTOROLA SOLUTIONS, INC.                                                       

 

Ticker:       MSI            Security ID:  620076307                           

Meeting Date: MAY 06, 2013   Meeting Type: Annual                              

Record Date:  MAR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Gregory Q. Brown         For       For          Management

1b    Elect Director William J. Bratton       For       For          Management

1c    Elect Director Kenneth C. Dahlberg      For       For          Management

1d    Elect Director David W. Dorman          For       For          Management

1e    Elect Director Michael V. Hayden        For       For          Management


 

1f    Elect Director Judy C. Lewent           For       For          Management

1g    Elect Director Anne R. Pramaggiore      For       For          Management

1h    Elect Director Samuel C. Scott, III     For       For          Management

1i    Elect Director Bradley E. Singer        For       For          Management

1j    Elect Director John A. White            For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Encourage Suppliers to Produce          Against   Against      Shareholder

      Sustainability Reports                                                   

5     Report on Political Contributions       Against   Against      Shareholder

 

 

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NORDSTROM, INC.                                                                

 

Ticker:       JWN            Security ID:  655664100                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Phyllis J. Campbell      For       For          Management

1b    Elect Director Michelle M. Ebanks       For       For          Management

1c    Elect Director Enrique Hernandez, Jr.   For       Against      Management

1d    Elect Director Robert G. Miller         For       For          Management

1e    Elect Director Blake W. Nordstrom       For       For          Management

1f    Elect Director Erik B. Nordstrom        For       For          Management

1g    Elect Director Peter E. Nordstrom       For       For          Management

1h    Elect Director Philip G. Satre          For       Against      Management

1i    Elect Director B. Kevin Turner          For       Against      Management

1j    Elect Director Robert D. Walter         For       Against      Management


 

1k    Elect Director Alison A. Winter         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

 

 

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NORFOLK SOUTHERN CORPORATION                                                   

 

Ticker:       NSC            Security ID:  655844108                           

Meeting Date: MAY 09, 2013   Meeting Type: Annual                              

Record Date:  MAR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas D. Bell, Jr       For       For          Management

1.2   Elect Director Erskine B. Bowles        For       For          Management

1.3   Elect Director Robert A. Bradway        For       For          Management

1.4   Elect Director Wesley G. Bush           For       For          Management

1.5   Elect Director Daniel A. Carp           For       For          Management

1.6   Elect Director Karen N. Horn            For       For          Management

1.7   Elect Director Burton M. Joyce          For       For          Management

1.8   Elect Director Steven F. Leer           For       For          Management

1.9   Elect Director Michael D. Lockhart      For       For          Management

1.10  Elect Director Charles W. Moorman       For       For          Management

1.11  Elect Director Martin H. Nesbitt        For       For          Management

1.12  Elect Director John R. Thompson         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

 


 

 

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NOVARTIS AG                                                                    

 

Ticker:       NOVN           Security ID:  66987V109                           

Meeting Date: FEB 22, 2013   Meeting Type: Annual                              

Record Date:  JAN 22, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.30 per Share                                          

4     Approve Remuneration System             For       For          Management

5.1   Elect Verena Briner as Director         For       For          Management

5.2   Elect Joerg Reinhardt as Director       For       For          Management

5.3   Elect Charles Sawyers as Director       For       For          Management

5.4   Elect William Winters as Director       For       For          Management

6     Ratify PricewaterhouseCoopers AG as     For       For          Management

      Auditors                                                                 

7     Additional And/or Counter-proposals     For       Against      Management

      Presented At The Meeting                                                 

 

 

--------------------------------------------------------------------------------

 

O'REILLY AUTOMOTIVE, INC.                                                       

 

Ticker:       ORLY           Security ID:  67103H107                           

Meeting Date: MAY 07, 2013   Meeting Type: Annual                              

Record Date:  FEB 28, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Larry O'Reilly           For       Against      Management

1b    Elect Director Rosalie O'Reilly-Wooten  For       Against      Management


 

1c    Elect Director Thomas T. Hendrickson    For       Against      Management

2     Declassify the Board of Directors       For       For          Management

3     Provide Right to Call Special Meeting   For       For          Management

4     Amend Articles of Incorporation to      For       For          Management

      Eliminate Unnecessary and Outdated                                       

      Provisions and to Make Minor Revisions                                    

      to Conform to Current State Laws and                                     

      Clarify                                                                  

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

6     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                           

Meeting Date: NOV 07, 2012   Meeting Type: Annual                              

Record Date:  SEP 10, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       Withhold     Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       Withhold     Management

1.6   Elect Director George H. Conrades       For       Withhold     Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Donald L. Lucas          For       For          Management

1.12  Elect Director Naomi O. Seligman        For       Withhold     Management


 

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Amend Non-Employee Director Stock       For       For          Management

      Option Plan                                                              

4     Ratify Auditors                         For       For          Management

5     Adopt Multiple Performance Metrics      Against   For          Shareholder

      Under Executive Incentive Plans                                          

6     Require Independent Board Chairman      Against   For          Shareholder

7     Adopt Retention Ratio for               Against   Against      Shareholder

      Executives/Directors                                                     

8     Pro-rata Vesting of Equity Awards       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

PARKER-HANNIFIN CORPORATION                                                    

 

Ticker:       PH             Security ID:  701094104                           

Meeting Date: OCT 24, 2012   Meeting Type: Annual                               

Record Date:  AUG 31, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert G. Bohn           For       Withhold     Management

1.2   Elect Director Linda S. Harty           For       Withhold     Management

1.3   Elect Director William E. Kassling      For       Withhold     Management

1.4   Elect Director Robert J. Kohlhepp       For       Withhold     Management

1.5   Elect Director Klaus-Peter Muller       For       Withhold     Management

1.6   Elect Director Candy M. Obourn          For       Withhold     Management

1.7   Elect Director Joseph M. Scaminace      For       Withhold     Management

1.8   Elect Director Wolfgang R. Schmitt      For       Withhold     Management

1.9   Elect Director Ake Svensson             For       Withhold     Management

1.10  Elect Director James L. Wainscott       For       Withhold     Management

1.11  Elect Director Donald E. Washkewicz     For       Withhold     Management


 

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

4     Amend Omnibus Stock Plan                For       For          Management

5     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

PEPSICO, INC.                                                                  

 

Ticker:       PEP            Security ID:  713448108                           

Meeting Date: MAY 01, 2013   Meeting Type: Annual                               

Record Date:  MAR 07, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Shona L. Brown           For       For          Management

1.2   Elect Director George W. Buckley        For       For          Management

1.3   Elect Director Ian M. Cook              For       For          Management

1.4   Elect Director Dina Dublon              For       For          Management

1.5   Elect Director  Victor J. Dzau          For       For          Management

1.6   Elect Director Ray L. Hunt              For       For          Management

1.7   Elect Director Alberto Ibarguen         For       For          Management

1.8   Elect Director Indra K. Nooyi           For       For          Management

1.9   Elect Director Sharon Percy Rockefeller For       For          Management

1.10  Elect Director James J. Schiro          For       For          Management

1.11  Elect Director Lloyd G. Trotter         For       For          Management

1.12  Elect Director Daniel Vasella           For       For          Management

1.13  Elect Director Alberto Weisser          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 


 

 

--------------------------------------------------------------------------------

 

PINNACLE WEST CAPITAL CORPORATION                                              

 

Ticker:       PNW            Security ID:  723484101                           

Meeting Date: MAY 15, 2013   Meeting Type: Annual                               

Record Date:  MAR 12, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edward N. Basha, Jr.     For       Withhold     Management

1.2   Elect Director Donald E. Brandt         For       For          Management

1.3   Elect Director Susan Clark-Johnson      For       For          Management

1.4   Elect Director Denis A. Cortese         For       For          Management

1.5   Elect Director Michael L. Gallagher     For       For          Management

1.6   Elect Director Roy A. Herberger, Jr.    For       Withhold     Management

1.7   Elect Director Dale E. Klein            For       For          Management

1.8   Elect Director Humberto S. Lopez        For       Withhold     Management

1.9   Elect Director Kathryn L. Munro         For       Withhold     Management

1.10  Elect Director Bruce J. Nordstrom       For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

REGIONS FINANCIAL CORPORATION                                                  

 

Ticker:       RF             Security ID:  7591EP100                           

Meeting Date: MAY 16, 2013   Meeting Type: Annual                               

Record Date:  MAR 18, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director George W. Bryan          For       For          Management

1b    Elect Director Carolyn H. Byrd          For       For          Management


 

1c    Elect Director David J. Cooper, Sr.     For       For          Management

1d    Elect Director Don DeFosset             For       For          Management

1e    Elect Director Eric C. Fast             For       For          Management

1f    Elect Director O.B. Grayson Hall, Jr.   For       For          Management

1g    Elect Director John D. Johns            For       For          Management

1h    Elect Director Charles D. McCrary       For       For          Management

1i    Elect Director James R. Malone          For       For          Management

1j    Elect Director Ruth Ann Marshall        For       For          Management

1k    Elect Director Susan W. Matlock         For       For          Management

1l    Elect Director John E. Maupin, Jr.      For       For          Management

1m    Elect Director John R. Roberts          For       For          Management

1n    Elect Director Lee J. Styslinger, III   For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Ratify Auditors                         For       For          Management

5     Report on Political Contributions       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

ROCKWELL COLLINS, INC.                                                         

 

Ticker:       COL            Security ID:  774341101                           

Meeting Date: FEB 07, 2013   Meeting Type: Annual                              

Record Date:  DEC 10, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John A. Edwardson        For       For          Management

1.2   Elect Director Andrew J. Policano       For       For          Management

1.3   Elect Director Jeffrey L. Turner        For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management


 

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                             

5     Declassify the Board of Directors       None      For          Shareholder

 

 

--------------------------------------------------------------------------------

 

SCRIPPS NETWORKS INTERACTIVE, INC.                                              

 

Ticker:       SNI            Security ID:  811065101                           

Meeting Date: MAY 14, 2013   Meeting Type: Annual                              

Record Date:  MAR 20, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David A. Galloway        For       Withhold     Management

1.2   Elect Director Nicholas B. Paumgarten   For       For          Management

1.3   Elect Director Jeffrey Sagansky         For       For          Management

1.4   Elect Director Ronald W. Tysoe          For       Withhold     Management

 

 

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SIGMA-ALDRICH CORPORATION                                                      

 

Ticker:       SIAL           Security ID:  826552101                           

Meeting Date: MAY 07, 2013   Meeting Type: Annual                              

Record Date:  MAR 08, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Rebecca M. Bergman       For       For          Management

1b    Elect Director George M. Church         For       For          Management

1c    Elect Director Michael L. Marberry      For       For          Management

1d    Elect Director W. Lee McCollum          For       For          Management

1e    Elect Director Avi M. Nash              For       For          Management

1f    Elect Director Steven M. Paul           For       For          Management


 

1g    Elect Director J. Pedro Reinhard        For       For          Management

1h    Elect Director Rakesh Sachdev           For       For          Management

1i    Elect Director D. Dean Spatz            For       For          Management

1j    Elect Director Barrett A. Toan          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

SNAP-ON INCORPORATED                                                           

 

Ticker:       SNA            Security ID:  833034101                           

Meeting Date: APR 25, 2013   Meeting Type: Annual                              

Record Date:  FEB 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Fiedler          For       For          Management

1.2   Elect Director James P. Holden          For       For          Management

1.3   Elect Director W. Dudley Lehman         For       For          Management

1.4   Elect Director Edward H. Rensi          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Declassify the Board of Directors       For       For          Management

 

 

--------------------------------------------------------------------------------

 

SPECTRA ENERGY CORP                                                            

 

Ticker:       SE             Security ID:  847560109                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 04, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 

1a    Elect Director William T. Esrey         For       For          Management

1b    Elect Director Gregory L. Ebel          For       For          Management

1c    Elect Director Austin A. Adams          For       For          Management

1d    Elect Director Joseph Alvarado          For       Against      Management

1e    Elect Director Pamela L. Carter         For       Against      Management

1f    Elect Director F. Anthony Comper        For       Against      Management

1g    Elect Director Peter B. Hamilton        For       For          Management

1h    Elect Director Dennis R. Hendrix        For       Against      Management

1i    Elect Director Michael McShane          For       For          Management

1j    Elect Director Michael G. Morris        For       For          Management

1k    Elect Director Michael E.J. Phelps      For       Against      Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Report on Methane Emissions             Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

SUNOCO, INC.                                                                   

 

Ticker:       SUN            Security ID:  86764P109                            

Meeting Date: OCT 04, 2012   Meeting Type: Special                             

Record Date:  AUG 27, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Advisory Vote on Golden Parachutes      For       Against      Management

3     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------


 

 

SYMANTEC CORPORATION                                                           

 

Ticker:       SYMC           Security ID:  871503108                           

Meeting Date: OCT 23, 2012   Meeting Type: Annual                              

Record Date:  AUG 24, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Stephen M. Bennett       For       For          Management

1b    Elect Director Michael A. Brown         For       For          Management

1c    Elect Director Frank E. Dangeard        For       For          Management

1d    Elect Director Stephen E. Gillett       For       For          Management

1e    Elect Director Geraldine B. Laybourne   For       For          Management

1f    Elect Director David L. Mahoney         For       For          Management

1g    Elect Director Robert S. Miller         For       For          Management

1h    Elect Director Daniel H. Schulman       For       For          Management

1i    Elect Director V. Paul Unruh            For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

THE CLOROX COMPANY                                                             

 

Ticker:       CLX            Security ID:  189054109                           

Meeting Date: NOV 14, 2012   Meeting Type: Annual                              

Record Date:  SEP 18, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Daniel Boggan, Jr.       For       For          Management

1.2   Elect Director Richard H. Carmona       For       Against      Management

1.3   Elect Director Tully M. Friedman        For       Against      Management


 

1.4   Elect Director George J. Harad          For       Against      Management

1.5   Elect Director Donald R. Knauss         For       For          Management

1.6   Elect Director Robert W. Matschullat    For       Against      Management

1.7   Elect Director Edward A. Mueller        For       For          Management

1.8   Elect Director Pamela Thomas-Graham     For       For          Management

1.9   Elect Director Carolyn M. Ticknor       For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Amend Omnibus Stock Plan                For       Against      Management

 

 

--------------------------------------------------------------------------------

 

THE ESTEE LAUDER COMPANIES INC.                                                

 

Ticker:       EL             Security ID:  518439104                            

Meeting Date: NOV 09, 2012   Meeting Type: Annual                              

Record Date:  SEP 11, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Rose Marie Bravo         For       For          Management

1.2   Elect Director Paul J. Fribourg         For       For          Management

1.3   Elect Director Mellody Hobson           For       For          Management

1.4   Elect Director Irvine O. Hockaday, Jr.  For       For          Management

1.5   Elect Director Barry S. Sternlicht      For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Increase Authorized Common Stock        For       Against      Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 


 

THE GAP, INC.                                                                  

 

Ticker:       GPS            Security ID:  364760108                           

Meeting Date: MAY 21, 2013   Meeting Type: Annual                               

Record Date:  MAR 25, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Adrian D. P. Bellamy     For       For          Management

1b    Elect Director Domenico De Sole         For       For          Management

1c    Elect Director Robert J. Fisher         For       For          Management

1d    Elect Director William S. Fisher        For       For          Management

1e    Elect Director Isabella D. Goren        For       For          Management

1f    Elect Director Bob L. Martin            For       For          Management

1g    Elect Director Jorge P. Montoya         For       For          Management

1h    Elect Director Glenn K. Murphy          For       For          Management

1i    Elect Director Mayo A. Shattuck, III    For       For          Management

1j    Elect Director Katherine Tsang          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

THE HERSHEY COMPANY                                                            

 

Ticker:       HSY            Security ID:  427866108                           

Meeting Date: APR 30, 2013   Meeting Type: Annual                              

Record Date:  MAR 04, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Pamela M. Arway          For       Withhold     Management

1.2   Elect Director John P. Bilbrey          For       For          Management

1.3   Elect Director Robert F. Cavanaugh      For       Withhold     Management

1.4   Elect Director Charles A. Davis         For       For          Management


 

1.5   Elect Director Robert M. Malcolm        For       Withhold     Management

1.6   Elect Director James M. Mead            For       For          Management

1.7   Elect Director  James E. Nevels         For       For          Management

1.8   Elect Director Anthony J. Palmer        For       Withhold     Management

1.9   Elect Director Thomas J. Ridge          For       For          Management

1.10  Elect Director David L. Shedlarz        For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

THE KROGER CO.                                                                 

 

Ticker:       KR             Security ID:  501044101                           

Meeting Date: JUN 27, 2013   Meeting Type: Annual                              

Record Date:  APR 30, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Reuben V. Anderson       For       For          Management

1b    Elect Director Robert D. Beyer          For       For          Management

1c    Elect Director David B. Dillon          For       For          Management

1d    Elect Director Susan J. Kropf           For       For          Management

1e    Elect Director John T. LaMacchia        For       For          Management

1f    Elect Director David B. Lewis           For       For          Management

1g    Elect Director W. Rodney McMullen       For       For          Management

1h    Elect Director Jorge P. Montoya         For       For          Management

1i    Elect Director Clyde R. Moore           For       For          Management

1j    Elect Director Susan M. Phillips        For       For          Management

1k    Elect Director Steven R. Rogel          For       For          Management

1l    Elect Director James A. Runde           For       For          Management


 

1m    Elect Director Ronald L. Sargent        For       For          Management

1n    Elect Director Bobby S. Shackouls       For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Report on Supply Chain Human Rights     Against   Against      Shareholder

      Risks and Management                                                     

5     Require Independent Board Chairman      Against   Against      Shareholder

6     Report on Adopting Extended Producer    Against   Against      Shareholder

      Responsibility Policy                                                    

7     Adopt and Implement Sustainable Palm    Against   Against      Shareholder

      Oil Policy                                                               

 

 

--------------------------------------------------------------------------------

 

THE NASDAQ OMX GROUP, INC.                                                      

 

Ticker:       NDAQ           Security ID:  631103108                           

Meeting Date: MAY 22, 2013   Meeting Type: Annual                              

Record Date:  APR 02, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Steven D. Black          For       For          Management

1b    Elect Director Borje E. Ekholm          For       For          Management

1c    Elect Director Robert Greifeld          For       For          Management

1d    Elect Director Glenn H. Hutchins        For       For          Management

1e    Elect Director Essa Kazim               For       For          Management

1f    Elect Director John D. Markese          For       For          Management

1g    Elect Director Ellyn A. McColgan        For       For          Management

1h    Elect Director Thomas F. O'Neill        For       For          Management

1i    Elect Director James S. Riepe           For       For          Management

1j    Elect Director Michael R. Splinter      For       For          Management


 

1k    Elect Director Lars R. Wedenborn        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Reduce Supermajority Vote Requirement   For       For          Management

5     Approve Amendment and Restatement of    For       For          Management

      NASDAQ OMX's Restated Certificate of                                     

      Incorporation to Make Other                                               

      Non-Substantive Changes                                                  

 

 

--------------------------------------------------------------------------------

 

THE PROCTER & GAMBLE COMPANY                                                   

 

Ticker:       PG             Security ID:  742718109                           

Meeting Date: OCT 09, 2012   Meeting Type: Annual                              

Record Date:  AUG 10, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Angela F. Braly          For       For          Management

1.2   Elect Director Kenneth I. Chenault      For       For          Management

1.3   Elect Director Scott D. Cook            For       For          Management

1.4   Elect Director Susan Desmond-Hellmann   For       For          Management

1.5   Elect Director Robert A. McDonald       For       For          Management

1.6   Elect Director W. James McNerney, Jr.   For       For          Management

1.7   Elect Director Johnathan A. Rodgers     For       For          Management

1.8   Elect Director Margaret C. Whitman      For       For          Management

1.9   Elect Director Mary Agnes Wilderotter   For       For          Management

1.10  Elect Director Patricia A. Woertz       For       For          Management

1.11  Elect Director Ernesto Zedillo          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         


 

4     Adopt Proxy Statement Reporting on      Against   Against      Shareholder

      Political Contributions and Advisory                                     

      Vote                                                                     

5     Report on Adopting Extended Producer    Against   For          Shareholder

      Responsibility Policy                                                    

6     Reduce Supermajority Vote Requirement   Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

THE TJX COMPANIES, INC.                                                         

 

Ticker:       TJX            Security ID:  872540109                           

Meeting Date: JUN 11, 2013   Meeting Type: Annual                              

Record Date:  APR 15, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Zein Abdalla             For       For          Management

1.2   Elect Director Jose B. Alvarez          For       For          Management

1.3   Elect Director Alan M. Bennett          For       For          Management

1.4   Elect Director Bernard Cammarata        For       For          Management

1.5   Elect Director David T. Ching           For       For          Management

1.6   Elect Director Michael F. Hines         For       For          Management

1.7   Elect Director Amy B. Lane              For       For          Management

1.8   Elect Director Dawn G. Lepore           For       For          Management

1.9   Elect Director Carol Meyrowitz          For       For          Management

1.10  Elect Director John F. O'Brien          For       For          Management

1.11  Elect Director Willow B. Shire          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 


 

--------------------------------------------------------------------------------

 

THE WESTERN UNION COMPANY                                                      

 

Ticker:       WU             Security ID:  959802109                           

Meeting Date: MAY 30, 2013   Meeting Type: Annual                              

Record Date:  APR 01, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Dinyar S. Devitre        For       For          Management

2     Elect Director Betsy D. Holden          For       For          Management

3     Elect Director Wulf von Schimmelmann    For       For          Management

4     Elect Director Solomon D. Trujillo      For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

6     Ratify Auditors                         For       For          Management

7     Provide Right to Call Special Meeting   For       For          Management

8     Require Consistency with Corporate      Against   Against      Shareholder

      Values and Report on Political                                           

      Contributions                                                            

 

 

--------------------------------------------------------------------------------

 

THOR INDUSTRIES, INC.                                                          

 

Ticker:       THO            Security ID:  885160101                           

Meeting Date: DEC 11, 2012   Meeting Type: Annual                              

Record Date:  OCT 22, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew E. Graves         For       For          Management

1.2   Elect Director Alan Siegel              For       For          Management

1.3   Elect Director Geoffrey A. Thompson     For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         


 

 

 

--------------------------------------------------------------------------------

 

TIME WARNER CABLE INC.                                                          

 

Ticker:       TWC            Security ID:  88732J207                           

Meeting Date: MAY 16, 2013   Meeting Type: Annual                              

Record Date:  MAR 22, 2013                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1a    Elect Director Carole Black             For       For          Management

1b    Elect Director Glenn A. Britt           For       For          Management

1c    Elect Director Thomas H. Castro         For       For          Management

1d    Elect Director David C. Chang           For       For          Management

1e    Elect Director James E. Copeland, Jr.   For       For          Management

1f    Elect Director Peter R. Haje            For       For          Management

1g    Elect Director Donna A. James           For       For          Management

1h    Elect Director Don Logan                For       For          Management

1i    Elect Director N.J. Nicholas, Jr.       For       For          Management

1j    Elect Director Wayne H. Pace            For       For          Management

1k    Elect Director Edward D. Shirley        For       For          Management

1l    Elect Director John E. Sununu           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

4     Report on Lobbying Payments and Policy  Against   Against      Shareholder

5     Pro-rata Vesting of Equity Plan         Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

UNION PACIFIC CORPORATION                                                      

 

Ticker:       UNP            Security ID:  907818108                           


 

Meeting Date: MAY 16, 2013   Meeting Type: Annual                               

Record Date:  FEB 28, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Andrew H. Card, Jr.      For       For          Management

1.2   Elect Director Erroll B. Davis, Jr.     For       For          Management

1.3   Elect Director Thomas J. Donohue        For       For          Management

1.4   Elect Director Archie W. Dunham         For       For          Management

1.5   Elect Director Judith Richards Hope     For       For          Management

1.6   Elect Director John J. Koraleski        For       For          Management

1.7   Elect Director Charles C. Krulak        For       For          Management

1.8   Elect Director Michael R. McCarthy      For       For          Management

1.9   Elect Director Michael W. McConnell     For       For          Management

1.10  Elect Director Thomas F. McLarty, III   For       For          Management

1.11  Elect Director Steven R. Rogel          For       For          Management

1.12  Elect Director Jose H. Villarreal       For       For          Management

1.13  Elect Director James R. Young           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

5     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

VERIZON COMMUNICATIONS INC.                                                     

 

Ticker:       VZ             Security ID:  92343V104                           

Meeting Date: MAY 02, 2013   Meeting Type: Annual                              

Record Date:  MAR 04, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 

1.1   Elect Director Richard L. Carrion       For       For          Management

1.2   Elect Director Melanie L. Healey        For       For          Management

1.3   Elect Director M. Frances Keeth         For       For          Management

1.4   Elect Director Robert W. Lane           For       For          Management

1.5   Elect Director Lowell C. McAdam         For       For          Management

1.6   Elect Director Sandra O. Moose          For       For          Management

1.7   Elect Director Joseph Neubauer          For       For          Management

1.8   Elect Director Donald T. Nicolaisen     For       For          Management

1.9   Elect Director Clarence Otis, Jr.       For       For          Management

1.10  Elect Director Hugh B. Price            For       For          Management

1.11  Elect Director Rodney E. Slater         For       For          Management

1.12  Elect Director Kathryn A. Tesija        For       For          Management

1.13  Elect Director Gregory D. Wasson        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Commit to Wireless Network Neutrality   Against   Against      Shareholder

6     Report on Lobbying Payments and Policy  Against   Against      Shareholder

7     Adopt Proxy Access Right                Against   For          Shareholder

8     Submit Severance Agreement              Against   For          Shareholder

      (Change-in-Control) to Shareholder Vote                                  

9     Amend Articles/Bylaws/Charter- Call     Against   For          Shareholder

      Special Meetings                                                         

10    Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

VISTAPRINT N.V.                                                                

 


 

Ticker:       VPRT           Security ID:  N93540107                           

Meeting Date: NOV 08, 2012   Meeting Type: Annual                              

Record Date:  OCT 11, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Mark T. Thomas to Supervisory     For       For          Management

      Board                                                                    

2     Elect Hauke Hansen to Executive Board   For       For          Management

3     Approve Financial Statements and        For       For          Management

      Statutory Reports                                                        

4     Approve Discharge of Management Board   For       For          Management

5     Approve Discharge of Supervisory Board  For       For          Management

6     Authorize Repurchase of Up to 6.8       For       Against      Management

      Million of Issued and Outstanding                                        

      Ordinary Shares                                                          

7     Authorize Repurchase of Up to 3.4       For       For          Management

      Million of Issued and Outstanding                                        

      Ordinary Shares                                                           

8     Amend Articles Re: Articles of          For       For          Management

      Association to Reduce Our Authorized                                     

      Capital to 2,000,000 Euros Divided                                       

      into 100,000,000 Ordinary Shares and                                     

      100,000,000 Preferred Shares                                             

9     Approve the Cancellation of 5,869,662   For       For          Management

      Ordinary Shares Held In Our Treasury                                     

      Account                                                                  

10    Ratify Ernst & Young LLP as Auditors    For       For          Management

11    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

WADDELL & REED FINANCIAL, INC.                                                 

 

Ticker:       WDR            Security ID:  930059100                           

Meeting Date: APR 17, 2013   Meeting Type: Annual                              

Record Date:  FEB 20, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   


 

1.1   Elect Director Henry J. Herrmann        For       Withhold     Management

1.2   Elect Director James M. Raines          For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

WATERS CORPORATION                                                             

 

Ticker:       WAT            Security ID:  941848103                           

Meeting Date: MAY 09, 2013   Meeting Type: Annual                              

Record Date:  MAR 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joshua Bekenstein        For       For          Management

1.2   Elect Director Michael J. Berendt       For       For          Management

1.3   Elect Director Douglas A. Berthiaume    For       For          Management

1.4   Elect Director Edward Conard            For       For          Management

1.5   Elect Director Laurie H. Glimcher       For       For          Management

1.6   Elect Director Christopher A. Kuebler   For       For          Management

1.7   Elect Director William J. Miller        For       For          Management

1.8   Elect Director JoAnn A. Reed            For       For          Management

1.9   Elect Director Thomas P. Salice         For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

WHOLE FOODS MARKET, INC.                                                       

 

Ticker:       WFM            Security ID:  966837106                           

Meeting Date: MAR 15, 2013   Meeting Type: Annual                              


 

Record Date:  JAN 15, 2013                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John Elstrott            For       For          Management

1.2   Elect Director Gabrielle Greene         For       Withhold     Management

1.3   Elect Director Shahid 'Hass' Hassan     For       For          Management

1.4   Elect Director Stephanie Kugelman       For       For          Management

1.5   Elect Director John Mackey              For       For          Management

1.6   Elect Director Walter Robb              For       For          Management

1.7   Elect Director Jonathan Seiffer         For       For          Management

1.8   Elect Director Morris 'Mo' Siegel       For       Withhold     Management

1.9   Elect Director Jonathan Sokoloff        For       Withhold     Management

1.10  Elect Director Ralph Sorenson           For       Withhold     Management

1.11  Elect Director William 'Kip' Tindell,   For       For          Management

      III                                                                      

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       Against      Management

5     Report on Adopting Extended Producer    Against   For          Shareholder

      Responsibility Policy                                                    

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The Dreyfus Third Century Fund, Inc.

 

 

By: /s/ Bradley J. Skapyak

Bradley J. Skapyak

President

 

Date:

August 19, 2013