0000914775-13-000022.txt : 20130227 0000914775-13-000022.hdr.sgml : 20130227 20130227165147 ACCESSION NUMBER: 0000914775-13-000022 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 EFFECTIVENESS DATE: 20130227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DREYFUS FUND INC CENTRAL INDEX KEY: 0000030146 IRS NUMBER: 136021175 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00523 FILM NUMBER: 13647497 BUSINESS ADDRESS: STREET 1: THE DREYFUS CORPORATION STREET 2: 200 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 2129226832 MAIL ADDRESS: STREET 1: C/O DREYFUS CORP STREET 2: 200 PARK AVENUE, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: NESBETT FUND INC DATE OF NAME CHANGE: 19680607 0000030146 S000000068 DREYFUS FUND INC C000000105 DREYFUS FUND INC DREVX NSAR-B 1 answer.fil ANNUAL REPORT PAGE 1 000 B000000 12/31/2012 000 C000000 0000030146 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 THE DREYFUS FUND INCORPORATED 001 B000000 811-0523 001 C000000 2129226858 002 A000000 200 PARK AVENUE 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10166 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 014 A000001 CONVERGEX PRIME SERVICES 014 B000001 8-67289 014 A000002 CONVERGEX EXECUTION SOLUTIONS, LLC 014 B000002 8-46838 014 A000003 BNY MELLON CAPITAL MARKETS, LLC 014 B000003 8-35255 014 A000004 EZE CASTLE TRANSACTION SERVICES LLC 014 B000004 8-66577 014 A000005 G-TRADE SERVICES, LLC 014 B000005 8-67304 014 A000006 MBSC SECURITIES CORPORATION 014 B000006 8-13801 014 A000007 PERSHING ADVISOR SOLUTIONS LLC 014 B000007 8-47425 014 A000008 PERSHING LLC 014 B000008 8-17574 014 A000009 WESTMINSTER RESEARCH ASSOCIATES LLC 014 B000009 8-28900 018 000000 Y PAGE 2 019 A000000 Y 019 B000000 150 019 C000000 DREYFUSFAM 020 A000001 GOLDMAN, SACHS & CO. 020 B000001 13-5108880 020 C000001 71 020 A000002 MACQUARIE CAPITAL (USA) INC. 020 B000002 98-0141094 020 C000002 70 020 A000003 STIFEL, NICOLAUS & CO., INC. 020 B000003 43-0538770 020 C000003 63 020 A000004 BARCLAYS CAPITAL INC. 020 B000004 06-1031656 020 C000004 62 020 A000005 CREDIT SUISSE (USA) INC. 020 B000005 13-1898818 020 C000005 43 020 A000006 DEUTSCHE BANK SECURITIES INC. 020 B000006 13-2730828 020 C000006 39 020 A000007 J.P. MORGAN SECURITIES INC. 020 B000007 13-3299429 020 C000007 32 020 A000008 LIQUIDNET, INC. 020 B000008 13-4095933 020 C000008 26 020 A000009 CANTOR FITZGERALD & CO. 020 B000009 13-3680184 020 C000009 26 020 A000010 JONESTRADING INSTITUTIONAL SERVICES LLC 020 B000010 51-0484896 020 C000010 22 021 000000 698 022 A000001 J.P. MORGAN SECURITIES INC. 022 B000001 13-3299429 022 C000001 2651 022 D000001 0 022 A000002 MORGAN STANLEY 022 B000002 36-3145972 022 C000002 1058 022 D000002 0 022 A000003 CREDIT SUISSE (USA) INC. 022 B000003 13-1898818 022 C000003 343 022 D000003 0 022 C000004 0 022 D000004 0 022 C000005 0 022 D000005 0 022 C000006 0 PAGE 3 022 D000006 0 022 C000007 0 022 D000007 0 022 C000008 0 022 D000008 0 022 C000009 0 022 D000009 0 022 C000010 0 022 D000010 0 023 C000000 4053 023 D000000 0 025 A000001 J.P. MORGAN SECURITIES INC. 025 B000001 13-3299429 025 C000001 E 025 D000001 16455 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 N 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 Y 028 A010000 590 028 A020000 1 028 A030000 0 028 A040000 6177 028 B010000 677 028 B020000 0 028 B030000 0 028 B040000 8666 028 C010000 1348 028 C020000 2712 028 C030000 0 028 C040000 9034 028 D010000 1508 028 D020000 0 028 D030000 0 028 D040000 7461 028 E010000 751 028 E020000 1 028 E030000 0 028 E040000 7584 PAGE 4 028 F010000 437 028 F020000 4084 028 F030000 0 028 F040000 11962 028 G010000 5311 028 G020000 6798 028 G030000 0 028 G040000 50884 028 H000000 0 031 A000000 0 031 B000000 0 032 000000 0 033 000000 0 062 A000000 N 062 B000000 0.0 062 C000000 0.0 062 D000000 0.0 062 E000000 0.0 062 F000000 0.0 062 G000000 0.0 062 H000000 0.0 062 I000000 0.0 062 J000000 0.0 062 K000000 0.0 062 L000000 0.0 062 M000000 0.0 062 N000000 0.0 062 O000000 0.0 062 P000000 0.0 062 Q000000 0.0 062 R000000 0.0 071 A000000 564004 071 B000000 639443 071 C000000 1000444 071 D000000 56 072 A000000 12 072 B000000 68 072 C000000 20641 072 D000000 0 072 E000000 0 072 F000000 6574 072 G000000 0 072 H000000 0 072 I000000 567 072 J000000 108 072 K000000 0 072 L000000 69 072 M000000 36 072 N000000 31 072 O000000 0 072 P000000 10 PAGE 5 072 Q000000 0 072 R000000 65 072 S000000 101 072 T000000 0 072 U000000 0 072 V000000 0 072 W000000 23 072 X000000 7584 072 Y000000 0 072 Z000000 13125 072AA000000 91458 072BB000000 29292 072CC010000 86180 072CC020000 0 072DD010000 12844 072DD020000 0 072EE000000 0 073 A010000 0.1220 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 12 074 B000000 0 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 1005764 074 G000000 0 074 H000000 0 074 I000000 9422 074 J000000 0 074 K000000 0 074 L000000 1430 074 M000000 25 074 N000000 1016653 074 O000000 0 074 P000000 664 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 5618 074 S000000 0 074 T000000 1010371 074 U010000 103104 074 U020000 0 074 V010000 9.80 074 V020000 0.00 074 W000000 0.0000 074 X000000 26638 074 Y000000 0 PAGE 6 075 A000000 0 075 B000000 1011331 076 000000 0.00 077 A000000 Y 077 B000000 Y 080 A000000 NATIONAL UNION FIRE INSURANCE CO OF PITTSBURG 080 B000000 FEDERAL INSURANCE COMPANY 080 C000000 115000 081 A000000 Y 081 B000000 177 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N SIGNATURE ROBERT R. MULLERY TITLE ASSISTANT SECRETARY EX-23 2 eyconsent-026.htm ACCOUNTING REPORT ON INTERNAL CONTROL eyconsent-026.htm - Generated by SEC Publisher for SEC Filing

 

 

 

 

 

 

 

 

Report of Independent Registered Public Accounting Firm

 

 

To the Shareholders and Board of Directors of

   The Dreyfus Fund Incorporated

 

In planning and performing our audit of the financial statements of The Dreyfus Fund Incorporated (the “Company”) as of and for the year ended December 31, 2012, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Company’s internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, but not for the purpose of expressing an opinion on the effectiveness of the Company’s internal control over financial reporting. Accordingly, we express no such opinion. 

 

The management of the Company is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company’s internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company’s internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company’s assets that could have a material effect on the financial statements.

 

Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate.

 

A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company’s annual or interim financial statements will not be prevented or detected on a timely basis.

 

Our consideration of the Company’s internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Company’s internal control over financial reporting and its operation, including controls over safeguarding securities, that we consider to be a material weakness as defined above as of December 31, 2012.

 

This report is intended solely for the information and use of management and the Board of Directors of The Dreyfus Fund Incorporated and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

 

 

ERNST & YOUNG LLP

 

New York, New York

February 27, 2013