N-PX 1 lp1035.htm FORM N-PX lp1035.htm - Generated by SEC Publisher for SEC Filing

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

annual report of proxy voting record of

registered management investment company

 

Investment Company Act file number:

811- 2192

 

 

The Dreyfus Third Century Fund, Inc.

 

(Exact name of registrant as specified in charter)

 

c/o The Dreyfus Corporation
200 Park Avenue
New York, New York 10166

(Address of principal executive offices) (Zip code)

 

Janette E. Farragher, Esq.

200 Park Avenue

New York, New York 10166

(Name and address of agent for service)

 

Registrant's telephone number, including area code: (212) 922-6000

 

Date of fiscal year end: 5/31

 

Date of reporting period: July 1, 2011-June 30, 2012

 

 


 

 

Item 1.  Proxy Voting Record

 

 

 

 

 

 

 


 
 

 

 

===================== The Dreyfus Third Century Fund, Inc. =====================

 

 

3M COMPANY                                                                     

 

Ticker:       MMM            Security ID:  88579Y101                           

Meeting Date: MAY 08, 2012   Meeting Type: Annual                              

Record Date:  MAR 09, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Linda G. Alvarado        For       For          Management

2     Elect Director Vance D. Coffman         For       Against      Management

3     Elect Director Michael L. Eskew         For       For          Management

4     Elect Director W. James Farrell         For       For          Management

5     Elect Director Herbert L. Henkel        For       For          Management

6     Elect Director Edward M. Liddy          For       Against      Management

7     Elect Director Robert S. Morrison       For       Against      Management

8     Elect Director Aulana L. Peters         For       Against      Management

9     Elect Director Inge G. Thulin           For       For          Management

10    Elect Director Robert J. Ulrich         For       Against      Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

13    Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                            

14    Amend Omnibus Stock Plan                For       Against      Management

15    Report on Lobbying Payments and Policy  Against   Against      Shareholder

16    Prohibit Political Contributions        Against   Against      Shareholder

17    Require Independent Board Chairman      Against   Against      Shareholder

 

 

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ACCENTURE PLC                                                                  

 

Ticker:       CSA            Security ID:  G1151C101                           

Meeting Date: FEB 09, 2012   Meeting Type: Annual                              

Record Date:  DEC 12, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Reelect Dina Dublon as a Director       For       For          Management

3     Reelect William D. Green as a Director  For       For          Management

4     Reelect Nobuyuki Idei as a Director     For       For          Management

5     Reelect Marjorie Magner as a Director   For       For          Management

6     Approve Auditors and Authorize Board    For       For          Management

      to Fix Their  Remuneration                                               

7     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

8     Declassify the Board of Directors       For       For          Management

9     Authorize the Holding of the 2013 AGM   For       For          Management

      at a Location Outside Ireland                                            

 


 
 

 

10    Authorize Open-Market Purchases of      For       For          Management

      Class A Ordinary Shares                                                  

11    Determine the Price Range at which      For       For          Management

      Accenture Plc can Re-issue Shares that                                   

      it Acquires as Treasury Stock                                            

 

 

--------------------------------------------------------------------------------

 

ADVANCED MICRO DEVICES, INC.                                                    

 

Ticker:       AMD            Security ID:  007903107                           

Meeting Date: MAY 10, 2012   Meeting Type: Annual                              

Record Date:  MAR 12, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Bruce L. Claflin         For       For          Management

2     Elect Director W. Michael Barnes        For       For          Management

3     Elect Director John E. Caldwell         For       Against      Management

4     Elect Director Henry WK Chow            For       For          Management

5     Elect Director Craig A. Conway          For       Against      Management

6     Elect Director Nicholas M. Donofrio     For       Against      Management

7     Elect Director H. Paulett Eberhart      For       Against      Management

8     Elect Director Waleed Muhairi           For       For          Management

9     Elect Director Robert B. Palmer         For       For          Management

10    Elect Director Rory P. Read             For       For          Management

11    Ratify Auditors                         For       For          Management

12    Amend Omnibus Stock Plan                For       Against      Management

13    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

AFLAC INCORPORATED                                                             

 

Ticker:       AFL            Security ID:  001055102                           

Meeting Date: MAY 07, 2012   Meeting Type: Annual                              

Record Date:  FEB 29, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Daniel P. Amos           For       For          Management

2     Elect Director John Shelby Amos, II     For       For          Management

3     Elect Director Paul S. Amos, II         For       For          Management

4     Elect Director Kriss Cloninger, III     For       For          Management

5     Elect Director Elizabeth J. Hudson      For       For          Management

6     Elect Director Douglas W. Johnson       For       For          Management

7     Elect Director Robert B. Johnson        For       For          Management

8     Elect Director Charles B. Knapp         For       For          Management

9     Elect Director E. Stephen Purdom        For       For          Management

10    Elect Director Barbara K. Rimer         For       For          Management

11    Elect Director Marvin R. Schuster       For       For          Management

12    Elect Director Melvin T. Stith          For       For          Management

13    Elect Director David Gary Thompson      For       For          Management

 


 
 

 

14    Elect Director Takuro Yoshida           For       For          Management

15    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

16    Amend Omnibus Stock Plan                For       For          Management

17    Amend Executive Incentive Bonus Plan    For       For          Management

18    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

AGILENT TECHNOLOGIES, INC.                                                     

 

Ticker:       A              Security ID:  00846U101                           

Meeting Date: MAR 21, 2012   Meeting Type: Annual                               

Record Date:  JAN 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Robert J. Herbold        For       For          Management

2     Elect Director Koh Boon Hwee            For       Against      Management

3     Elect Director William P. Sullivan      For       For          Management

4     Ratify Auditors                         For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

ALCOA INC.                                                                     

 

Ticker:       AA             Security ID:  013817101                           

Meeting Date: MAY 04, 2012   Meeting Type: Annual                              

Record Date:  FEB 06, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Kathryn S. Fuller        For       Against      Management

2     Elect Director Judith M. Gueron         For       For          Management

3     Elect Director Patricia F. Russo        For       Against      Management

4     Elect Director Ernesto Zedillo          For       For          Management

5     Ratify Auditors                         For       For          Management

6     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

7     Reduce Supermajority Vote Requirement   For       For          Management

      for the Fair Price Provision                                             

8     Reduce Supermajority Vote Requirement   For       For          Management

      for Director Elections                                                    

9     Reduce Supermajority Vote Requirement   For       For          Management

      for Director Removals                                                    

10    Declassify the Board of Directors       For       For          Management

11    Provide Right to Act by Written Consent For       For          Management

 

 

--------------------------------------------------------------------------------

 

AMERICAN EXPRESS COMPANY                                                       

 


 
 

 

 

Ticker:       AXP            Security ID:  025816109                           

Meeting Date: APR 30, 2012   Meeting Type: Annual                              

Record Date:  MAR 01, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director C. Barshefsky            For       For          Management

1.2   Elect Director U.M. Burns               For       For          Management

1.3   Elect Director K.I. Chenault            For       For          Management

1.4   Elect Director P. Chernin               For       For          Management

1.5   Elect Director T.J. Leonsis             For       For          Management

1.6   Elect Director J. Leschly               For       For          Management

1.7   Elect Director R.C. Levin               For       For          Management

1.8   Elect Director R.A. McGinn              For       For          Management

1.9   Elect Director E.D. Miller              For       For          Management

1.10  Elect Director S.S. Reinemund           For       For          Management

1.11  Elect Director R.D. Walter              For       For          Management

1.12  Director R.A. Williams                  For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Omnibus Stock Plan                For       For          Management

5     Provide for Cumulative Voting           Against   Against      Shareholder

6     Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

AMGEN INC.                                                                     

 

Ticker:       AMGN           Security ID:  031162100                           

Meeting Date: MAY 23, 2012   Meeting Type: Annual                              

Record Date:  MAR 26, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director David Baltimore          For       For          Management

2     Elect Director Frank J. Biondi, Jr.     For       For          Management

3     Elect Director Robert A. Bradway        For       For          Management

4     Elect Director Francois De Carbonnel    For       For          Management

5     Elect Director Vance D. Coffman         For       For          Management

6     Elect Director Rebecca M. Henderson     For       For          Management

7     Elect Director Frank C. Herringer       For       For          Management

8     Elect Director Tyler Jacks              For       For          Management

9     Elect Director Gilbert S. Omenn         For       For          Management

10    Elect Director Judith C. Pelham         For       For          Management

11    Elect Director J. Paul Reason           For       For          Management

12    Elect Director Leonard D. Schaeffer     For       For          Management

13    Elect Director Kevin W. Sharer          For       For          Management

14    Elect Director Ronald D. Sugar          For       For          Management

15    Ratify Auditors                         For       For          Management

16    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

17    Provide Right to Act by Written Consent For       For          Management

18    Require Independent Board Chairman      Against   For          Shareholder

 


 
 

 

19    Report on Research Animal Care and      Against   Against      Shareholder

      Promotion of Testing Alternatives                                        

20    Report on Lobbying Payments and Policy  Against   Against      Shareholder

21    Limit CEO to Serving on only One Other  Against   Against      Shareholder

      Board                                                                    

 

 

--------------------------------------------------------------------------------

 

APPLE INC.                                                                      

 

Ticker:       AAPL           Security ID:  037833100                           

Meeting Date: FEB 23, 2012   Meeting Type: Annual                              

Record Date:  DEC 27, 2011                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William V. Campbell      For       Withhold     Management

1.2   Elect Director Timothy D. Cook          For       For          Management

1.3   Elect Director Millard S. Drexler       For       Withhold     Management

1.4   Elect Director Al Gore                  For       Withhold     Management

1.5   Elect Director Robert A. Iger           For       For          Management

1.6   Elect Director Andrea Jung              For       Withhold     Management

1.7   Elect Director Arthur D. Levinson       For       For          Management

1.8   Elect Director Ronald D. Sugar          For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Prepare Conflict of Interest Report     Against   Against      Shareholder

5     Advisory Vote to Ratify Directors'      Against   Against      Shareholder

      Compensation                                                             

6     Report on Political Contributions       Against   Against      Shareholder

7     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

 

 

--------------------------------------------------------------------------------

 

APPLIED MATERIALS, INC.                                                        

 

Ticker:       AMAT           Security ID:  038222105                           

Meeting Date: MAR 06, 2012   Meeting Type: Annual                              

Record Date:  JAN 11, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Aart J. de Geus          For       For          Management

2     Elect Director Stephen R. Forrest       For       For          Management

3     Elect Director Thomas J. Iannotti       For       For          Management

4     Elect Director Susan M. James           For       For          Management

5     Elect Director Alexander A. Karsner     For       For          Management

6     Elect Director Gerhard H. Parker        For       For          Management

7     Elect Director Dennis D. Powell         For       For          Management

8     Elect Director Willem P. Roelandts      For       For          Management

9     Elect Director James E. Rogers          For       For          Management

10    Elect Director Michael R. Splinter      For       For          Management

 


 
 

 

11    Elect Director Robert H. Swan           For       For          Management

12    Amend Omnibus Stock Plan                For       Against      Management

13    Amend Executive Incentive Bonus Plan    For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

15    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ASTRAZENECA PLC                                                                

 

Ticker:       AZN            Security ID:  046353108                           

Meeting Date: APR 26, 2012   Meeting Type: Annual                              

Record Date:  MAR 16, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Confirm First Interim Dividend;         For       For          Management

      Confirm as Final Dividend the Second                                     

      Interim Dividend                                                          

3     Reappoint KPMG Audit plc as Auditors    For       For          Management

4     Authorise Board to Fix Remuneration of  For       For          Management

      Auditors                                                                  

5(a)  Re-elect Louis Schweitzer as Director   For       For          Management

5(b)  Re-elect David Brennan as Director      For       For          Management

5(c)  Re-elect Simon Lowth as Director        For       For          Management

5(d)  Elect Genevieve Berger as Director      For       For          Management

5(e)  Re-elect Bruce Burlington as Director   For       For          Management

5(f)  Elect Graham Chipchase as Director      For       For          Management

5(g)  Re-elect Jean-Philippe Courtois as      For       For          Management

      Director                                                                 

5(h)  Elect Leif Johansson as Director        For       For          Management

5(i)  Re-elect Rudy Markham as Director       For       For          Management

5(j)  Re-elect Nancy Rothwell as Director     For       For          Management

5(k)  Re-elect Shriti Vadera as Director      For       For          Management

5(l)  Re-elect John Varley as Director        For       For          Management

5(m)  Re-elect Marcus Wallenberg as Director  For       For          Management

6     Approve Remuneration Report             For       For          Management

7     Authorise EU Political Donations and    For       For          Management

      Expenditure                                                              

8     Authorise Issue of Equity with          For       For          Management

      Pre-emptive Rights                                                        

9     Approve 2012 Savings-Related Share      For       For          Management

      Option Scheme                                                            

10    Authorise Issue of Equity without       For       For          Management

      Pre-emptive Rights                                                       

11    Authorise Market Purchase               For       For          Management

12    Authorise the Company to Call EGM with  For       For          Management

      Two Weeks' Notice                                                        

 

 

--------------------------------------------------------------------------------

 


 
 

 

 

AVNET, INC.                                                                     

 

Ticker:       AVT            Security ID:  053807103                           

Meeting Date: NOV 04, 2011   Meeting Type: Annual                              

Record Date:  SEP 06, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Eleanor Baum             For       For          Management

1.2   Elect Director J. Veronica Biggins      For       Withhold     Management

1.3   Elect Director Richard Hamada           For       For          Management

1.4   Elect Director Ehud Houminer            For       Withhold     Management

1.5   Elect Director James A. Lawrence        For       Withhold     Management

1.6   Elect Director Frank R. Noonan          For       For          Management

1.7   Elect Director Ray M. Robinson          For       Withhold     Management

1.8   Elect Director William H. Schumann, III For       For          Management

1.9   Elect Director William P. Sullivan      For       Withhold     Management

1.10  Elect Director Roy Vallee               For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

4     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

BALL CORPORATION                                                               

 

Ticker:       BLL            Security ID:  058498106                           

Meeting Date: APR 25, 2012   Meeting Type: Annual                              

Record Date:  MAR 01, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert W. Alspaugh       For       Withhold     Management

1.2   Elect Director R. David Hoover          For       Withhold     Management

1.3   Elect Director Jan Nicholson            For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

BECTON, DICKINSON AND COMPANY                                                  

 

Ticker:       BDX            Security ID:  075887109                           

Meeting Date: JAN 31, 2012   Meeting Type: Annual                              

Record Date:  DEC 12, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Basil L. Anderson        For       Against      Management

2     Elect Director Henry P. Becton, Jr.     For       For          Management

 


 
 

 

3     Elect Director Edward F. Degraan        For       Against      Management

4     Elect Director Vincent A. Forlenza      For       For          Management

5     Elect Director Claire M. Fraser-liggett For       For          Management

6     Elect Director Christopher Jones        For       For          Management

7     Elect Director Marshall O. Larsen       For       Against      Management

8     Elect Director Edward J. Ludwig         For       For          Management

9     Elect Director Adel A.F. Mahmoud        For       For          Management

10    Elect Director Gary A. Mecklenburg      For       For          Management

11    Elect Director James F. Orr             For       Against      Management

12    Elect Director Willard J. Overlock, Jr  For       Against      Management

13    Elect Director Bertram L. Scott         For       Against      Management

14    Elect Director Alfred Sommer            For       For          Management

15    Ratify Auditors                         For       For          Management

16    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

17    Provide for Cumulative Voting           Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

BEST BUY CO., INC.                                                             

 

Ticker:       BBY            Security ID:  086516101                           

Meeting Date: JUN 21, 2012   Meeting Type: Annual                               

Record Date:  APR 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Lisa M. Caputo           For       For          Management

1.2   Elect Director Kathy J. Higgins Victor  For       For          Management

1.3   Elect Director Gerard R. Vittecoq       For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Amend Qualified Employee Stock          For       For          Management

      Purchase Plan                                                             

5     Declassify the Board of Directors       For       For          Shareholder

 

 

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BIOGEN IDEC INC.                                                                

 

Ticker:       BIIB           Security ID:  09062X103                           

Meeting Date: JUN 08, 2012   Meeting Type: Annual                              

Record Date:  APR 10, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Caroline D. Dorsa        For       For          Management

2     Elect Director Stelios Papadopoulos     For       For          Management

3     Elect Director George A. Scangos        For       For          Management

4     Elect Director Lynn Schenk              For       For          Management

5     Elect Director Alexander J. Denner      For       For          Management

6     Elect Director Nancy L. Leaming         For       For          Management

7     Elect Director Richard C. Mulligan      For       For          Management

 


 
 

 

8     Elect Director Robert W. Pangia         For       For          Management

9     Elect Director Brian S. Posner          For       For          Management

10    Elect Director Eric K. Rowinsky         For       For          Management

11    Elect Director Stephen A. Sherwin       For       For          Management

12    Elect Director William D. Young         For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

15    Adopt the Jurisdiction of               For       Against      Management

      Incorporation as the Exclusive Forum                                     

      for Certain Disputes                                                      

16    Provide Right to Call Special Meeting   For       For          Management

 

 

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BRISTOL-MYERS SQUIBB COMPANY                                                    

 

Ticker:       BMY            Security ID:  110122108                           

Meeting Date: MAY 01, 2012   Meeting Type: Annual                              

Record Date:  MAR 09, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Lamberto Andreotti       For       For          Management

2     Elect Director Lewis B. Campbell        For       Against      Management

3     Elect Director James M. Cornelius       For       For          Management

4     Elect Director Louis J. Freeh           For       For          Management

5     Elect Director Laurie H. Glimcher       For       For          Management

6     Elect Director Michael Grobstein        For       Against      Management

7     Elect Director Alan J. Lacy             For       For          Management

8     Elect Director Vicki L. Sato            For       Against      Management

9     Elect Director Elliott Sigal            For       For          Management

10    Elect Director Gerald L. Storch         For       For          Management

11    Elect Director Togo D. West, Jr.        For       Against      Management

12    Elect Director R. Sanders Williams      For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

15    Approve Omnibus Stock Plan              For       Against      Management

16    Provide for Cumulative Voting           Against   Against      Shareholder

17    Report on Research Animal Care and      Against   Against      Shareholder

      Promotion of Testing Alternatives                                        

18    Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

CA, INC.                                                                       

 

Ticker:       CA             Security ID:  12673P105                           

Meeting Date: AUG 03, 2011   Meeting Type: Annual                               

Record Date:  JUN 07, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

 


 
 

 

1     Elect Director Raymond J. Bromark       For       For          Management

2     Elect Director Gary J. Fernandes        For       Against      Management

3     Elect Director Rohit Kapoor             For       For          Management

4     Elect Director Kay Koplovitz            For       Against      Management

5     Elect Director Christopher B. Lofgren   For       For          Management

6     Elect Director William E. McCracken     For       For          Management

7     Elect Director Richard Sulpizio         For       Against      Management

8     Elect Director Laura S. Unger           For       For          Management

9     Elect Director Arthur F. Weinbach       For       Against      Management

10    Elect Director Renato (Ron) Zambonini   For       For          Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

13    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

14    Approve Omnibus Stock Plan              For       Against      Management

15    Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                             

 

 

--------------------------------------------------------------------------------

 

CAREFUSION CORPORATION                                                         

 

Ticker:       CFN            Security ID:  14170T101                           

Meeting Date: NOV 02, 2011   Meeting Type: Annual                              

Record Date:  SEP 06, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Jacqueline B. Kosecoff,  For       For          Management

      Ph.D.                                                                    

2     Elect Director Michael D. O'Halleran    For       For          Management

3     Elect Director Robert P. Wayman         For       For          Management

4     Ratify Auditors                         For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

6     Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

--------------------------------------------------------------------------------

 

CATERPILLAR INC.                                                                

 

Ticker:       CAT            Security ID:  149123101                           

Meeting Date: JUN 13, 2012   Meeting Type: Annual                              

Record Date:  APR 16, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director  David L. Calhoun        For       For          Management

1.2   Elect Director Daniel M. Dickinson      For       For          Management

1.3   Elect Director Eugene V. Fife           For       For          Management

1.4   Elect Director Juan Gallardo            For       For          Management

1.5   Elect Director David R. Goode           For       For          Management

1.6   Elect Director Jesse J. Greene, Jr.     For       For          Management

1.7   Elect Director Jon M. Huntsman, Jr.     For       For          Management

 


 
 

 

1.8   Elect Director Peter A. Magowan         For       For          Management

1.9   Elect Director Dennis A. Muilenburg     For       For          Management

1.10  Elect Director Douglas R. Oberhelman    For       For          Management

1.11  Elect Director William A. Osborn        For       For          Management

1.12  Elect Director Charles D. Powell        For       For          Management

1.13  Elect Director Edward B. Rust, Jr.      For       For          Management

1.14  Elect Director Susan C. Schwab          For       For          Management

1.15  Elect Director Joshua I. Smith          For       For          Management

1.16  Elect Director Miles D. White           For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

4     Provide Right to Call Special Meeting   For       For          Management

5     Amend Advance Notice Provisions for     For       For          Management

      Shareholder Proposals/Nominations                                        

6     Report on Political Contributions       Against   Against      Shareholder

7     Require a Majority Vote for the         Against   For          Shareholder

      Election of Directors                                                    

8     Review and Assess Human Rights Policies Against   Against      Shareholder

9     Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

CISCO SYSTEMS, INC.                                                            

 

Ticker:       CSCO           Security ID:  17275R102                           

Meeting Date: DEC 07, 2011   Meeting Type: Annual                              

Record Date:  OCT 10, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Carol A. Bartz           For       For          Management

2     Elect Director M. Michele Burns         For       For          Management

3     Elect Director Michael D. Capellas      For       For          Management

4     Elect Director Larry R. Carter          For       For          Management

5     Elect Director John T. Chambers         For       For          Management

6     Elect Director Brian L. Halla           For       For          Management

7     Elect Director John L. Hennessy         For       For          Management

8     Elect Director Richard M. Kovacevich    For       For          Management

9     Elect Director Roderick C. McGeary      For       For          Management

10    Elect Director Arun Sarin               For       For          Management

11    Elect Director Steven M. West           For       For          Management

12    Elect Director Jerry Yang               For       For          Management

13    Amend Omnibus Stock Plan                For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

15    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

16    Ratify Auditors                         For       For          Management

17    Amend Bylaws to Establish a Board       Against   Against      Shareholder

      Committee on Environmental                                               

      Sustainability                                                            

18    Report on Internet Fragmentation        Against   For          Shareholder

19    Stock Retention/Holding Period          Against   Against      Shareholder

 

 


 
 

 

 

--------------------------------------------------------------------------------

 

COCA-COLA ENTERPRISES, INC.                                                    

 

Ticker:       CCE            Security ID:  19122T109                           

Meeting Date: APR 24, 2012   Meeting Type: Annual                               

Record Date:  FEB 27, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jan Bennink              For       For          Management

1.2   Elect Director John F. Brock            For       For          Management

1.3   Elect Director Calvin Darden            For       For          Management

1.4   Elect Director L. Phillip Humann        For       For          Management

1.5   Elect Director Orrin H. Ingram, II      For       For          Management

1.6   Elect Director Thomas H. Johnson        For       For          Management

1.7   Elect Director Suzanne B. Labarge       For       For          Management

1.8   Elect Director Veronique Morali         For       For          Management

1.9   Elect Director Garry Watts              For       For          Management

1.10  Elect Director Curtis R. Welling        For       For          Management

1.11  Elect Director Phoebe A. Wood           For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Amend Omnibus Stock Plan                For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

COMERICA INCORPORATED                                                           

 

Ticker:       CMA            Security ID:  200340107                           

Meeting Date: APR 24, 2012   Meeting Type: Annual                              

Record Date:  FEB 24, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Richard G. Lindner       For       Against      Management

2     Elect Director Robert S. Taubman        For       For          Management

3     Elect Director Reginald M. Turner, Jr.  For       For          Management

4     Elect Director Roger A. Cregg           For       Against      Management

5     Elect Director T. Kevin DeNicola        For       For          Management

6     Elect Director Alfred A. Piergallini    For       Against      Management

7     Elect Director Nina G. Vaca             For       For          Management

8     Ratify Auditors                         For       For          Management

9     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CONSOLIDATED EDISON, INC.                                                       

 

Ticker:       ED             Security ID:  209115104                           

Meeting Date: MAY 21, 2012   Meeting Type: Annual                              

 


 
 

 

Record Date:  MAR 26, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Kevin Burke              For       For          Management

2     Elect Director Vincent A. Calarco       For       Against      Management

3     Elect Director George Campbell, Jr.     For       Against      Management

4     Elect Director Gordon J. Davis          For       For          Management

5     Elect Director Michael J. Del Giudice   For       Against      Management

6     Elect Director Ellen V. Futter          For       For          Management

7     Elect Director John F. Hennessy, III    For       For          Management

8     Elect Director John F. Killian          For       Against      Management

9     Elect Director Eugene R. McGrath        For       For          Management

10    Elect Director Sally H. Pinero          For       For          Management

11    Elect Director Michael W. Ranger        For       For          Management

12    Elect Director L. Frederick Sutherland  For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

15    Increase Disclosure of Executive        Against   Against      Shareholder

      Compensation                                                             

 

 

--------------------------------------------------------------------------------

 

COSTCO WHOLESALE CORPORATION                                                   

 

Ticker:       COST           Security ID:  22160K105                           

Meeting Date: JAN 26, 2012   Meeting Type: Annual                              

Record Date:  NOV 21, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director James D. Sinegal         For       Withhold     Management

1.2   Elect Director Jeffrey H. Brotman       For       Withhold     Management

1.3   Elect Director Richard A. Galanti       For       Withhold     Management

1.4   Elect Director Daniel J. Evans          For       Withhold     Management

1.5   Elect Director Jeffrey S. Raikes        For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Amend Omnibus Stock Plan                For       For          Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

CUMMINS INC.                                                                   

 

Ticker:       CMI            Security ID:  231021106                           

Meeting Date: MAY 08, 2012   Meeting Type: Annual                              

Record Date:  MAR 15, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director N. Thomas Linebarger     For       For          Management

2     Elect Director William I. Miller        For       Against      Management

3     Elect Director Alexis M. Herman         For       Against      Management

 


 
 

 

4     Elect Director Georgia R. Nelson        For       Against      Management

5     Elect Director Carl Ware                For       Against      Management

6     Elect Director Robert K. Herdman        For       Against      Management

7     Elect Director Robert J. Bernhard       For       For          Management

8     Elect Director Franklin R. Chang Diaz   For       For          Management

9     Elect Director Stephen B. Dobbs         For       For          Management

10    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

11    Ratify Auditors                         For       For          Management

12    Approve Omnibus Stock Plan              For       For          Management

13    Amend Nonqualified Employee Stock       For       For          Management

      Purchase Plan                                                            

14    Provide Right to Call Special Meeting   For       For          Management

 

 

--------------------------------------------------------------------------------

 

DAVITA INC.                                                                     

 

Ticker:       DVA            Security ID:  23918K108                           

Meeting Date: JUN 11, 2012   Meeting Type: Annual                              

Record Date:  APR 13, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Pamela M. Arway          For       For          Management

2     Elect Director Charles G. Berg          For       For          Management

3     Elect Director Carol Anthony (John)     For       For          Management

      Davidson                                                                 

4     Elect Director Paul J. Diaz             For       For          Management

5     Elect Director Peter T. Grauer          For       Against      Management

6     Elect Director John M. Nehra            For       Against      Management

7     Elect Director William L. Roper         For       For          Management

8     Elect Director Kent J. Thiry            For       For          Management

9     Elect Director Roger J. Valine          For       Against      Management

10    Ratify Auditors                         For       For          Management

11    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

12    Amend Omnibus Stock Plan                For       For          Management

13    Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

DENBURY RESOURCES INC.                                                         

 

Ticker:       DNR            Security ID:  247916208                           

Meeting Date: MAY 15, 2012   Meeting Type: Annual                              

Record Date:  MAR 30, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Wieland F. Wettstein     For       For          Management

1.2   Elect Director Michael L. Beatty        For       For          Management

1.3   Elect Director Michael B. Decker        For       Withhold     Management

1.4   Elect Director Ronald G. Greene         For       For          Management

 


 
 

 

1.5   Elect Director Gregory L. McMichael     For       Withhold     Management

1.6   Elect Director Kevin O. Meyers          For       For          Management

1.7   Elect Director Gareth Roberts           For       For          Management

1.8   Elect Director Phil Rykhoek             For       For          Management

1.9   Elect Director Randy Stein              For       For          Management

1.10  Elect Director Laura A. Sugg            For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Reduce Supermajority Vote Requirement   For       For          Management

4     Approve an Amendment of the Limited     For       For          Management

      Liability Company Agreement of Denbury                                   

      Onshore, LLC                                                             

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DEVON ENERGY CORPORATION                                                        

 

Ticker:       DVN            Security ID:  25179M103                           

Meeting Date: JUN 06, 2012   Meeting Type: Annual                              

Record Date:  APR 09, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert H. Henry          For       For          Management

1.2   Elect Director John A. Hill             For       Withhold     Management

1.3   Elect Director Michael M. Kanovsky      For       For          Management

1.4   Elect Director Robert A. Mosbacher, Jr  For       Withhold     Management

1.5   Elect Director J. Larry Nichols         For       For          Management

1.6   Elect Director Duane C. Radtke          For       Withhold     Management

1.7   Elect Director Mary P. Ricciardello     For       For          Management

1.8   Elect Director John Richels             For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Provide Right to Call Special Meeting   For       For          Management

5     Approve Executive Incentive Bonus Plan  For       For          Management

6     Amend Omnibus Stock Plan                For       Against      Management

7     Report on Lobbying Payments and Policy  Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

DISCOVER FINANCIAL SERVICES                                                    

 

Ticker:       DFS            Security ID:  254709108                           

Meeting Date: APR 18, 2012   Meeting Type: Annual                              

Record Date:  FEB 21, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Jeffrey S. Aronin        For       Against      Management

2     Elect Director Mary K. Bush             For       For          Management

3     Elect Director Gregory C. Case          For       Against      Management

4     Elect Director Robert M. Devlin         For       Against      Management

 


 
 

 

5     Elect Director Cynthia A. Glassman      For       For          Management

6     Elect Director Richard H. Lenny         For       Against      Management

7     Elect Director Thomas G. Maheras        For       For          Management

8     Elect Director Michael H. Moskow        For       For          Management

9     Elect Director David W. Nelms           For       For          Management

10    Elect Director E. Follin Smith          For       For          Management

11    Elect Director Lawrence A.Weinbach      For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

13    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DISCOVERY COMMUNICATIONS, INC.                                                 

 

Ticker:       DISCA          Security ID:  25470F104                           

Meeting Date: MAY 15, 2012   Meeting Type: Annual                              

Record Date:  MAR 21, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Robert R. Beck           For       Withhold     Management

1.2   Elect Director J. David Wargo           For       Withhold     Management

2     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

DOMTAR CORPORATION                                                              

 

Ticker:       UFS            Security ID:  257559203                           

Meeting Date: MAY 02, 2012   Meeting Type: Annual                              

Record Date:  MAR 13, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Giannella Alvarez        For       For          Management

2     Elect Director Jack C. Bingleman        For       For          Management

3     Elect Director Louis P. Gignac          For       For          Management

4     Elect Director Brian M. Levitt          For       For          Management

5     Elect Director Harold H. MacKay         For       For          Management

6     Elect Director David G. Maffucci        For       For          Management

7     Elect Director Robert J. Steacy         For       For          Management

8     Elect Director Pamela B. Strobel        For       For          Management

9     Elect Director Denis Turcotte           For       For          Management

10    Elect Director John D. Williams         For       For          Management

11    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

12    Amend Omnibus Stock Plan                For       For          Management

13    Approve Executive Incentive Bonus Plan  For       For          Management

14    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

DONALDSON COMPANY, INC.                                                        

 

Ticker:       DCI            Security ID:  257651109                            

Meeting Date: NOV 18, 2011   Meeting Type: Annual                              

Record Date:  SEP 22, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director F. Guillaume Bastiaens   For       Withhold     Management

1.2   Elect Director Janet M. Dolan           For       Withhold     Management

1.3   Elect Director Jeffrey Noddle           For       Withhold     Management

1.4   Elect Director Ajita G. Rajendra        For       Withhold     Management

2     Increase Authorized Common Stock        For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

5     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

EATON CORPORATION                                                              

 

Ticker:       ETN            Security ID:  278058102                           

Meeting Date: APR 25, 2012   Meeting Type: Annual                              

Record Date:  FEB 27, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Alexander M. Cutler      For       For          Management

2     Elect Director Arthur E. Johnson        For       For          Management

3     Elect Director Deborah L. McCoy         For       Against      Management

4     Approve Omnibus Stock Plan              For       For          Management

5     Ratify Auditors                         For       For          Management

6     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

ECOLAB INC.                                                                    

 

Ticker:       ECL            Security ID:  278865100                           

Meeting Date: NOV 30, 2011   Meeting Type: Special                             

Record Date:  OCT 11, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Issue Shares in Connection with         For       For          Management

      Acquisition                                                              

2     Increase Authorized Common Stock        For       For          Management

3     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

ECOLAB INC.                                                                     

 

Ticker:       ECL            Security ID:  278865100                           

Meeting Date: MAY 03, 2012   Meeting Type: Annual                              

Record Date:  MAR 06, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Leslie S. Biller         For       Against      Management

2     Elect Director Jerry A. Grundhofer      For       Against      Management

3     Elect Director Michael Larson           For       Against      Management

4     Elect Director Victoria J. Reich        For       Against      Management

5     Elect Director John J. Zillmer          For       Against      Management

6     Ratify Auditors                         For       For          Management

7     Eliminate Supermajority Vote            For       For          Management

      Requirement                                                              

8     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

9     Adopt Proxy Statement Reporting on      Against   Against      Shareholder

      Political Contributions and Advisory                                     

      Vote                                                                     

10    Submit Shareholder Rights Plan (Poison  Against   For          Shareholder

      Pill) to Shareholder Vote                                                 

 

 

--------------------------------------------------------------------------------

 

EMC CORPORATION                                                                

 

Ticker:       EMC            Security ID:  268648102                           

Meeting Date: MAY 01, 2012   Meeting Type: Annual                              

Record Date:  MAR 01, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Michael W. Brown         For       Against      Management

2     Elect Director Randolph L. Cowen        For       Against      Management

3     Elect Director Gail Deegan              For       For          Management

4     Elect Director James S. DiStasio        For       For          Management

5     Elect Director John R. Egan             For       For          Management

6     Elect Director Edmund F. Kelly          For       For          Management

7     Elect Director Windle B. Priem          For       Against      Management

8     Elect Director Paul Sagan               For       For          Management

9     Elect Director David N. Strohm          For       Against      Management

10    Elect Director Joseph M. Tucci          For       For          Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

EMERSON ELECTRIC CO.                                                           

 

Ticker:       EMR            Security ID:  291011104                           

Meeting Date: FEB 07, 2012   Meeting Type: Annual                              

 


 
 

 

Record Date:  NOV 29, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director C. Fernandez G.          For       For          Management

1.2   Elect Director A.F. Golden              For       For          Management

1.3   Elect Director W.R. Johnson             For       For          Management

1.4   Elect Director J.B. Menzer              For       For          Management

1.5   Elect Director A.A. Busch, III          For       For          Management

1.6   Elect Director R.I. Ridgway             For       For          Management

2     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

4     Report on Sustainability                Against   For          Shareholder

5     Declassify the Board of Directors       Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

ENCANA CORPORATION                                                             

 

Ticker:       ECA            Security ID:  292505104                           

Meeting Date: APR 25, 2012   Meeting Type: Annual                              

Record Date:  MAR 06, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Peter A. Dea             For       For          Management

1.2   Elect Director Randall K. Eresman       For       For          Management

1.3   Elect Director Claire S. Farley         For       For          Management

1.4   Elect Director Fred J. Fowler           For       For          Management

1.5   Elect Director Suzanne P. Nimocks       For       For          Management

1.6   Elect Director David P. O'Brien         For       For          Management

1.7   Elect Director Jane L. Peverett         For       For          Management

1.8   Elect Director Allan P. Sawin           For       For          Management

1.9   Elect Director Bruce G. Waterman        For       For          Management

1.10  Elect Director Clayton H. Woitas        For       For          Management

2     Approve PricewaterhouseCoopers LLP as   For       For          Management

      Auditors and Authorize Board to Fix                                      

      Their Remuneration                                                       

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

--------------------------------------------------------------------------------

 

FIRST HORIZON NATIONAL CORPORATION                                             

 

Ticker:       FHN            Security ID:  320517105                           

Meeting Date: APR 17, 2012   Meeting Type: Annual                              

Record Date:  FEB 24, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Robert B. Carter         For       For          Management

2     Elect Director John C. Compton          For       Against      Management

3     Elect Director Mark A. Emkes            For       Against      Management

 


 
 

 

4     Elect Director Vicky B. Gregg           For       For          Management

5     Elect Director James A. Haslam, III     For       Against      Management

6     Elect Director D. Bryan Jordan          For       For          Management

7     Elect Director R. Brad Martin           For       Against      Management

8     Elect Director Scott M. Niswonger       For       For          Management

9     Elect Director Vicki R. Palmer          For       For          Management

10    Elect Director Colin V. Reed            For       Against      Management

11    Elect Director Luke Yancy, III          For       For          Management

12    Amend Omnibus Stock Plan                For       Against      Management

13    Amend Executive Incentive Bonus Plan    For       For          Management

14    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

15    Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

FLUOR CORPORATION                                                              

 

Ticker:       FLR            Security ID:  343412102                           

Meeting Date: MAY 03, 2012   Meeting Type: Annual                              

Record Date:  MAR 09, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Peter K. Barker          For       For          Management

2     Elect Director Alan M. Bennett          For       For          Management

3     Elect Director Dean R. O'Hare           For       For          Management

4     Elect Director David T. Seaton          For       For          Management

5     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

6     Provide Right to Call Special Meeting   For       For          Management

7     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

GENERAL ELECTRIC COMPANY                                                       

 

Ticker:       GE             Security ID:  369604103                           

Meeting Date: APR 25, 2012   Meeting Type: Annual                              

Record Date:  FEB 27, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director W. Geoffrey Beattie      For       For          Management

2     Elect Director James I. Cash, Jr.       For       For          Management

3     Elect Director Ann M. Fudge             For       For          Management

4     Elect Director Susan Hockfield          For       For          Management

5     Elect Director Jeffrey R. Immelt        For       For          Management

6     Elect Director Andrea Jung              For       For          Management

7     Elect Director Alan G. Lafley           For       For          Management

8     Elect Director Robert W. Lane           For       For          Management

9     Elect Director Ralph S. Larsen          For       For          Management

10    Elect Director Rochelle B. Lazarus      For       For          Management

11    Elect Director James J. Mulva           For       For          Management

 


 
 

 

12    Elect Director Sam Nunn                 For       For          Management

13    Elect Director Roger S. Penske          For       For          Management

14    Elect Director Robert J. Swieringa      For       For          Management

15    Elect Director James S. Tisch           For       For          Management

16    Elect Director Douglas A. Warner, III   For       For          Management

17    Ratify Auditors                         For       For          Management

18    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

19    Amend Omnibus Stock Plan                For       For          Management

20    Approve Material Terms of Senior        For       For          Management

      Officer Performance Goals                                                

21    Provide for Cumulative Voting           Against   Against      Shareholder

22    Phase Out Nuclear Activities            Against   Against      Shareholder

23    Require Independent Board Chairman      Against   Against      Shareholder

24    Provide Right to Act by Written Consent Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

GILEAD SCIENCES, INC.                                                          

 

Ticker:       GILD           Security ID:  375558103                           

Meeting Date: MAY 10, 2012   Meeting Type: Annual                               

Record Date:  MAR 14, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John F. Cogan            For       Withhold     Management

1.2   Elect Director Etienne F. Davignon      For       Withhold     Management

1.3   Elect Director James M. Denny           For       Withhold     Management

1.4   Elect Director Carla A. Hills           For       Withhold     Management

1.5   Elect Director Kevin E. Lofton          For       Withhold     Management

1.6   Elect Director John W. Madigan          For       Withhold     Management

1.7   Elect Director John C. Martin           For       Withhold     Management

1.8   Elect Director Gordon E. Moore          For       Withhold     Management

1.9   Elect Director Nicholas G. Moore        For       Withhold     Management

1.10  Elect Director Richard J. Whitley       For       Withhold     Management

1.11  Elect Director Gayle E. Wilson          For       Withhold     Management

1.12  Elect Director Per Wold-Olsen           For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Provide Right to Act by Written Consent Against   For          Shareholder

5     Submit Shareholder Rights Plan (Poison  Against   For          Shareholder

      Pill) to Shareholder Vote                                                

 

 

--------------------------------------------------------------------------------

 

HESS CORPORATION                                                                

 

Ticker:       HES            Security ID:  42809H107                           

Meeting Date: MAY 02, 2012   Meeting Type: Annual                              

Record Date:  MAR 16, 2012                                                      

 

 


 
 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director J.B. Hess                For       For          Management

2     Elect Director S.W. Bodman              For       Against      Management

3     Elect Director R. Lavizzo Mourey        For       For          Management

4     Elect Director C.G. Matthews            For       For          Management

5     Elect Director E.H. Von Metzsch         For       Against      Management

6     Ratify Auditors                         For       For          Management

7     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

8     Amend Omnibus Stock Plan                For       Against      Management

9     Declassify the Board of Directors       None      For          Shareholder

 

 

--------------------------------------------------------------------------------

 

HORMEL FOODS CORPORATION                                                        

 

Ticker:       HRL            Security ID:  440452100                           

Meeting Date: JAN 31, 2012   Meeting Type: Annual                              

Record Date:  DEC 02, 2011                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Terrell K. Crews         For       For          Management

1.2   Elect Director Jeffrey M. Ettinger      For       For          Management

1.3   Elect Director Jody H. Feragen          For       For          Management

1.4   Elect Director Glenn S. Forbes          For       For          Management

1.5   Elect Director Stephen M. Lacy          For       For          Management

1.6   Elect Director Susan I. Marvin          For       For          Management

1.7   Elect Director Michael J. Mendes        For       For          Management

1.8   Elect Director John L. Morrison         For       For          Management

1.9   Elect Director Elsa A. Murano           For       For          Management

1.10  Elect Director Robert C. Nakasone       For       For          Management

1.11  Elect Director Susan K. Nestegard       For       For          Management

1.12  Elect Director Dakota A. Pippins        For       For          Management

2     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

HUMANA INC.                                                                     

 

Ticker:       HUM            Security ID:  444859102                           

Meeting Date: APR 26, 2012   Meeting Type: Annual                              

Record Date:  FEB 27, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Frank A. D'Amelio        For       For          Management

2     Elect Director W. Roy Dunbar            For       Against      Management

3     Elect Director Kurt J. Hilzinger        For       For          Management

4     Elect Director David A. Jones, Jr.      For       For          Management

5     Elect Director Michael B. McCallister   For       For          Management

6     Elect Director William J. McDonald      For       Against      Management

7     Elect Director William E. Mitchell      For       For          Management

8     Elect Director David B. Nash            For       For          Management

 


 
 

 

9     Elect Director James J. O'Brien         For       For          Management

10    Elect Director Marissa T. Peterson      For       Against      Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

INTEL CORPORATION                                                               

 

Ticker:       INTC           Security ID:  458140100                           

Meeting Date: MAY 17, 2012   Meeting Type: Annual                              

Record Date:  MAR 19, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Charlene Barshefsky      For       For          Management

2     Elect Director Andy D. Bryant           For       For          Management

3     Elect Director Susan L. Decker          For       For          Management

4     Elect Director John J. Donahoe          For       For          Management

5     Elect Director Reed E. Hundt            For       For          Management

6     Elect Director Paul S. Otellini         For       For          Management

7     Elect Director James D. Plummer         For       For          Management

8     Elect Director David S. Pottruck        For       For          Management

9     Elect Director Frank D. Yeary           For       For          Management

10    Elect Director David B. Yoffie          For       For          Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

13    Adopt Proxy Statement Reporting on      Against   Against      Shareholder

      Political Contributions and Advisory                                     

      Vote                                                                     

 

 

--------------------------------------------------------------------------------

 

INTERNATIONAL BUSINESS MACHINES CORPORATION                                    

 

Ticker:       IBM            Security ID:  459200101                           

Meeting Date: APR 24, 2012   Meeting Type: Annual                              

Record Date:  FEB 24, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Alain J.P. Belda         For       For          Management

2     Elect Director William R. Brody         For       For          Management

3     Elect Director Kenneth I. Chenault      For       For          Management

4     Elect Director Michael L. Eskew         For       For          Management

5     Elect Director David N. Farr            For       For          Management

6     Elect Director Shirley Ann Jackson      For       For          Management

7     Elect Director Andrew N. Liveris        For       For          Management

8     Elect Director W. James McNerney, Jr.   For       For          Management

9     Elect Director James W. Owens           For       For          Management

10    Elect Director Samuel J. Palmisano      For       For          Management

11    Elect Director Virginia M. Rometty      For       For          Management

 


 
 

 

12    Elect Director Joan E. Spero            For       For          Management

13    Elect Director Sidney Taurel            For       For          Management

14    Elect Director Lorenzo H. Zambrano      For       For          Management

15    Ratify Auditors                         For       For          Management

16    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

17    Provide for Cumulative Voting           Against   Against      Shareholder

18    Report on Political Contributions       Against   Against      Shareholder

19    Report on Lobbying Expenses             Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

ION GEOPHYSICAL CORPORATION                                                    

 

Ticker:       IO             Security ID:  462044108                           

Meeting Date: MAY 23, 2012   Meeting Type: Annual                               

Record Date:  APR 02, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director R. Brian Hanson          For       For          Management

1.2   Elect Director Hao Huimin               For       For          Management

1.3   Elect Director James M. Lapeyre, Jr.    For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

KEYCORP                                                                         

 

Ticker:       KEY            Security ID:  493267108                           

Meeting Date: MAY 17, 2012   Meeting Type: Annual                              

Record Date:  MAR 20, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Edward P. Campbell       For       For          Management

1.2   Elect Director Joseph A. Carrabba       For       For          Management

1.3   Elect Director Charles P. Cooley        For       For          Management

1.4   Elect Director Alexander M. Cutler      For       For          Management

1.5   Elect Director H. James Dallas          For       For          Management

1.6   Elect Director Elizabeth R. Gile        For       For          Management

1.7   Elect Director Ruth Ann M. Gillis       For       For          Management

1.8   Elect Director William G. Gisel, Jr.    For       For          Management

1.9   Elect Director Richard J. Hipple        For       For          Management

1.10  Elect Director Kristen L. Manos         For       For          Management

1.11  Elect Director Beth E. Mooney           For       For          Management

1.12  Elect Director Bill R. Sanford          For       For          Management

1.13  Elect Director Barbara R. Snyder        For       For          Management

1.14  Elect Director Thomas C. Stevens        For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 


 
 

 

4     Require Independent Board Chairman      Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

KINETIC CONCEPTS, INC.                                                         

 

Ticker:       KCI            Security ID:  49460W208                           

Meeting Date: OCT 28, 2011   Meeting Type: Special                             

Record Date:  SEP 23, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

3     Advisory Vote on Golden Parachutes      For       Against      Management

 

 

--------------------------------------------------------------------------------

 

KOHL'S CORPORATION                                                             

 

Ticker:       KSS            Security ID:  500255104                            

Meeting Date: MAY 10, 2012   Meeting Type: Annual                              

Record Date:  MAR 07, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Peter Boneparth          For       For          Management

2     Elect Director Steven A. Burd           For       Against      Management

3     Elect Director John F. Herma            For       For          Management

4     Elect Director Dale E. Jones            For       Against      Management

5     Elect Director William S. Kellogg       For       For          Management

6     Elect Director Kevin Mansell            For       For          Management

7     Elect Director John E. Schlifske        For       For          Management

8     Elect Director Frank V. Sica            For       Against      Management

9     Elect Director Peter M. Sommerhauser    For       For          Management

10    Elect Director Stephanie A. Streeter    For       For          Management

11    Elect Director Nina G. Vaca             For       For          Management

12    Elect Director Stephen E. Watson        For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

15    Adopt Policy on Ending Use of Animal    Against   Against      Shareholder

      Fur in Products                                                          

16    Adopt Policy on Succession Planning     Against   Against      Shareholder

17    Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

LIFE TECHNOLOGIES CORPORATION                                                  

 

Ticker:       LIFE           Security ID:  53217V109                            

Meeting Date: APR 26, 2012   Meeting Type: Annual                              

Record Date:  FEB 27, 2012                                                     

 


 
 

 

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Donald W. Grimm          For       Against      Management

2     Elect Director Ora H. Pescovitz         For       Against      Management

3     Elect Director Per A. Peterson          For       For          Management

4     Ratify Auditors                         For       For          Management

5     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

LONE PINE RESOURCES INC                                                        

 

Ticker:       LPR            Security ID:  54222A106                           

Meeting Date: MAY 16, 2012   Meeting Type: Annual                              

Record Date:  MAR 26, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Dale J. Hohm             For       For          Management

1.2   Elect Director Loyola G. Keough         For       For          Management

1.3   Elect Director Donald McKenzie          For       For          Management

2     Approve Employee Stock Purchase Plan    For       For          Management

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

4     Advisory Vote on Say on Pay Frequency   Three     One Year     Management

                                              Years                            

5     Ratify Ernst & Young LLP as Auditors    For       For          Management

 

 

--------------------------------------------------------------------------------

 

MARRIOTT INTERNATIONAL, INC.                                                   

 

Ticker:       MAR            Security ID:  571903202                           

Meeting Date: MAY 04, 2012   Meeting Type: Annual                              

Record Date:  MAR 13, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director J.W. Marriott, Jr.       For       For          Management

2     Elect Director John W. Marriott, III    For       For          Management

3     Elect Director Mary K. Bush             For       Against      Management

4     Elect Director Lawrence W. Kellner      For       For          Management

5     Elect Director Debra L. Lee             For       For          Management

6     Elect Director George Munoz             For       For          Management

7     Elect Director Harry J. Pearce          For       Against      Management

8     Elect Director Steven S Reinemund       For       Against      Management

9     Elect Director Lawrence M. Small        For       Against      Management

10    Elect Director Arne M. Sorenson         For       For          Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

 


 
 

 

--------------------------------------------------------------------------------

 

MICROSOFT CORPORATION                                                          

 

Ticker:       MSFT           Security ID:  594918104                           

Meeting Date: NOV 15, 2011   Meeting Type: Annual                              

Record Date:  SEP 02, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Steven A. Ballmer        For       For          Management

2     Elect Director Dina Dublon              For       For          Management

3     Elect Director William H. Gates, III    For       For          Management

4     Elect Director Raymond V. Gilmartin     For       For          Management

5     Elect Director Reed Hastings            For       For          Management

6     Elect Director Maria M. Klawe           For       For          Management

7     Elect Director David F. Marquardt       For       For          Management

8     Elect Director Charles H. Noski         For       For          Management

9     Elect Director Helmut Panke             For       For          Management

10    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

11    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

12    Ratify Auditors                         For       For          Management

13    Amend Bylaws to Establish a Board       Against   Against      Shareholder

      Committee on Environmental                                               

      Sustainability                                                           

 

 

--------------------------------------------------------------------------------

 

MOTOROLA SOLUTIONS, INC.                                                       

 

Ticker:       MSI            Security ID:  620076307                           

Meeting Date: APR 30, 2012   Meeting Type: Annual                              

Record Date:  MAR 02, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Gregory Q. Brown         For       For          Management

2     Elect Director William J. Bratton       For       Against      Management

3     Elect Director Kenneth C. Dahlberg      For       For          Management

4     Elect Director David W. Dorman          For       Against      Management

5     Elect Director Michael V. Hayden        For       For          Management

6     Elect Director Judy C. Lewent           For       For          Management

7     Elect Director Samuel C. Scott, III     For       Against      Management

8     Elect Director John A. White            For       For          Management

9     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

10    Ratify Auditors                         For       For          Management

11    Encourage Suppliers to Produce          Against   For          Shareholder

      Sustainability Reports                                                   

12    Stock Retention/Holding Period          Against   For          Shareholder

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

NEXEN INC.                                                                     

 

Ticker:       NXY            Security ID:  65334H102                           

Meeting Date: APR 25, 2012   Meeting Type: Annual                              

Record Date:  MAR 06, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director William B. Berry         For       For          Management

1.2   Elect Director Robert G. Bertram        For       For          Management

1.3   Elect Director Thomas W. Ebbern         For       For          Management

1.4   Elect Director S. Barry Jackson         For       For          Management

1.5   Elect Director Kevin J. Jenkins         For       For          Management

1.6   Elect Director A. Anne McLellan         For       For          Management

1.7   Elect Director Eric P. Newell           For       For          Management

1.8   Elect Director Thomas C. O'Neill        For       For          Management

1.9   Elect Director Kevin J. Reinhart        For       For          Management

1.10  Elect Director Francis M. Saville       For       For          Management

1.11  Elect Director Arthur R.A. Scace        For       For          Management

1.12  Elect Director John M. Willson          For       For          Management

1.13  Elect Director Victor J. Zaleschuk      For       For          Management

2     Ratify Deloitte & Touche LLP  as        For       For          Management

      Auditors                                                                 

3     Advisory Vote on Executive              For       For          Management

      Compensation Approach                                                    

 

 

--------------------------------------------------------------------------------

 

NOBLE ENERGY, INC.                                                             

 

Ticker:       NBL            Security ID:  655044105                           

Meeting Date: APR 24, 2012   Meeting Type: Annual                              

Record Date:  MAR 06, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Jeffrey L. Berenson      For       For          Management

2     Elect Director Michael A. Cawley        For       For          Management

3     Elect Director Edward F. Cox            For       For          Management

4     Elect Director Charles D. Davidson      For       For          Management

5     Elect Director Thomas J. Edelman        For       For          Management

6     Elect Director Eric P. Grubman          For       For          Management

7     Elect Director Kirby L. Hedrick         For       For          Management

8     Elect Director Scott D. Urban           For       For          Management

9     Elect Director William T. Van Kleef     For       For          Management

10    Ratify Auditors                         For       For          Management

11    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

12    Increase Authorized Common Stock        For       For          Management

 

 

--------------------------------------------------------------------------------

 

NORDSTROM, INC.                                                                

 

 


 
 

 

Ticker:       JWN            Security ID:  655664100                           

Meeting Date: MAY 09, 2012   Meeting Type: Annual                              

Record Date:  MAR 09, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Phyllis J. Campbell      For       For          Management

2     Elect Director Michelle M. Ebanks       For       For          Management

3     Elect Director Enrique Hernandez, Jr.   For       For          Management

4     Elect Director Robert G. Miller         For       For          Management

5     Elect Director Blake W. Nordstrom       For       For          Management

6     Elect Director Erik  B. Nordstrom       For       For          Management

7     Elect Director Peter E. Nordstrom       For       For          Management

8     Elect Director Philip G. Satre          For       For          Management

9     Elect Director B. Kevin Turner          For       For          Management

10    Elect Director Robert D. Walter         For       For          Management

11    Elect Director Alison A. Winter         For       For          Management

12    Approve Executive Incentive Bonus Plan  For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

NOVARTIS AG                                                                    

 

Ticker:       NOVN           Security ID:  66987V109                           

Meeting Date: FEB 23, 2012   Meeting Type: Annual                              

Record Date:  JAN 26, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Accept Financial Statements and         For       For          Management

      Statutory Reports                                                        

2     Approve Discharge of Board and Senior   For       For          Management

      Management                                                                

3     Approve Allocation of Income and        For       For          Management

      Dividends of CHF 2.25 per Share                                          

4     Approve CHF 19.7 Million Reduction in   For       For          Management

      Share Capital via Cancellation of                                        

      Repurchased Shares                                                       

5.1.1 Reelect Sikrant Datar as Director       For       For          Management

5.1.2 Reelect Andreas von Planta as Director  For       For          Management

5.1.3 Reelect Wendelin Wiedeking as Director  For       For          Management

5.1.4 Reelect William Brody as Director       For       For          Management

5.1.5 Reelect Rolf Zinkernagel as Director    For       For          Management

5.2   Elect Dimitri Azar as Director          For       For          Management

6     Ratify PricewaterhouseCoopers as        For       For          Management

      Auditors                                                                 

7     Additional And/or Counter-proposals     For       Against      Management

      Presented At The Meeting                                                 

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

O'REILLY AUTOMOTIVE, INC.                                                      

 

Ticker:       ORLY           Security ID:  67103H107                           

Meeting Date: MAY 08, 2012   Meeting Type: Annual                              

Record Date:  FEB 28, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Charles H. O'Reilly, Jr. For       Against      Management

2     Elect Director John Murphy              For       Against      Management

3     Elect Director Ronald Rashkow           For       Against      Management

4     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

5     Approve Omnibus Stock Plan              For       Against      Management

6     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

ORACLE CORPORATION                                                             

 

Ticker:       ORCL           Security ID:  68389X105                            

Meeting Date: OCT 12, 2011   Meeting Type: Annual                              

Record Date:  AUG 15, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Jeffrey S. Berg          For       For          Management

1.2   Elect Director H. Raymond Bingham       For       Withhold     Management

1.3   Elect Director Michael J. Boskin        For       For          Management

1.4   Elect Director Safra A. Catz            For       For          Management

1.5   Elect Director Bruce R. Chizen          For       Withhold     Management

1.6   Elect Director George H. Conrades       For       Withhold     Management

1.7   Elect Director Lawrence J. Ellison      For       For          Management

1.8   Elect Director Hector Garcia-Molina     For       For          Management

1.9   Elect Director Jeffrey O. Henley        For       For          Management

1.10  Elect Director Mark V. Hurd             For       For          Management

1.11  Elect Director Donald L. Lucas          For       For          Management

1.12  Director Naomi O. Seligman              For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Advisory Vote on Say on Pay Frequency   None      One Year     Management

4     Ratify Auditors                         For       For          Management

5     Stock Retention/Holding Period          Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

PEOPLE'S UNITED FINANCIAL, INC.                                                

 

Ticker:       PBCT           Security ID:  712704105                           

Meeting Date: APR 19, 2012   Meeting Type: Annual                              

Record Date:  FEB 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director George P. Carter         For       Withhold     Management

 


 
 

 

1.2   Elect Director Jerry Franklin           For       For          Management

1.3   Elect Director Kirk W. Walters          For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

3     Approve Executive Incentive Bonus Plan  For       For          Management

4     Ratify Auditors                         For       For          Management

5     Declassify the Board of Directors       None      For          Shareholder

 

 

--------------------------------------------------------------------------------

 

PITNEY BOWES INC.                                                              

 

Ticker:       PBI            Security ID:  724479100                           

Meeting Date: MAY 14, 2012   Meeting Type: Annual                               

Record Date:  MAR 16, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Rodney C. Adkins         For       For          Management

2     Elect Director Anne M. Busquet          For       For          Management

3     Elect Director Roger Fradin             For       For          Management

4     Elect Director Anne Sutherland Fuchs    For       Against      Management

5     Elect Director James H. Keyes           For       Against      Management

6     Elect Director Murray D. Martin         For       For          Management

7     Elect Director Michael I. Roth          For       For          Management

8     Elect Director David L. Shedlarz        For       For          Management

9     Elect Director David B. Snow, Jr.       For       Against      Management

10    Elect Director Robert E. Weissman       For       Against      Management

11    Ratify Auditors                         For       For          Management

12    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

QUALCOMM INCORPORATED                                                          

 

Ticker:       QCOM           Security ID:  747525103                           

Meeting Date: MAR 06, 2012   Meeting Type: Annual                               

Record Date:  JAN 09, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Barbara T. Alexander     For       Withhold     Management

1.2   Elect Director Stephen M. Bennett       For       Withhold     Management

1.3   Elect Director Donald G. Cruickshank    For       Withhold     Management

1.4   Elect Director Raymond V. Dittamore     For       Withhold     Management

1.5   Elect Director Thomas W. Horton         For       Withhold     Management

1.6   Elect Director Paul E. Jacobs           For       Withhold     Management

1.7   Elect Director Robert E. Kahn           For       Withhold     Management

1.8   Elect Director Sherry Lansing           For       Withhold     Management

1.9   Elect Director Duane A. Nelles          For       Withhold     Management

1.10  Elect Director Francisco Ros            For       Withhold     Management

1.11  Elect Director Brent Scowcroft          For       Withhold     Management

1.12  Elect Director Marc I. Stern            For       Withhold     Management

 


 
 

 

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Eliminate Provision Relating to         For       For          Management

      Plurality Voting for the Election of                                      

      Directors                                                                

 

 

--------------------------------------------------------------------------------

 

REGIONS FINANCIAL CORPORATION                                                   

 

Ticker:       RF             Security ID:  7591EP100                           

Meeting Date: MAY 17, 2012   Meeting Type: Annual                              

Record Date:  MAR 19, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Samuel W. Bartholomew,   For       For          Management

      Jr.                                                                      

2     Elect Director George W. Bryan          For       For          Management

3     Elect Director Carolyn H. Byrd          For       For          Management

4     Elect Director David J. Cooper, Sr.     For       Against      Management

5     Elect Director Earnest W. Deavenport,   For       For          Management

      Jr.                                                                      

6     Elect Director Don DeFosset             For       Against      Management

7     Elect Director Eric C. Fast             For       Against      Management

8     Elect Director O.B. Grayson Hall, Jr.   For       For          Management

9     Elect Director John D. Johns            For       For          Management

10    Elect Director Charles D. McCrary       For       For          Management

11    Elect Director James R. Malone          For       Against      Management

12    Elect Director Ruth Ann Marshall        For       For          Management

13    Elect Director Susan W. Matlock         For       Against      Management

14    Elect Director John E. Maupin, Jr.      For       For          Management

15    Elect Director John R. Roberts          For       For          Management

16    Elect Director Lee J. Styslinger, III   For       Against      Management

17    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

18    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

19    Ratify Auditors                         For       For          Management

20    Report on Political Contributions       Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

SCRIPPS NETWORKS INTERACTIVE, INC.                                             

 

Ticker:       SNI            Security ID:  811065101                           

Meeting Date: MAY 15, 2012   Meeting Type: Annual                              

Record Date:  MAR 21, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director David A. Galloway        For       Withhold     Management

1.2   Elect Director Nicholas B. Paumgarten   For       For          Management

1.3   Elect Director Jeffrey Sagansky         For       For          Management

 


 
 

 

1.4   Elect Director Ronald W. Tysoe          For       Withhold     Management

 

 

--------------------------------------------------------------------------------

 

SEMPRA ENERGY                                                                  

 

Ticker:       SRE            Security ID:  816851109                           

Meeting Date: MAY 10, 2012   Meeting Type: Annual                               

Record Date:  MAR 13, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Alan L. Boeckmann        For       For          Management

2     Elect Director James G. Brocksmith, Jr. For       For          Management

3     Elect Director Donald E. Felsinger      For       For          Management

4     Elect Director Wilford D. Godbold, Jr.  For       For          Management

5     Elect Director William D. Jones         For       For          Management

6     Elect Director William G. Ouchi         For       For          Management

7     Elect Director Debra L. Reed            For       For          Management

8     Elect Director Carlos Ruiz              For       For          Management

9     Elect Director William C. Rusnack       For       For          Management

10    Elect Director William P. Rutledge      For       For          Management

11    Elect Director Lynn Schenk              For       For          Management

12    Elect Director Luis M. Tellez           For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

15    Require Independent Board Chairman      Against   For          Shareholder

16    Include Sustainability as a             Against   For          Shareholder

      Performance Measure for Senior                                           

      Executive Compensation                                                   

 

 

--------------------------------------------------------------------------------

 

SIGMA-ALDRICH CORPORATION                                                      

 

Ticker:       SIAL           Security ID:  826552101                           

Meeting Date: MAY 01, 2012   Meeting Type: Annual                               

Record Date:  MAR 02, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Rebecca M. Bergman       For       For          Management

2     Elect Director George M. Church, Ph.D.  For       For          Management

3     Elect Director W. Lee McCollum          For       For          Management

4     Elect Director Avi M. Nash              For       For          Management

5     Elect Director Steven M. Paul, M.D.     For       For          Management

6     Elect Director J. Pedro Reinhard        For       For          Management

7     Elect Director Rakesh Sachdev           For       For          Management

8     Elect Director D. Dean Spatz            For       For          Management

9     Elect Director Barrett A. Toan          For       For          Management

10    Ratify Auditors                         For       For          Management

11    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

 


 
 

 

 

 

--------------------------------------------------------------------------------

 

STAPLES, INC.                                                                   

 

Ticker:       SPLS           Security ID:  855030102                           

Meeting Date: JUN 04, 2012   Meeting Type: Annual                              

Record Date:  APR 09, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Basil L. Anderson        For       For          Management

2     Elect Director Arthur M. Blank          For       For          Management

3     Elect Director Drew G. Faust            For       For          Management

4     Elect Director Justin King              For       For          Management

5     Elect Director Carol Meyrowitz          For       For          Management

6     Elect Director Rowland T. Moriarty      For       For          Management

7     Elect Director Robert C. Nakasone       For       For          Management

8     Elect Director Ronald L. Sargent        For       For          Management

9     Elect Director Elizabeth A. Smith       For       For          Management

10    Elect Director Robert E. Sulentic       For       For          Management

11    Elect Director Vijay Vishwanath         For       For          Management

12    Elect Director Paul F. Walsh            For       For          Management

13    Provide Right to Act by Written Consent For       For          Management

14    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

15    Amend Executive Incentive Bonus Plan    For       For          Management

16    Amend Executive Incentive Bonus Plan    For       For          Management

17    Approve Qualified Employee Stock        For       For          Management

      Purchase Plan                                                            

18    Ratify Auditors                         For       For          Management

19    Stock Retention/Holding Period          Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

SYMANTEC CORPORATION                                                           

 

Ticker:       SYMC           Security ID:  871503108                           

Meeting Date: OCT 25, 2011   Meeting Type: Annual                              

Record Date:  AUG 26, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Stephen M. Bennett       For       For          Management

2     Elect Director Michael A. Brown         For       For          Management

3     Elect Director Frank E. Dangeard        For       For          Management

4     Elect Director Geraldine B. Laybourne   For       For          Management

5     Elect Director David L. Mahoney         For       For          Management

6     Elect Director Robert S. Miller         For       For          Management

7     Elect Director Enrique Salem            For       For          Management

8     Elect Director Daniel H. Schulman       For       For          Management

9     Elect Director V. Paul Unruh            For       For          Management

10    Ratify Auditors                         For       For          Management

11    Amend Outside Director Stock            For       For          Management

 


 
 

 

      Awards/Options in Lieu of Cash                                           

12    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

13    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

14    Amend Articles/Bylaws/Charter -- Call   Against   Against      Shareholder

      Special Meetings                                                         

 

 

--------------------------------------------------------------------------------

 

THE BRINK'S COMPANY                                                            

 

Ticker:       BCO            Security ID:  109696104                           

Meeting Date: MAY 04, 2012   Meeting Type: Annual                              

Record Date:  MAR 05, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Reginald D. Hedgebeth    For       Withhold     Management

1.2   Elect Director Betty C. Alewine         For       For          Management

1.3   Elect Director Michael J. Herling       For       Withhold     Management

1.4   Elect Director Thomas C. Schievelbein   For       For          Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                          

3     Ratify Auditors                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

THE CLOROX COMPANY                                                              

 

Ticker:       CLX            Security ID:  189054109                           

Meeting Date: NOV 16, 2011   Meeting Type: Annual                              

Record Date:  SEP 27, 2011                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Daniel Boggan, Jr.       For       Against      Management

2     Elect Director Richard H. Carmona       For       Against      Management

3     Elect Director Tully M. Friedman        For       Against      Management

4     Elect Director George J. Harad          For       Against      Management

5     Elect Director Donald R. Knauss         For       Against      Management

6     Elect Director Robert W. Matschullat    For       Against      Management

7     Elect Director Gary G. Michael          For       Against      Management

8     Elect Director Edward A. Mueller        For       Against      Management

9     Elect Director Pamela Thomas-Graham     For       Against      Management

10    Elect Director Carolyn M. Ticknor       For       Against      Management

11    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

12    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

13    Ratify Auditors                         For       For          Management

14    Require Independent Board Chairman      Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

THE KROGER CO.                                                                 

 

Ticker:       KR             Security ID:  501044101                            

Meeting Date: JUN 21, 2012   Meeting Type: Annual                              

Record Date:  APR 23, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Reuben V. Anderson       For       For          Management

2     Elect Director Robert D. Beyer          For       For          Management

3     Elect Director David B. Dillon          For       For          Management

4     Elect Director Susan J. Kropf           For       For          Management

5     Elect Director John T. LaMacchia        For       For          Management

6     Elect Director David B. Lewis           For       For          Management

7     Elect Director W. Rodney McMullen       For       For          Management

8     Elect Director Jorge P. Montoya         For       For          Management

9     Elect Director Clyde R. Moore           For       For          Management

10    Elect Director Susan M. Phillips        For       For          Management

11    Elect Director Steven R. Rogel          For       For          Management

12    Elect Director James A. Runde           For       For          Management

13    Elect Director Ronald L. Sargent        For       For          Management

14    Elect Director Bobby S. Shackouls       For       For          Management

15    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                          

16    Ratify Auditors                         For       For          Management

17    Adopt ILO Based Code of Conduct         Against   For          Shareholder

18    Report on Adopting Extended Producer    Against   For          Shareholder

      Responsibility Policy                                                    

 

 

--------------------------------------------------------------------------------

 

THE NASDAQ OMX GROUP, INC.                                                      

 

Ticker:       NDAQ           Security ID:  631103108                           

Meeting Date: MAY 22, 2012   Meeting Type: Annual                              

Record Date:  APR 02, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Steven D. Black          For       For          Management

2     Elect Director Borje Ekholm             For       For          Management

3     Elect Director Robert Greifeld          For       For          Management

4     Elect Director Glenn H. Hutchins        For       For          Management

5     Elect Director Essa Kazim               For       For          Management

6     Elect Director John D. Markese          For       For          Management

7     Elect Director Ellyn A. McColgan        For       For          Management

8     Elect Director Thomas F. O'Neill        For       For          Management

9     Elect Director James S. Riepe           For       For          Management

10    Elect Director Michael R. Splinter      For       For          Management

11    Elect Director Lars Wedenborn           For       For          Management

12    Ratify Auditors                         For       For          Management

13    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

14    Reduce Supermajority Vote Requirement   Against   For          Shareholder

15    Amend Articles/Bylaws/Charter -- Call   Against   For          Shareholder

 


 
 

 

      Special Meetings                                                         

 

 

--------------------------------------------------------------------------------

 

THE PNC FINANCIAL SERVICES GROUP, INC.                                         

 

Ticker:       PNC            Security ID:  693475105                           

Meeting Date: APR 24, 2012   Meeting Type: Annual                              

Record Date:  JAN 31, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Richard O. Berndt        For       For          Management

2     Elect Director Charles E. Bunch         For       Against      Management

3     Elect Director Paul W. Chellgren        For       Against      Management

4     Elect Director Kay Coles James          For       Against      Management

5     Elect Director Richard B. Kelson        For       Against      Management

6     Elect Director Bruce C. Lindsay         For       For          Management

7     Elect Director Anthony A. Massaro       For       For          Management

8     Elect Director Jane G. Pepper           For       For          Management

9     Elect Director James E. Rohr            For       For          Management

10    Elect Director Donald J. Shepard        For       For          Management

11    Elect Director Lorene K. Steffes        For       For          Management

12    Elect Director Dennis F. Strigl         For       Against      Management

13    Elect Director Thomas J. Usher          For       Against      Management

14    Elect Director George H. Walls, Jr.     For       For          Management

15    Elect Director Helge H. Wehmeier        For       For          Management

16    Ratify Auditors                         For       For          Management

17    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

THE PROCTER & GAMBLE COMPANY                                                   

 

Ticker:       PG             Security ID:  742718109                           

Meeting Date: OCT 11, 2011   Meeting Type: Annual                              

Record Date:  AUG 12, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Angela F. Braly          For       For          Management

2     Elect Director Kenneth I. Chenault      For       For          Management

3     Elect Director Scott D. Cook            For       For          Management

4     Elect Director Susan Desmond-Hellmann   For       For          Management

5     Elect Director Robert A. McDonald       For       For          Management

6     Elect Director W. James McNerney, Jr.   For       For          Management

7     Elect Director Johnathan A. Rodgers     For       For          Management

8     Elect Director Margaret C. Whitman      For       For          Management

9     Elect Director Mary Agnes Wilderotter   For       For          Management

10    Elect Director Patricia A. Woertz       For       For          Management

11    Elect Director Ernesto Zedillo          For       For          Management

12    Ratify Auditors                         For       For          Management

13    Advisory Vote to Ratify Named           For       For          Management

 


 
 

 

      Executive Officers' Compensation                                         

14    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

15    Amend Articles of Incorporation         For       For          Management

16    Provide for Cumulative Voting           Against   Against      Shareholder

17    Phase Out Use of Laboratory Animals in  Against   Against      Shareholder

      Pet Food Product Testing                                                 

18    Report on Political Contributions and   Against   Against      Shareholder

      Provide Advisory Vote                                                    

 

 

--------------------------------------------------------------------------------

 

THE WESTERN UNION COMPANY                                                      

 

Ticker:       WU             Security ID:  959802109                           

Meeting Date: MAY 23, 2012   Meeting Type: Annual                               

Record Date:  MAR 26, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Richard A. Goodman       For       For          Management

2     Elect Director Roberto G. Mendoza       For       Against      Management

3     Elect Director Michael A. Miles, Jr.    For       For          Management

4     Declassify the Board of Directors       For       For          Management

5     Ratify Auditors                         For       For          Management

6     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

7     Amend Omnibus Stock Plan                For       For          Management

8     Adopt Proxy Access Right                Against   Against      Shareholder

9     Adopt Proxy Statement Reporting on      Against   Against      Shareholder

      Political Contributions and Advisory                                     

      Vote                                                                     

 

 

--------------------------------------------------------------------------------

 

UNITED TECHNOLOGIES CORPORATION                                                

 

Ticker:       UTX            Security ID:  913017109                           

Meeting Date: APR 11, 2012   Meeting Type: Annual                              

Record Date:  FEB 15, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Louis R. Chenevert       For       For          Management

2     Elect Director John V. Faraci           For       For          Management

3     Elect Director Jean-Pierre Garnier, Ph. For       Against      Management

      D.                                                                       

4     Elect Director Jamie S. Gorelick        For       Against      Management

5     Elect Director Edward A. Kangas         For       Against      Management

6     Elect Director Ellen J. Kullman         For       For          Management

7     Elect Director Richard D. McCormick     For       Against      Management

8     Elect Director Harold McGraw, III       For       Against      Management

9     Elect Director Richard B. Myers         For       For          Management

10    Elect Director H. Patrick Swygert       For       Against      Management

11    Elect Director Andre Villeneuve         For       For          Management

 


 
 

 

12    Elect Director Christine Todd Whitman   For       For          Management

13    Ratify Auditors                         For       For          Management

14    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 

 

--------------------------------------------------------------------------------

 

VENOCO, INC.                                                                    

 

Ticker:       VQ             Security ID:  92275P307                           

Meeting Date: JUN 05, 2012   Meeting Type: Special                             

Record Date:  APR 11, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Approve Merger Agreement                For       For          Management

2     Adjourn Meeting                         For       For          Management

 

 

--------------------------------------------------------------------------------

 

VERIZON COMMUNICATIONS INC.                                                    

 

Ticker:       VZ             Security ID:  92343V104                            

Meeting Date: MAY 03, 2012   Meeting Type: Annual                              

Record Date:  MAR 05, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Richard L. Carrion       For       For          Management

2     Elect Director Melanie L. Healey        For       For          Management

3     Elect Director M. Frances Keeth         For       For          Management

4     Elect Director Robert W. Lane           For       For          Management

5     Elect Director Lowell C. McAdam         For       For          Management

6     Elect Director Sandra O. Moose          For       For          Management

7     Elect Director Joseph Neubauer          For       For          Management

8     Elect Director Donald T. Nicolaisen     For       For          Management

9     Elect Director Clarence Otis, Jr.       For       For          Management

10    Elect Director Hugh B. Price            For       For          Management

11    Elect Director Rodney E. Slater         For       For          Management

12    Ratify Auditors                         For       For          Management

13    Advisory Vote to Ratify Named           For       For          Management

      Executive Officers' Compensation                                         

14    Disclose Prior Government Service       Against   Against      Shareholder

15    Report on Lobbying Payments and Policy  Against   Against      Shareholder

16    Performance-Based and/or Time-Based     Against   Against      Shareholder

      Equity Awards                                                            

17    Amend Articles/Bylaws/Charter -- Call   Against   Against      Shareholder

      Special Meetings                                                         

18    Provide Right to Act by Written Consent Against   For          Shareholder

19    Commit to Wireless Network Neutrality   Against   Against      Shareholder

 

 

--------------------------------------------------------------------------------

 

 


 
 

 

VISTAPRINT N.V.                                                                

 

Ticker:       VPRT           Security ID:  N93540107                           

Meeting Date: SEP 30, 2011   Meeting Type: Special                             

Record Date:  SEP 02, 2011                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Authorize Repurchase of Up to 20        For       For          Management

      Percent of Issued Share Capital                                          

 

 

--------------------------------------------------------------------------------

 

VISTAPRINT N.V.                                                                 

 

Ticker:       VPRT           Security ID:  N93540107                           

Meeting Date: NOV 03, 2011   Meeting Type: Annual                              

Record Date:  OCT 06, 2011                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Peter Gyenes to Supervisory Board For       For          Management

2     Approve Financial Statements            For       For          Management

3     Approve Discharge of Management Board   For       For          Management

4     Approve Discharge of Supervisory Board  For       For          Management

5     Approve Remuneration of Supervisory     For       For          Management

      Board                                                                    

6     Grant Management Board Authority to     For       Against      Management

      Issue Shares                                                             

7     Authorize Board to Issue Preference     For       Against      Management

      Shares up to 100 percent of the Issued                                   

      Share Capital                                                            

8     Authorize Board to Exclude Preemptive   For       Against      Management

      Rights from Issuance under Item 6 and 7                                  

9     Ratify Ernst & Young LLP as Auditors    For       For          Management

10    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

11    Advisory Vote on Say on Pay Frequency   One Year  One Year     Management

 

 

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WADDELL & REED FINANCIAL, INC.                                                 

 

Ticker:       WDR            Security ID:  930059100                           

Meeting Date: APR 18, 2012   Meeting Type: Annual                               

Record Date:  FEB 22, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Thomas C. Godlasky       For       Withhold     Management

1.2   Elect Director Dennis E. Logue          For       Withhold     Management

1.3   Elect Director Michael F. Morrissey     For       Withhold     Management

1.4   Elect Director Ronald C. Reimer         For       Withhold     Management

2     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

 


 
 

 

3     Amend Executive Incentive Bonus Plan    For       For          Management

4     Ratify Auditors                         For       For          Management

 

 

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WATERS CORPORATION                                                             

 

Ticker:       WAT            Security ID:  941848103                           

Meeting Date: MAY 09, 2012   Meeting Type: Annual                              

Record Date:  MAR 15, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Joshua Bekenstein        For       Withhold     Management

1.2   Elect Director M.J. Berendt             For       Withhold     Management

1.3   Elect Director Douglas A. Berthiaume    For       Withhold     Management

1.4   Elect Director Edward Conard            For       Withhold     Management

1.5   Elect Director L.H. Glimcher            For       Withhold     Management

1.6   Elect Director Christopher A. Kuebler   For       Withhold     Management

1.7   Elect Director William J. Miller        For       Withhold     Management

1.8   Elect Director Joann A. Reed            For       Withhold     Management

1.9   Elect Director Thomas P. Salice         For       Withhold     Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Approve Omnibus Stock Plan              For       For          Management

 

 

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WEIGHT WATCHERS INTERNATIONAL, INC.                                            

 

Ticker:       WTW            Security ID:  948626106                           

Meeting Date: MAY 08, 2012   Meeting Type: Annual                              

Record Date:  MAR 30, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director Marsha Johnson Evans     For       Withhold     Management

1.2   Elect Director Sacha Lainovic           For       Withhold     Management

1.3   Elect Director Christopher J. Sobecki   For       Withhold     Management

2     Ratify Auditors                         For       For          Management

 

 

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WHOLE FOODS MARKET, INC.                                                        

 

Ticker:       WFM            Security ID:  966837106                           

Meeting Date: MAR 09, 2012   Meeting Type: Annual                              

Record Date:  JAN 10, 2012                                                      

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1.1   Elect Director John Elstrott            For       For          Management

1.2   Elect Director Gabrielle Greene         For       Withhold     Management

 


 
 

 

1.3   Elect Director Shahid (Hass) Hassan     For       For          Management

1.4   Elect Director Stephanie Kugelman       For       For          Management

1.5   Elect Director John Mackey              For       For          Management

1.6   Elect Director Walter Robb              For       For          Management

1.7   Elect Director Jonathan Seiffer         For       For          Management

1.8   Elect Director Morris (Mo) Siegel       For       Withhold     Management

1.9   Elect Director Jonathan Sokoloff        For       For          Management

1.10  Elect Director Ralph Sorenson           For       Withhold     Management

1.11  Elect Director W. (Kip) Tindell, III    For       For          Management

2     Ratify Auditors                         For       For          Management

3     Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

4     Increase Authorized Common Stock        For       For          Management

5     Amend Articles/Bylaws/Charter --        Against   For          Shareholder

      Removal of Directors                                                     

6     Require Independent Board Chairman      Against   For          Shareholder

 

 

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XCEL ENERGY INC.                                                               

 

Ticker:       XEL            Security ID:  98389B100                            

Meeting Date: MAY 16, 2012   Meeting Type: Annual                              

Record Date:  MAR 20, 2012                                                     

 

#     Proposal                                Mgt Rec   Vote Cast    Sponsor   

1     Elect Director Gail Koziara Boudreaux   For       For          Management

2     Elect Director Fredric W. Corrigan      For       Against      Management

3     Elect Director Richard K. Davis         For       For          Management

4     Elect Director Benjamin G.S. Fowke, III For       For          Management

5     Elect Director Albert F. Moreno         For       For          Management

6     Elect Director Christopher J.           For       Against      Management

      Policinski                                                                

7     Elect Director A. Patricia Sampson      For       Against      Management

8     Elect Director James J. Sheppard        For       For          Management

9     Elect Director David A. Westerlund      For       Against      Management

10    Elect Director Kim Williams             For       For          Management

11    Elect Director Timothy V. Wolf          For       For          Management

12    Ratify Auditors                         For       For          Management

13    Eliminate Cumulative Voting             For       For          Management

14    Eliminate Class of Preferred Stock      For       For          Management

15    Advisory Vote to Ratify Named           For       Against      Management

      Executive Officers' Compensation                                         

16    Require Independent Board Chairman      Against   Against      Shareholder

 

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this Report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

The Dreyfus Third Century Fund, Inc.

 

 

By: /s/ Bradley J. Skapyak

      Bradley J. Skapyak

      President

 

Date:

August 20, 2012