-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGvtAfSsRJwv8oDOwTAnW+Rw4QoIrDJ7zOPiti/K9qHekHt8SLe2SsB7MZ7oWXtB mJlpygqdnQwa2+tsKA9XCA== 0000895345-07-000689.txt : 20071219 0000895345-07-000689.hdr.sgml : 20071219 20071217151505 ACCESSION NUMBER: 0000895345-07-000689 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071213 FILED AS OF DATE: 20071217 DATE AS OF CHANGE: 20071217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DOW JONES & CO INC CENTRAL INDEX KEY: 0000029924 STANDARD INDUSTRIAL CLASSIFICATION: NEWSPAPERS: PUBLISHING OR PUBLISHING & PRINTING [2711] IRS NUMBER: 135034940 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 2124162000 MAIL ADDRESS: STREET 1: 200 LIBERTY ST CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARFIELD JON E CENTRAL INDEX KEY: 0001181676 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07564 FILM NUMBER: 071309937 MAIL ADDRESS: STREET 1: 1255 COTTINGHAM RO HOME CITY: BLOOMFIELD HILLS STATE: MI ZIP: 48304 4 1 ha4-dowjones_barfieldex.xml X0202 4 2007-12-13 1 0000029924 DOW JONES & CO INC DJ 0001181676 BARFIELD JON E DOW JONES & COMPANY, INC. 200 LIBERTY STREET NEW YORK NY 10281 1 0 0 0 Stock Equivalent Units 2007-12-13 4 D 0 2877 D Common Stock 2877 0 D Phantom Stock 2007-12-13 4 D 0 3712 D Common Stock 3712 0 D Pursuant to the Agreement and Plan of Merger dated as of July 31, 2007, by and among Dow Jones & Company, Inc. (the "Company"), News Corporation, Ruby Newco LLC and Diamond Merger Sub Corporation, as amended (the "Merger Agreement"), these stock equivalent units were converted into the right to receive $60.00 cash per stock equivalent unit on March 1, 2008. This number of units represents 1,580 shares of Company common stock, which were disposed of pursuant to the Merger Agreement in exchange for $60.00 cash per share. /s/ Mia Israeli, Attorney-in-Fact 2007-12-17 -----END PRIVACY-ENHANCED MESSAGE-----