0000814585-11-000034.txt : 20111003 0000814585-11-000034.hdr.sgml : 20111003 20111003172726 ACCESSION NUMBER: 0000814585-11-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110929 FILED AS OF DATE: 20111003 DATE AS OF CHANGE: 20111003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RIVUS BOND FUND CENTRAL INDEX KEY: 0000030125 IRS NUMBER: 231745238 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 BUSINESS PHONE: 9142734545 MAIL ADDRESS: STREET 1: 113 KING STREET CITY: ARMONK STATE: NY ZIP: 10508 FORMER COMPANY: FORMER CONFORMED NAME: 1838 BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL BOND DEBENTURE TRADING FUND DATE OF NAME CHANGE: 19890511 FORMER COMPANY: FORMER CONFORMED NAME: DREXEL INCOME SECURITIES INC DATE OF NAME CHANGE: 19711102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MBIA INC CENTRAL INDEX KEY: 0000814585 STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351] STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-02201 FILM NUMBER: 111121081 BUSINESS ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 BUSINESS PHONE: 914-273-4545 MAIL ADDRESS: STREET 1: 113 KING ST CITY: ARMONK STATE: NY ZIP: 10504 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-29 0 0000030125 RIVUS BOND FUND BDF 0000814585 MBIA INC 113 KING STREET ARMONK NY 10504 0 0 0 1 Parent of Inv. Adv. See Foot.1 Shares of Beneficial Interest 2011-09-29 4 S 0 8504 18.25 D 253931 D Shares of Beneficial Interest 2011-09-29 4 S 0 400 18.255 D 253531 D Shares of Beneficial Interest 2011-09-29 4 S 0 1696 18.26 D 251835 D Shares of Beneficial Interest 2011-09-29 4 S 0 100 18.265 D 251735 D Shares of Beneficial Interest 2011-09-29 4 S 0 500 18.3 D 251235 D Shares of Beneficial Interest 2011-09-29 4 S 0 100 18.32 D 251135 D Shares of Beneficial Interest 2011-09-29 4 S 0 100 18.34 D 251035 D Shares of Beneficial Interest 2011-09-30 4 S 0 5500 18.25 D 245535 D Shares of Beneficial Interest 2011-09-30 4 S 0 100 18.255 D 245435 D Shares of Beneficial Interest 2011-09-30 4 S 0 400 18.26 D 245035 D Shares of Beneficial Interest 2011-09-30 4 S 0 500 18.27 D 244535 D Shares of Beneficial Interest 2011-09-30 4 S 0 100 18.275 D 244435 D Shares of Beneficial Interest 2011-09-30 4 S 0 3400 18.28 D 241035 D Shares of Beneficial Interest 2011-09-30 4 S 0 800 18.29 D 240235 D Shares of Beneficial Interest 2011-09-30 4 S 0 3450 18.3 D 236785 D Shares of Beneficial Interest 2011-09-30 4 S 0 350 18.305 D 236435 D Shares of Beneficial Interest 2011-09-30 4 S 0 600 18.31 D 235835 D Shares of Beneficial Interest 2011-09-30 4 S 0 700 18.33 D 235135 D Shares of Beneficial Interest 2011-09-30 4 S 0 100 18.34 D 235035 D Shares of Beneficial Interest 2011-10-03 4 S 0 6873 18.25 D 228162 D Shares of Beneficial Interest 2011-10-03 4 S 0 2500 18.26 D 225662 D Shares of Beneficial Interest 2011-10-03 4 S 0 1100 18.27 D 224562 D Shares of Beneficial Interest 2011-10-03 4 S 0 2827 18.28 D 221735 D Shares of Beneficial Interest 2011-10-03 4 S 0 800 18.285 D 220935 D Shares of Beneficial Interest 2011-10-03 4 S 0 1600 18.29 D 219335 D Shares of Beneficial Interest 2011-10-03 4 S 0 100 18.295 D 219235 D Shares of Beneficial Interest 2011-10-03 4 S 0 1400 18.3 D 217835 D Shares of Beneficial Interest 2011-10-03 4 S 0 100 18.32 D 217735 D 1. This filing is made on behalf of MBIA Inc. ("MBIA"). Cutwater Investor Services Corp., the issuer's investment adviser, is an indirect wholly owned subsidiary of MBIA. /s/Gail D. Makode, AVP, CCO & Asst. Secy. of MBIA Inc. 2011-10-03